Summary
holding that being "deported after a conviction for an aggravated felony" is all that is required, and it is irrelevant whether the conviction is valid at the time of sentencing
Summary of this case from U.S. v. Orduno-MirelesOpinion
No. 96-1226.
Filed April 9, 1997.
Michael G. Katz, Federal Public Defender, Denver, Colorado, for Defendant-Appellant.
James C. Murphy, Assistant U.S. Attorney (Henry L. Solano, United States Attorney, with him on the brief), Denver, Colorado, for Plaintiff-Appellee.
Appeal from the United States District Court for the District Of Colorado.
(D.C. No. 95-CR-335-M)
Before PORFILIO, EBEL, and HENRY, Circuit Judges.
Defendant Cisneros-Cabrera appeals his sentence for illegally reentering the United States after deportation following an aggravated felony conviction. He contends imposition of a 16-level sentence enhancement was improper because in the interim between federal indictment and sentencing, the state court invalidated the conviction upon which enhancement was based. We conclude the statute and sentencing guidelines applicable to this specific offense make the vacation of the state conviction irrelevant, and imposition of the enhancement was proper because the state conviction was still valid when Mr. Cisneros-Cabrera reentered the United States. We affirm the judgment of the district court.
In 1995, Mr. Cisneros-Cabrera was charged with illegal reentry after deportation following a conviction for an aggravated felony, a violation of 8 U.S.C. § 1326(a) and (b). While his criminal prosecution on the Section(s) 1326 charge was pending in federal court, alleging ineffective assistance of counsel, Mr. Cisneros-Cabrera moved in Mesa County, Colorado District Court to vacate his state conviction for possession with intent to distribute cocaine. The state failed to respond to Mr. Cisneros-Cabrera's motion; therefore, the state court considered the motion "confessed" and vacated the conviction. Nevertheless, the federal court in which the illegal entry charge was pending determined that Mr. Cisneros-Cabrera's conviction would require the imposition of a 16-level sentencing enhancement under Guidelines Section(s) 2L1.2, even though the conviction could not be considered in calculating the criminal history score. Mr. Cisneros-Cabrera then pled guilty to the Section(s) 1326 charge, reserving his right to appeal the district court's sentencing determination. He was subsequently given a prison term of 37 months.
On appeal, Mr. Cisneros-Cabrera first argues that because Section(s) 1326(b) is a sentence enhancement provision, his state conviction had to be valid at the time of sentencing to be considered under Section(s) 2L1.2. In support of this argument, Mr. Cisneros-Cabrera cites various sentence enhancement provisions that exclude from consideration convictions invalid at the time of sentencing, even though they may have been valid at the time of the underlying offense. Mr. Cisneros-Cabrera also distinguishes 18 U.S.C. Section(s) 922(g)(1), which requires a valid conviction only at the time of commission of the offense because a conviction under that statute is an element of the offense, rather than a sentence enhancement provision. Next, Mr. Cisneros-Cabrera argues U.S.S.G. 4A1.2, which explicitly bars the consideration of convictions vacated on constitutional grounds for the purposes of determining criminal history, should control the meaning of the term "conviction" under Section(s) 2L1.2, which is silent on this issue, because both provisions increase the punishment given to individuals considered more dangerous to society. Finally, Mr. Cisneros-Cabrera argues the state court's order vacating his conviction constitutes a determination on the merits that his conviction was constitutionally invalid. He therefore claims the district court erred in considering it under Section(s) 2L1.2.
In response, the government argues the district court's imposition of a 16-level sentence enhancement under Section(s) 2L1.2 was proper because Mr. Cisneros-Cabrera stood convicted of an aggravated felony when he reentered the United States. According to the government, the unique chronological relationship explicitly stated in Section(s) 1326(b)(2) distinguishes this provision from most other penalty enhancements, making it more akin to Section(s) 922(g)(1). The government argues that like 922(g)(1), Section(s) 1326(b)(2) is triggered by the mere fact of conviction at the time of the offense conduct — not its reliability. Alternatively, the government argues under Section(s) 4A1.2, Mr. Cisneros-Cabrera's conviction was not constitutionally invalid because the state's order to vacate was based on procedural grounds, rather than a determination on the merits.
We review a district court's interpretation of the Sentencing Guidelines de novo. United States v. Garcia, 42 F.3d 573, 575 (10th Cir. 1994). Applying this standard, we agree with the conclusion of the district court that for the purposes of the offense charged here, the controlling circumstances applicable to sentencing are those which existed at the time Mr. Cisneros-Cabrera reentered the United States.
Our interpretation of a statutory provision must start with the text of the statute itself. See G.R. Dickerson v. New Banner Inst., Inc., 460 U.S. 103, 110 (1983); Lewis v. United States, 445 U.S. 55, 60 (1980). "If the language is unambiguous, ordinarily it is to be regarded as conclusive unless there is `a clearly expressed legislative intent to the contrary.'" G.R. Dickerson, 460 U.S. at 110 (citations omitted). In this case, analysis begins with the text of 8 U.S.C. § 1326(b)(2), a penalty enhancement provision that authorizes increased maximum sentences for certain aliens who illegally reenter the United States after deportation, a violation of Section(s) 1326(a). See United States v. Valdez, 103 F.3d 95 (10th Cir. 1995) (construing Section(s) 1326(b) as sentence enhancement provision). Under Section(s) 1326(b)(2), an alien "whose deportation was subsequent to a conviction for commission of an aggravated felony" may receive up to 20 years' imprisonment. Guidelines Section(s) 2L1.2(b)(2) implements this penalty enhancement provision, requiring a 16-level sentence increase "[i]f the defendant previously was deported after a conviction for an aggravated felony." U.S.S.G. Section(s) 2L1.2(b)(2).
Given the clarity of 8 U.S.C. § 1326(b)(2) and U.S.S.G. 2L1.2(b)(2), the district court's consideration of Mr. Cisneros-Cabrera's vacated state conviction to enhance his sentence was appropriate. Mr. Cisneros-Cabrera does not deny he was deported after a conviction for an aggravated felony, and under Section(s) 2L1.2(b)(2), no more is required. Thus, while true most other sentence enhancement provisions consider only those convictions valid at the time of sentencing, in this case, the relevant time frame for determining whether the sentence enhancement should apply is specifically provided by statute. Based on the text of Section(s) 2L1.2(b)(2), Mr. Cisneros-Cabrera triggered the 16-level sentence increase when he was deported after his aggravated felony conviction. Of course, the sentence enhancement provision of 1326(b)(2) did not come into play until Mr. Cisneros-Cabrera later reentered the United States illegally, violating Section(s) 1326(a).
Contrary to Mr. Cisneros-Cabrera's contentions, this conclusion is only bolstered by the fact other sentence enhancement provisions explicitly exclude from consideration those convictions subsequently vacated or reversed on constitutional grounds. Most notably, Application Note 6 to Guidelines Section(s) 4A1.2 bars the consideration of convictions that "have been ruled constitutionally invalid" for the purposes of determining a defendant's criminal history count. Other Guidelines provisions impose the same restriction by cross-referencing 4A1.2 in determining which convictions to count for particular sentence enhancements. See, e.g., Section(s) 2K2.1, n. 5 (firearms-related offenses); Section(s) 4B1.2, n. 4 (career offender enhancement). Section 2L1.2, however, makes no such cross-reference. To the contrary, it mandates that any enhancement under its provisions "applies in addition to any criminal history points added" under Section(s) 4A1.2. Section(s) 2L1.2, n. 5 (emphasis added). Thus, rather than incorporating Section(s) 4A1.2's limitations, Section(s) 2L1.2 makes clear the two enhancement provisions are distinct. That being the case, application of the Section(s) 4A1.2 limitation to Section(s) 2L1.2(b)(2) would be contrary to that provision's text.
Although agreeing the language of Section(s) 2L1.2(b)(1) dictates an affirmance of the district court, we eschew the government's analogy of Section(s) 1326(b) to 18 U.S.C. § 922(g)(1), which prohibits the possession of a firearm by convicted felons. Initially, the government is correct in arguing that under Lewis v. United States, 445 U.S. 55 (1980), a defendant need only to have had a valid conviction at the time of possessing a firearm to be culpable under that statute. Id. at 64-65 (construing 18 U.S.C. § 1202(a)(1) but recognizing applicability of ruling to Section(s) 922(g)(1)). Thus, the mere fact of a felony conviction is enough to satisfy the conviction element of Section(s) 922(g)(1), regardless of its ultimate reliability. Id. at 67. See also United States v. Mayfield, 810 F.2d 943 (10th Cir. 1987) (though court of underlying conviction was later found to have lacked jurisdiction over defendant, conviction element of offense was met at time of firearms possession). When it comes to sentencing under Section(s) 922(g)(1), however, just the opposite is true. Under Guidelines Section(s) 2K2.1, a defendant's base offense level is determined without regard to convictions invalidated on constitutional grounds. Section(s) 2K2.1, n. 5 (referencing Section(s) 4A1.1). Thus, while a subsequently vacated conviction would not relieve a defendant of liability under Section(s) 922(g)(1), it would reduce the sentence. Because 1326(b) is a sentence enhancement provision rather than an element of the offense, the difference is dispositive.
AFFIRMED.