Summary
relying on other discovery standards when discussing the opposing party's step-one demonstration
Summary of this case from United States ex rel. Guardiola v. Renown HealthOpinion
Case No.: 14-cv-01179-GPC-JLB
04-29-2015
Michelle Tyler, et al., Plaintiffs, v. City of San Diego, et al., Defendants.
Order Granting Plaintiffs' Motion to Compel Documents from the City
[ECF No. 95]
The Court hereby GRANTS Plaintiffs' motion to compel documents from Defendant the City of San Diego (ECF No. 95) as set forth below.
1. The City's Objections.
The City makes, and purports to rely on, numerous recurring objections:
a. Vague. The City does not purport to rely on this objection in withholding documents, so the Court does not rule on it.
b. Overly broad , oppressive, burdensome, and seeking material not relevant to any claim or defense. This objection is addressed in the context of the particular requests, below.
c. Fed. R. Civ. P. 26(b)(2)(B). The City's Fed. R. Civ. P. 26(b)(2)(B) objection to producing Electronically Stored Information ("ESI") is overruled as the City
has not sufficiently shown that the information is not reasonably accessible due to burden or expense.
In its Amended Requests for Production, Plaintiffs include ESI in their definition of documents. (ECF No. 95-4, p. 3.) In December, 2014, the parties met and conferred as to search locations and search terms for the City's ESI production of documents. (ECF No. 109-1, p. 2.) Plaintiffs proposed search locations and search terms which the City deemed unworkable and overly burdensome. (Id., pp. 2-3.) On February 25, 2015, the City proposed search terms, which were not acceptable to Plaintiffs. (ECF No. 95-3, p. 2.) On March 5, 2015, the parties agreed that the search locations should include email accounts for the Filner Mayoral Staff, the Human Resources Managerial Staff, the Equal Employment Investigations Staff, and the City Councilmembers for the period of January 1, 2013 to August 31, 2013. (ECF No. 95-4, p 4.) The parties did not agree as to whether the email account of City Attorney Jan Goldsmith should be searched. (Id.) The parties did not agree to search terms.
Citing to Federal Rule of Civil Procedure 26(b)(2)(B), the City asserted in its Response to Plaintiffs' First Amended Request for Production of Documents (Set One) that "The City will not search all of its ESI without clearly limited search terms and protocols that minimize cost, including, if necessary, cost allocation to Plaintiffs." (ECF No. 95-5 (throughout).) It
appears the City has, in fact, undertaken no ESI search and has produced no responsive ESI.
Rule 26(b)(2)(B) allows for a two-tier approach to the discovery of ESI. See, e.g., U.S. v. Bridgepoint Education, Inc., No. 10cv1401-JLS (WVG), 2015 WL 818032, at *10-*12 (S.D. Cal. Feb.20, 2015). First, "[a] responding party should produce electronically stored information that is relevant, not privileged and reasonably accessible, subject to the [Rule 26](b)(2)(C) limitations that apply to all discovery." See Advisory Committee Notes to the 2006 Amendments to Rule 26(b)(2); S.S. Gensler, 1 Federal Rules of Civil Procedure, Rules and Commentary RULE 26 (Mar. 2014) ("discovery from reasonably accessible ESI sources—e.g., active computer files or e-mail records—proceeds in the same manner as would discovery from paper sources. . . . No special request must be made, and no special standards apply.") (footnotes omitted).
Second, upon assessing the scope of accessible ESI, the parties may confer over searching less accessible sources of ESI. Advisory Committee Note to Proposed Amendment to Fed. R. Civ. P. 26(b)(2) (May 27, 2005) ("Lawyers sophisticated in these problems are developing a two-tier practice in which they first sort through the information that can be provided from easily accessed sources and then determine whether it is necessary to search the
difficult-to-access sources."). Should the parties reach an impasse, the party from whom discovery is requested may obtain a protective order if they present specific information - generally supported by an affidavit or declaration - demonstrating that the information is not reasonably accessible because of undue burden or cost. See Fed. R. Civ. P. 26(b)(2)(B); Gulf Oil Co. v. Bernard, 452 U.S. 89, 102 n.16 (1981) ("To establish 'good cause' for a protective order . . . courts have insisted on a particular and specific demonstration of fact, as distinguished from stereotyped and conclusory statements") (citation and internal quotation omitted); City of Seattle v. Prof'l Basketball Club, LLC, No. 07cv1620, 2008 WL 539809, *3 (W.D. Wash. Feb. 25, 2008) ("In opposing discovery on the grounds of overbreadth, a party has the burden 'to provide sufficient detail in terms of time, money and procedure required to produce the requested documents.'").
Importantly, "Rule [26(b)(2)(B)] should not be invoked as a means to forestall the production of materials that are admittedly relevant and readily accessible." Cartel Asset Mgmt. v. Ocwen Fin. Corp., No. 01cv1644, 2010 WL 502721, *19 (D. Colo. Feb. 8, 2010). As with all the Federal Rules of Civil Procedure, Rule 26(b)(2)(B) must "be construed and administered to secure the just, speedy, and inexpensive determination of every action and proceeding." Fed. R. Civ. P. 1.
In this case, the City rejected Plaintiffs' proposed search terms and protocols. But the City did not, then, use search terms and protocols it deemed reasonable to produce responsive electronically stored documents. Nor did the City seek a protective order from the Court. Either of these would have been preferable to what the City did: conduct no search and allow the production date to come and go without producing any ESI. See Shaw Group Inc. v. Zurich Am. Ins. Co., No. 12cv257, 2014 WL 4373210, *5 (M.D. La. Sept. 3, 2014) ("The Federal Rules of Civil Procedure do not mandate that the parties agree on search criteria for ESI . . . . Failure to reach an agreement on search terms does not relieve [responding party] of its obligation to respond to discovery requests. [Responding party] could have conducted its own search for responsive, non-privileged ESI and produced those documents . . . within the timeframe allowed by the court. In the alternative, [responding party] could have sought relief from the court . . . .").
The document requests at issue seek relevant information from the City. In its opposition to this motion to compel, the City has not met its burden to show that the information is not reasonably accessible because of undue burden or cost. Fed. R. Civ. P. 26(b)(2)(B). The City attaches a chart showing the number of email hits for individual search terms, but not for search terms run conjunctively (i.e. "Filner" alone, and "sex" alone, but not "Filner" and "sex" in
the same email). (ECF No. 109-3.) Furthermore, the City offers no evidence of the effort or cost involved in conducting the ESI search and production upon which the Court could conclude that the burden or expense of the proposed discovery outweighs its likely benefit.
The City shall produce responsive ESI by May 13 , 2015 from the accounts of City Attorney Jan Goldsmith and the agreed upon custodians set forth above.
d. Attorney-client privilege. The Court reserves its ruling on the City's assertions of the attorney-client and attorney work-product privileges. The privilege log before the Court is insufficient for Plaintiffs and the Court to evaluate the validity of the assertions of privilege. See Fed. R. Civ. P. 26(b)(5). The City shall serve its final privilege log on Plaintiffs by May 13 , 2015 and that log shall identify for each document: the date of authorship, the identity and position of its author(s), the identity and position of its recipient(s), the location, source and access rights to the document (such that it can be determined who would have access to each document), a cast of characters (to understand the roles of all authors and recipients), a more detailed document description, and a more detailed explanation as to why the document is being withheld (without revealing information itself privileged). Plaintiff is granted
leave to file a motion seeking to compel specific documents listed on the privilege log on or before May 20 , 2015 .
e. Personal information. The Court reserves its ruling on the City's privacy objections. The City has asserted that certain requests seek documents "that contain the personal information of the City's employees and other third parties. To protect the privacy rights of these individuals, the City will not produce this information."
Specifically as to Amended Request 18 for Filner's personnel file, the City objects that "this request for production seeks documents that contain a City's employee's personal information 'the disclosure of which would constitute an unwarranted invasion of personal privacy.' Cal. Gov't Code § 6254; see, e.g., 5 U.S.C. § 552. To protect the privacy rights of this individual, the City will not produce this information."
The City has included in its privilege log documents it is withholding as a result of this claim of privacy, but has failed to provide a privilege log which is adequate for Plaintiffs and the Court to evaluate the validity of the assertion of privacy. Furthermore, the City does not indicate that it has produced documents with personal information redacted, and, instead, appears to have fully withheld any documents which contain any information the City deems to be "personal."
The City is to review each document being withheld based on a claim of privacy, produce documents if appropriate (redacting if necessary), and cure the deficiencies identified above with its final privilege log by May 13 , 2015 . As a protective order may be appropriate to govern the parties' use of documents containing private information, the City is granted leave to file a joint or ex parte (if the parties are unable to agree) motion for a protective order addressing the parties' use of the discovery by May 8 , 2015 . As to any documents the City seeks to withhold (or produces in redacted form) on the basis of privacy, the City is to file a motion for protective order addressing why each document should be excused from production by May 20 , 2015 .
f. Equally available. The City's equally available objection is overruled.
The City asserts that Plaintiffs' requests seek documents that are equally available to Plaintiffs and states, "The City will not produce these [unspecified] documents because this request is burdensome and harassing as these documents are equally available to the Plaintiffs." Other than referencing general categories of documents (those in propounding parties' possession, those in court files, and published documents), the City does not identify which documents are being withheld, and does not set forth how production of the documents that are within the City's custody and control is burdensome and oppressive. Thus, the City has failed to establish that the documents can be
obtained from another source that is "more convenient, less burdensome, or less expensive" than the City producing what is in its possession. This objection is overruled. On or before May 13 , 2015 , the City is to produce all responsive documents within its custody and control, notwithstanding their potential equal availability Plaintiffs, other than documents produced by Plaintiffs or part of the court docket in this case.
g. Mediation privilege. (RFP 2.) The City responds that Request 2 seeks documents which are allegedly protected by a "mediation privilege," but fails to identify the documents to which it refers. The City states it "will not produce these documents." The City has not identified any documents in its privilege log that it purports to be withholding based upon "mediation privilege." By May 13 , 2015 , the City must supplement its response to attest that it is not withholding any documents based upon "mediation privilege" or identify with particularity any such documents being withheld in its final privilege log.
h. Deliberative and mental process privileges. (RFP 2.) The City responds that the request seeks documents which are allegedly protected by "the deliberative and mental process privileges." The City states it "will not produce these documents." The only documents the City has identified in its privilege log that it purports to be withholding on this basis are "Draft Memos and emails dated 7-14-2-15 by Todd Gloria." By May 13 , 2015 , the City must identify
more particularly the documents being withheld based on these privileges in its final privilege log.
i. Sources of responsive discovery. Although not associated with an express objection, certain of the City's responses purport to limit the locations the City will search for documents, as follows: "City is conducting a search . . . from Filner's (former) staff still employed by the City, the City's Equal Employment Investigations Office, and the City's Human Resources Department." The City is not excused from conducting a reasonable search for all non-privileged responsive documents in City's custody and control, regardless of location.
2. The Court's Rulings as to Specific Requests.
On or before May 13 , 2015 , the City shall provide Plaintiffs with both amended written responses to Plaintiffs' amended document requests and the City's final document production in response to the Court's rulings herein. The Court's rulings as to the specific document requests are set forth in the chart below:
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| 1 | All 2013 reports CONCERNINGFILNER's alleged SEXUALDISCRIMINATION ORHARASSMENT or ABUSIVE conduct.(For this question, the term "reports"means a written investigative report, | City's Objection 2 (overly broad, etc.)is overruled as to the relevant timeperiod and is sustained only to theextent the request seeks documentsconcerning abusive conduct that is notsexually harassing or sexually |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| internal investigation, account, story,rundown, chronicle, history, outline,narrative, version, blow by blow, writeup, description, information, message,opinion, record, statement, and or adeclaration.) | discriminatory. | |
| 2 | All DOCUMENTS maintained or kept bythe CITY, CITY departmentdirectors, CITY Directors (includingDonna Frye), CITY department heads,CITY managerial employees, CITYsupervisors, CITY mayoral staff, CITYsecurity staff, and CITY councilmembers, or otherwise in its or theirpossession, custody or control,CONCERNING any oral or writtenreport, allegation, charge or complaint(regardless of how the CITYcharacterizes the report, allegation,charge or complaint), whether informal orformal, about FILNER's allegedSEXUAL DISCRIMINATION ORHARASSMENT. | City's Objection 2 (overly broad, etc.)is overruled. |
| 3 | All DOCUMENTS maintained or kept bythe CITY, CITY department directors,CITY Directors (including Donna Frye),CITY department heads, CITYmanagerial employees, CITY supervisors,CITY mayoral staff, CITY security staff,and CITY council members, or otherwisein its or their possession, custody orcontrol, CONCERNING any oral orwritten report, allegation, charge orcomplaint (regardless of how the CITY | City's Objection 2 (overly broad, etc.)is sustained. Relevant documentsrelated to abusive conduct that is of asexually harassing or sexuallydiscriminatory nature will beresponsive to Amended Request 1.Consistent with the Court's priororders related to the scope ofdeposition testimony, and for thereasons set forth therein, documentsconcerning abusive conduct that is not |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| characterizes the report, allegation,charge or complaint), whether formal orinformal, that FILNER was allegedlyABUSIVE. | sexually harassing or sexuallydiscriminatory need not be produced. | |
| 4 | All DOCUMENTS maintained or kept bythe CITY, CITY department directors,CITY Directors (including Donna Frye),CITY department heads, CITYmanagerial employees, CITY supervisors,CITY mayoral staff, CITY security staff,and CITY council members, or otherwisein its or their possession, custody orcontrol, CONCERNING any oral orwritten report, allegation, charge orcomplaint (regardless of how the CITYcharacterizes the report, allegation,charge or complaint), whether formal orinformal, that FILNER allegedly neededany type of therapy. | City's Objection 2 (overly broad, etc.)is overruled as to the relevant timeperiod; overruled as to the sources tobe searched; and sustained only to theextent the request seeks documentsconcerning a need for therapy ifspecifically and clearly unrelated toissues of sexual harassment and/orsexual discrimination. |
| 5 | All DOCUMENTS maintained or kept bythe CITY, CITY departmentdirectors, CITY Directors, CITYdepartment heads, CITY managerialemployees, CITY supervisors, CITYmayoral staff, CITY security staff, andCITY council members, or otherwise inits or their possession, custody or control,CONCERNING any oral or writtenreport, allegation, charge or complaint ofSEXUAL DISCRIMINATION ORHARASSMENT (regardless of how theCITY characterizes the report, allegation,charge or complaint), against the CITY,CITY department directors, CITY | City's Objection 2 (overly broad, etc.)is sustained in part. Balancing theneeds of the case against the City'sburden, the Objection 2 is overruled inso far as the City shall produceresponsive documents for the timeperiod of January 1, 2010 to thepresent concerning any report,allegation, charge or complaint ofsexual discrimination or harassmentagainst the listed positions other thanthe non-supervisory positions withinthe City's mayoral staff and securitystaff. |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| Directors, CITY department heads, CITYmanagerial employees, CITY supervisors,CITY mayoral staff, CITY security staff,and CITY council members, fromJanuary 1, 2007 to the present. | ||
| 6 | All 2013 DOCUMENTS CONCERNINGany CITY supervisor's knowledge OfFILNER's alleged SEXUALDISCRIMINATION ORHARASSMENT. | City's Objection 2 (overly broad, etc.)is overruled. |
| 7 | Al1 2013 DOCUMENTSCONCERNING any CITY supervisor'sknowledge that FILNER was allegedlyABUSIVE. | City's Objection 2 (overly broad, etc.)is sustained. Relevant documentsrelated to knowledge of abusiveconduct that is of a sexually harassingor sexually discriminatory nature willbe responsive to Amended Request 6.Consistent with the Court's priororders related to the scope ofdeposition testimony, and for thereasons set forth therein, documentsconcerning knowledge of abusiveconduct that is not sexually harassingor sexually discriminatory need not beproduced. |
| 8 | All 2013 DOCUMENTS CONCERNINGany CITY supervisor's knowledge thatFILNER allegedly needed any type oftherapy in 2013. | City's Objection 2 (overly broad, etc.)is overruled as to the relevant timeperiod; overruled as to the sources tobe searched; and sustained only to theextent the request seeks documentsconcerning knowledge of a need fortherapy if specifically and clearlyunrelated to issues of sexualharassment and/or sexualdiscrimination. |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| 9 | All 2013 DOCUMENTS CONCERNINGany CITY Council person's knowledge ofFILNER's alleged SEXUALDISCRIMINATION ORHARASSMENT. | City's Objection 2 (overly broad, etc.)is overruled. |
| 10 | All 2013 DOCUMENTS CONCERNINGany CITY Council person's knowledgethat FILNER was allegedly abusive. | City's Objection 2 (overly broad, etc.)is sustained. Relevant documentsrelated to knowledge of abusiveconduct that is of a sexually harassingor sexually discriminatory nature willbe responsive to Amended Request 9.Consistent with the Court's priororders related to the scope ofdeposition testimony, and for thereasons set forth therein, documentsconcerning knowledge of abusiveconduct that is not sexually harassingor sexually discriminatory need not beproduced. |
| 11 | All 2013 DOCUMENTS CONCERNINGany CITY Council person's knowledgethat FILNER may have needed any typeof therapy. | City's Objection 2 (overly broad, etc.)is overruled as to the relevant timeperiod; overruled as to the sources tobe searched; and sustained only to theextent the request seeks documentsconcerning knowledge of a need fortherapy if specifically and clearlyunrelated to issues of sexualharassment and/or sexualdiscrimination. |
| 13 | All 2013 DOCUMENTS reviewed by theSan Diego City Council advising | City's Objection 2 (overly broad, etc.)is overruled. |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| them that the City was, or may be, liablefor FILNER'S alleged SEXUALDISCRIMINATION ORHARASSMENT. | ||
| 16 | All DOCUMENTS CONCERNINGFILNER'S Chief(s) of Staff and orDeputy Chief(s) of Staff, (including butnot limited to Vince Hall, Allen Jones andLee Burdick), and FILNER's allegedSEXUAL DISCRIMINATION ORHARASSMENT or ABUSIVE conduct. | City's Objection 2 (overly broad, etc.)is sustained, in part, as to the relevanttime period. Consistent withPlaintiffs' other requests, the request islimited to 2013 documents. Further,City's Objection 2 (overly broad, etc.)is sustained to the extent the requestseeks documents concerning abusiveconduct that is not sexually harassingor sexually discriminatory. |
| 17 | All DOCUMENTS CONCERNING anymember of FILNER'S securitystaff and FILNER's alleged SEXUALDISCRIMINATION ORHARASSMENT or ABUSIVE conduct. | City's Objection 2 (overly broad, etc.)is sustained, in part, as to the relevanttime period. Consistent withPlaintiffs' other requests, the request islimited to 2013 documents. Further,City's Objection 2 is sustained to theextent the request seeks documentsconcerning abusive conduct that is notsexually harassing or sexuallydiscriminatory. City's Objection 2 issustained to the extent the requestseeks documents concerning a non-supervisory member of Filner'ssecurity staff's alleged sexualdiscrimination or harassment orabusive conduct. |
| 18 | FILNER'S personnel file. | The City's only objection is toprivacy. The Court's ruling as to thisrequest is set forth above in Section1.e. |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| 25,26,28-35 | [Requests not restated here.] | The City makes no objection thatrequest is overly broad, oppressive,burdensome, and seeks material notrelevant to any claim or defense. TheCity is to produce responsivedocuments subject to the rulings setforth above in Section 1. |
| 40 | DOCUMENT(s) showing the CITY'Sagreement to not discriminate whileadministering federal financial funds ordisbursements in 2013, including thoseearmarked for veterans assistance,services or programs. | The City's Objection 3 (overly broad,etc.) is sustained. The City is toproduce DOCUMENT(s) showing theCITY'S agreement to not discriminatewhile administering federal financialfunds or disbursements in 2013earmarked for veterans assistance,services or programs. |
| 41 | DOCUMENT(s) between the federalgovernment and the CITY from January1, 2007 to the present CONCERNINGany oral or written report, allegation,charge, or complaint (regardless of howthe CITY characterizes the report,suggestion, allegation, charge orcomplaint) that the CITY may have beenor was discriminating while administeringfederal financial funds or disbursements,including without limitation funds forveterans assistance, services or programs. | City's Objection 3 (overly broad, etc.)is sustained. City is to produceDOCUMENT(s) between the federalgovernment and the CITY from 2013CONCERNING any oral or writtenreport, allegation, charge, or complaint(regardless of how the CITYcharacterizes the report, suggestion,allegation, charge or complaint) thatthe CITY may have been or wasdiscriminating while administeringfederal financial funds ordisbursements for veterans assistance,services or programs. |
| 42 | All DOCUMENTS that show that theCITY was informed or knew that itmust comply with federal non-discrimination requirements as acondition for receiving federal funding or | City's Objection 3 (overly broad, etc.)is overruled. |
| No. | Language of Amended Request | Ruling on request-specificobjections that request is overlybroad, oppressive, burdensome, andseeks material not relevant to anyclaim or defense |
|---|---|---|
| federal disbursements of money forveterans' assistance, services or programsin 2012-2013. | ||
| 44 | All DOCUMENTS CONCERNING theAugust 2013 Department of FairEmployment and Housing's complaintagainst the CITY, including but notlimited to DOCUMENTS that show thatthe CITY failed to provide sexharassment prevention training, or sexdiscrimination prevention training, to itssupervisory employees, including electedand appointed officials. | City's Objection 3 (overly broad, etc.)is overruled. |
| 47 | All DOCUMENTS CONCERNING orwhich support CITY attorney JanGoldsmith's statements to Tony Perry ofthe Los Angeles Times that MayorFILNER needed therapy in February2013. | City's Objection 2 (overly broad, etc.)is sustained only to the extent therequest seeks documents concerning aneed for therapy if specifically andclearly unrelated to issues of sexualharassment and/or sexualdiscrimination. |
| 48 | All DOCUMENTS CONCERNING orwhich support the CITY or CITYattorney Jan Goldsmith's decision to hirea psychologist to render an opinion aboutFILNER, and a copy of thepsychologist's report. | City's Objection 2 (overly broad, etc.)is sustained only to the extent therequest seeks documents concerning aneed for a psychological report ifspecifically and clearly unrelated toissues of sexual harassment and/orsexual discrimination. |
IT IS SO ORDERED. Dated: April 29, 2015
/s/_________
Hon. Jill L. Burkhardt
United States Magistrate Judge