Summary
concluding that computer novice who "had never seen a file-sharing program before might not realize" that "shared files are accessible automatically to other persons online"
Summary of this case from United States v. Montañez-QuiñonesOpinion
No. 12–2015.
2013-04-9
UNITED STATES of America, Plaintiff–Appellee, v. Larry D. ROBINSON, Defendant–Appellant.
George A. Norwood, Office of the United States Attorney, Benton, IL, for Plaintiff–Appellee. Eric J. Hatchell, Michael B. Van Sicklen, Foley & Lardner LLP, Madison, WI, Thomas L. Shriner, Jr., Foley & Lardner LLP, Milwaukee, WI, for Defendant–Appellant.
George A. Norwood, Office of the United States Attorney, Benton, IL, for Plaintiff–Appellee. Eric J. Hatchell, Michael B. Van Sicklen, Foley & Lardner LLP, Madison, WI, Thomas L. Shriner, Jr., Foley & Lardner LLP, Milwaukee, WI, for Defendant–Appellant.
Before POSNER, KANNE, and WILLIAMS, Circuit Judges.
POSNER, Circuit Judge.
A jury convicted the defendant of possessing child pornography, and the judge sentenced him to 108 months in prison (to be followed by a 10–year term of supervised release) after increasing his base offense level by 15 levels. At issue are two of the 15 levels—a two-level enhancement that the guidelines prescribe if the defendant though not charged with the separate offense of distributing child pornography, had in fact distributed the pornography that he possessed. U.S.S.G. § 2G2.2(b)(3)(F). This adjustment, which the judge thought applicable to the defendant raised the defendant's guidelines sentencing range from 108 to 135 months to 135 to 168 months. But as the statutory maximum for the offense of possession was only 120 months at the time of the offense, see 18 U.S.C. § 2252(a)(4)(B) (2011), the judge could not sentence him within the higher range. The sentence of 108 months that the judge imposed was the floor of the lower range. (The judge could have given him an even lower sentence; there is no statutory minimum sentence for possession of child pornography.) If as the defendant argues the two-level increase for distribution was error, he is entitled to be resentenced, because the increase in the guideline range may have influenced the sentence that the judge gave him.
“Distribution” in the guideline is a term of art, because it includes not only what a lay person would describe as “distribution” but also “posting material ... on a website for public viewing,” U.S.S.G. § 2G2.2, application note 1, whether or not anyone actually views it. The defendant admitted in an interview by police to having downloaded quantities of child pornography through two peer-to-peer file-sharing computer programs, FrostWire and LimeWire, but he denies knowing that the files he downloaded could be viewed by other users of the programs.
The government denies that such knowledge is an element of the distribution guideline; it points out that the guideline does not specify that the defendant have acted knowingly. But we agree with the Eighth Circuit's decision in United States v. Durham, 618 F.3d 921, 926–27 (8th Cir.2010)—and thus disagree with the recent decision by the Tenth Circuit in United States v. Ray, 704 F.3d 1307, 1311–12 (10th Cir.2013), which, surprisingly, does not cite or mention Durham—that the sentencing judge must find that the defendant either knew, or was reckless in failing to discover, that the files he was downloading could be viewed online by other people. It's true that by making child pornography accessible by other persons, even if unknowingly, a defendant may (if other persons do in fact access his files of child pornography—we don't know whether anyone did in this case) magnify the harm. See United States v. Laraneta, 700 F.3d 983, 991–92 (7th Cir.2012). But strict liability is disfavored in the criminal context.
We are dealing with a 61–year–old man in very poor health who will receive a stiff prison sentence even if we vacate the current one, and who on release will be at low risk of recidivating because of the restrictions on access to online material that the conditions of supervised release (not challenged by him) impose. The judge told him at sentencing: “I don't think that you will ever do this again because you're not going to have the opportunity to do it again. Even when you get out, you're going to be under supervised release for a considerable period of time in which you will be monitored”—in fact 10 years. And the Sex Offender Registration and Notification Act imposes additional post-release restrictions. 42 U.S.C. §§ 16901 et seq. The Act requires each state to maintain a sex offender registry, § 16912, and sex offenders to register in the state in which they live. § 16913. Illinois classifies persons convicted of child-pornography offenses as sex offenders and thus requires them to register, 730 ILCS 150/2(B)(1); 720 ILCS 5/11–20.1(a)(2), and forbids them to live within 500 feet of a school, park, or playground, 730 ILCS 150/8(a); 720 ILCS 5/11–9.3(d)(1)(i), (d)(2)(i), communicate with a minor other than the registrant's child or ward, 720 ILCS 5/11–9.3(b–20), or—of particular relevance to this case—have access to social networking websites while on supervised release. 730 ILCS 5/5–6–3.1(t).
The court in the Ray case based its ruling that the distribution guideline does not require that the defendant know that he's a distributor on the fact that the same application note that defines “distribution” defines “distribution to a minor” as “ knowing distribution to an individual who is a minor at the time of the offense.” U.S.S.G. § 2G2.2, application note 1 (emphasis added). Presumably the required knowledge is that the recipient is a minor, since in the absence of “knowing” it might well be assumed that liability is strict—that it's no defense that the minor looked like an adult—which was the traditional rule in statutory rape. To assume that by adding “knowing” to this definition the Sentencing Commission signaled that it's not required elsewhere in the guideline is a stretch.
In U.S. Sentencing Commission, Report to Congress: Federal Child Pornography Offenses 33, 324 (Dec. 2012), www. ussc. gov/ Legislative_ and_ Public_ Affairs/ Congressional_ Testimony_ and_ Reports/ Sex_ Offense_ Topics/ 201212_ Federal_ Child_ Pornography_ Offenses/ index. cfm (visited March 20, 2013), the Commission noted the disagreement between Ray and Durham and remarked that “the guideline could be amended to better distinguish between more and less culpable distribution conduct.” The Commission itself could of course amend the guidelines to make clear that knowledge is or is not required. But because of the strong influence that Congress traditionally has exerted on the Commission with respect to child pornography guidelines, see United States v. Garthus, 652 F.3d 715, 721 (7th Cir.2011); Note, John Gabriel Woodlee, “Congressional Manipulation of the Sentencing Guideline for Child Pornography Possession,” 60 Duke L.J. 1015, 1032–33 (2011), the Commission has been reluctant to amend those guidelines without congressional guidance—which it has sought on past occasions. See U.S. Sentencing Commission, Report to the Congress: Sex Offenses Against Children 39–41 (June 1996), www. ussc. gov/ Legislative_ and_ Public_ Affairs/ Congressional_ Testimony_ and_ Reports/ Sex_ Offense_ Topics/ 199606_ Rt C_ Sex_ Crimes_ Against_ Children/ 199606_ Rt C_ SCAC. PDF (visited March 20, 2013). Congress responded to the request in the Protection of Children from Sexual Predators Act of 1998, Pub.L. No. 105–314, 112 Stat. 2974, 2982, § 506.
A person who downloads files from a file-sharing program might, though knowing that the downloaded files were accessible by other subscribers to the program, not realize that this made him a “distributor.” And while persons generally are charged with knowledge of the criminal law (though with exceptions, see, e.g., Cheek v. United States, 498 U.S. 192, 199–201, 111 S.Ct. 604, 112 L.Ed.2d 617 (1991); Lambert v. California, 355 U.S. 225, 228, 78 S.Ct. 240, 2 L.Ed.2d 228 (1957)), it is not clear whether this presumption extends to advisory sentencing guidelines. United States v. Ortiz–Graulau, 526 F.3d 16, 19 (1st Cir.2008), intimates that it may not. See also United States v. Chavez–Diaz, 444 F.3d 1223, 1230 (10th Cir.2006). No matter; the defendant has made no issue of his knowledge of the meaning of “distribution,” so we limit our consideration to the question of his knowledge (a question of fact) that the files he downloaded were accessible by other users of the two programs.
The presentence investigation report, the accuracy of which the defendant does not challenge, states that in an interview by law enforcement officers he admitted being “aware that LimeWire and FrostWire were programs designed to share files and videos,” but said that “he did not realize he was distributing child pornography through these programs.” The second part of the statement is ambiguous; it is unclear whether he meant he didn't understand that making files accessible is a form of distribution, or that, while knowing that the programs are designed for sharing, he didn't know that the files he had downloaded were shareable. The report further states that he “had settings to allow sharing,” but it is unclear whether this means more than that the two programs that he downloaded had settings that could allow sharing.
The district judge did not mention knowledge in his very brief sentencing statement. But the defendant's lawyer had not objected to anything in the presentence report, and one thing in it was a recommendation for the two-level enhancement for distribution. We can reverse therefore only if the error in imposing that enhancement without a judicial finding of knowledge can be said to be a “plain” error.
A judge in sentencing is required to calculate the applicable guidelines range correctly, though no longer bound to adhere to it. If, as we have just held, knowledge that one's files are accessible online is a prerequisite for a sentence enhancement for distribution, then if conjecture is the only basis for an inference of knowledge, the defendant is entitled to be resentenced.
In arguing that he knew the files he downloaded on LimeWire and FrostWire were shareable, the government relies primarily on the presentence investigation report, which as we said is ambiguous. And there was evidence at trial that the defendant is barely computer literate. The government mentions briefly and without particulars that it presented a Power Point demonstration of peer-to-peer file sharing at the trial, but, remarkably, does not bother to tell us what the demonstration revealed. The defendant's lawyer does not mention the demonstration. Yet it is the key evidence bearing on the defendant's knowledge.
The demonstration, which is on a computer disk in the record, consists basically of four computer screens in the FrostWire program. We have reproduced the screens in the appendix to this opinion. (Unfortunately the reproductions are not very legible.) The opening screen introduces the program and provides search capability. The top of the screen reads “FrostWire: Share it with your friends.” The bottom left-hand corner of the screen contains the legend “View My 0 Shared Files.” The second screen provides search and download information, and on the third screen “View My 0 Shared Files” changes to “View My 1 Shared Files” after a box on the screen reveals that an IMAGE