Opinion
CIVIL 2:21-cv-01222-KJM-AC
12-21-2021
UBS FINANCIAL SERVICES, INC., Petitioner, v. DANE ALVIN BRINKMAN, an individual, Respondent.
DEVIN A. DONOHUE (SBN 190030) BRETT D. WATSON COZEN O'CONNOR Attorneys for Petitioner UBS FINANCIAL SERVICES INC.
DEVIN A. DONOHUE (SBN 190030) BRETT D. WATSON COZEN O'CONNOR Attorneys for Petitioner UBS FINANCIAL SERVICES INC.
JUDGMENT
CHIEF IGNITED STATES DISTRICT JUDGE
IT IS HEREBY ADJUDGED and DECREED that judgment is entered in conformity with the arbitration award (the “Award”) issued by the Financial Industry Regulatory Authority (“FINRA”) Dispute Resolution arbitration panel in the binding arbitration between Petitioner UBS Financial Services Inc. (“UBS”) and Respondent Dane Alvin Brinkman (“Brinkman”), entitled UBS Financial Services Inc. v. Dane A. Brinkman, FINRA Case No. 08-03708, as follows:
1. Judgment is awarded in favor of UBS and against Brinkman in the amount of the Award in the sum of $116,596.70;
2. Brinkman shall pay UBS post-judgment interest at the legal rate pursuant to 28 U.S.C. Section 1961 until the judgment is fully paid; and
3. Brinkman is liable for and shall pay UBS reasonable attorneys' fees and costs incurred by it in its continuing efforts to collect on the Award and/or the Judgment entered by this Court, from the date of Judgment until the total judgment amount is fully paid.
IT IS SO ADJUDGED and DECREED.