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something more than a frivolous assertion even though there may be no substantial difference of opinion under 28 U.S.C. § 1292(b)
Summary of this case from Alexander v. HarrisOpinion
April 26, 1965. On Petition for Certificate of Probable Cause June 17, 1965.
Anthony F. Marra, New York City, for petitioner.
Louis J. Lefkowitz, Atty. Gen. of New York, New York City, for respondents; John DeWitt Gregory, New York City, of counsel.
This is an application for a writ of habeas corpus.
On February 5, 1965 relator filed the instant application and a show cause order returnable February 15, 1965 was issued. On February 8, 1965 a copy of the order and application was served on the District Attorney, New York County (as well as on Chief Probation Officer, Elmer Reeves and the New York State Attorney General). On February 10, 1965 relator was unconditionally discharged from probation, pursuant to an order of Justice Schweitzer, Supreme Court, New York County.
The threshold question before us is whether relator presently is "in custody" as required by 28 U.S.C. § 2241. Such a finding is essential to this Court's jurisdiction.
Relator contends that he was "in custody" at the time of the issuance of the show cause order. This alone is insufficient under 28 U.S.C. § 2241. We are constrained to hold that § 2241 requires not only that relator be "in custody" at the time of the writ's filing and issuance of the show cause order, but also at the time our "jurisdiction can become effective." Parker v. Ellis, 1960, 362 U.S. 574, 576, 80 S.Ct. 909, 4 L.Ed.2d 963 (Justices Harlan and Clark concurred; in addition, they considered the case moot on a further ground); Burnett v. Gladden, D.C.D.Oregon, 1964, 228 F. Supp. 527. Cf. Thomas v. Cunningham, 4 Cir., 1964, 335 F.2d 67.
We do not here decide whether probation satisfies the "in custody" requirements of 28 U.S.C. § 2241, but assume arguendo that it does.
Although unconditionally discharged from probation prior to the return date of the show cause order, relator argues he is nonetheless presently "in custody" within the meaning of 28 U.S.C. § 2241 because of "unlawful" restraints upon his liberty due directly to the challenged conviction. Relator claims that by reason of his criminal conviction he is deprived of vital prerogatives; he can no longer vote in any election in New York or in at least thirty-four other states; nor serve as a grand or petit juror in any federal court and in New York State; nor obtain licenses to engage in certain types of business; nor practice law or medicine. (Relator's brief pgs. 5-6). In addition, relator argues he would be liable for increased punishment under the recidivist statutes of New York and other states.
Relator presents the novel claim that by reason of these possible disabilities he is "in custody" within the meaning of § 2241. In effect, he is asking this Court to extend the rationale of Jones v. Cunningham, 1965, 371 U.S. 236, 83 S.Ct. 373, 9 L.Ed.2d 285 to include within the meaning of "in custody" the aforementioned disabilities. As we see it, the underlying rationale of Jones is inapposite to the case at bar.
Unlike relator, Jones was released pursuant to specific restrictions and conditions. The restraints upon Jones' liberty stemmed directly from the terms of his release and not per se from his status as a convicted felon. Jones' continued liberty was conditioned upon the fulfillment of the terms of his release. Any breach of the restrictions and conditions of his release would subject him to rearrest. In a very real sense, therefore, the custody of prison was extended to the parolee's movements outside its physical confines.
Unlike Jones, relator cannot be returned to prison "to serve out the very sentence he claims was imposed upon him in violation of the United States Constitution." Jones v. United States, supra, 371 U.S. at 242, 83 S.Ct. at 377. It should be observed too that the Supreme Court, in Jones, specifically distinguished the case of unconditional release. [ 371 U.S. at 241, 83 S.Ct. 373]
The possible disabilities of which relator complains do not stem from continued control and supervision of the correction authorities, but rather from his status as a convicted felon. To equate the former situation with the latter would all but eliminate the "in custody" requirement of § 2241 and would provide for virtually automatic federal "appellate review" of past state convictions. See Miller v. United States, 10 Cir., 1963, 324 F.2d 730; Witte v. Ferber, 3 Cir., 1955, 219 F.2d 113; In re Matheisel, 1 Cir., 1961, 289 F.2d 824. See also United States v. Bradford, 2 Cir., 1952, 194 F.2d 197, cert. denied 1952, 343 U.S. 979, 72 S.Ct. 1079, 96 L.Ed. 1371.
We note in passing that relator would not be foreclosed from challenging the constitutionality of his present conviction should he be subject to increased punishment under recidivist statutes. Burnett v. Gladden, supra.
Accordingly, since relator is not presently "in custody" the application for a writ of habeas corpus is denied.
So ordered.
On Petition for Certificate of Probable Cause
Relator petitions for a certificate of probable cause ( 28 U.S.C. § 2253) and leave to appeal in forma pauperis ( 28 U.S.C. § 1915(a)) from our order dated April 26, 1965 denying his application for a writ of habeas corpus on the ground that relator was not presently "in custody" as required by 28 U.S.C. § 2241.
The issue before this Court on the instant application is whether there exists "probable cause" for an appeal. See United States ex rel. La Marca v. Denno, 2 Cir., 1958, 257 F.2d 295. Section 2253 of Title 28, U.S.C. does not define what is meant by "probable cause." As generally used, it requires, however, something more than a frivolous assertion, Ex parte Farrell, 1 Cir., 1951, 189 F.2d 540, cert. denied 1951, Farrell v. O'Brien, 342 U.S. 839, 72 S.Ct. 64, 96 L.Ed. 634, but something less than the imperatives of 28 U.S.C. § 1292. Some courts have said it requires "a substantial question worthy of consideration." See United States ex rel. Stewart v. Ragen, 7 Cir., 1956, 231 F.2d 312. Whichever standard of "probable cause" may be proffered, however, we find no basis for the granting of the certificate.
As was true upon the original petition, we find relator's contention that he is "in custody" within the meaning of 28 U.S.C. § 2241 foreclosed by controlling Supreme Court decisions and authority in other circuits. See Parker v. Ellis, 1960, 362 U.S. 574, 80 S.Ct. 909, 4 L.Ed. 2d 963; Burnett v. Gladden, D.C.D. Oregon, 1964, 228 F. Supp. 527; Jones v. Cunningham, 1965, 371 U.S. 236, 83 S.Ct. 373, 9 L.Ed.2d 285; Miller v. United States, 10 Cir., 1963, 324 F.2d 730; Witte v. Ferber, 3 Cir., 1955, 219 F.2d 113; In re Matheisel, 1 Cir., 1961, 289 F.2d 824; United States v. Bradford, 2 Cir., 1952, 194 F.2d 197, cert. denied, 1952, 343 U.S. 979, 72 S.Ct. 1079, 96 L.Ed. 1371. See also Matysek v. United States, 9 Cir., 1964, 339 F.2d 389, rehearing denied, 1965, 339 F.2d 389.
We note in passing that the supporting affidavit submitted in the instant application is by relator's attorney. The relator's personal affidavit is required by 28 U.S.C. § 1915(a).
Accordingly, the application for a certificate of probable cause is denied. Leave to appeal in forma pauperis is denied as moot.
So ordered.