Summary
In State v. Morrison, 14 N.C. 299, it was held that upon a charge for unlawfully retailing spirituous liquors, it was incumbent upon the defendant to prove the license, in case he relied upon one for his defense, and we were referred to that case, by the Attorney-General, in his argument here, as an instance, in which the court had shifted the burden, when the proof lay peculiarly in the knowledge of the accused party, and such most certainly does seem to be its import.
Summary of this case from State v. WilbourneOpinion
(December Term, 1831.)
On the trial of an indictment under the Act of 1816 (Rev., ch. 906) to prohibit the retailing of spirituous liquors by the small measure, it is incumbent on the defendant to show the existence of a license.
THE defendant was indicted for retailing spirituous liquors by a less measure than a quart. On the trial, before his Honor, Strange, J., at ROBESON, on the last circuit, the charge of selling by the small measure being fully proved by the prosecution, it was contended for the defendant that the State must prove the want of a license. But his Honor charged the jury that it was incumbent on the defendant to show the existence of a license. A verdict was rendered for the State, and the defendant appealed.
Attorney-General for the State.
This appeal seems to rest on the argument that the indictment ought, and does, charge the want of a license, and therefore the State must prove it. It is true there is a known distinction, where an exception is embraced in the enacting clause of a statute, and where it comes in by a proviso, or by distinct enactment. In the former case the indictment must allege, as here, that the defendant is not within the exception, because the negatives are descriptive of the offense, though in the latter it may be silent on that point, and the justification or excuse must be adduced in defense by the party accused. Yet the consequence claimed by this defendant cannot be yielded. The questions are very different. This is not a question of pleading. It is one of evidence. And although it be admitted that the indictment must negative the existence of the license, it remains to inquire upon whom the proof on that point is incumbent, or rather what is proof of the defendant's guilt. The general rule, founded on convenience and common sense, is that the affirmative must be proved. He who alleges a fact to be, is naturally expected to show its existence, and not he who denies it to show that it is not. The few exceptions to this principle, as yet established, do not extend to the case before us. In the case of Lord Halifax (Bull, N. P., 298), who was accused of refusing to deliver to his (300) successor the papers of his office, it was required that the refusal should be shown. This might be because the law presumes that every sworn public officer will do his duty, until the contrary appears. Or it might be, that as the omission is the criminal act, it must be expressly proved, and it can be done and ought to be done by affirmative evidence to the fact of refusal, as is the case in every instance where a previous demand and refusal are necessary without putting the defendant to show, on his part, performance or a readiness.
There are other exceptions where the affirmative evidence is not within the knowledge, or peculiarly within the knowledge of the defendant, as in Williams v. The E. I. Co. (3 East, 162) and Rex v. Rogers (2 Camp., 654). In all other cases the affirmative, as being easily, explicitly and directly shown, ought to be proved. This has been held to embrace special qualifications and license to exercise particular trades. In Rex v. Ston (1 East, 639), it was admitted by Lord Kenyon and Mr. Justice Lawrence, that in an action on the game laws, no negative proof was ever given by the plaintiff, of a want of qualification in the defendant, but the affirmative lies on the latter to show such qualification. It is true the Court was equally divided in that case, but not on the general question of evidence. Those two judges thought that on information before magistrates the negative, a want of qualification, ought to appear on the conviction as having been proved by the prosecutor, while the other judges held differently. I confess I do not perceive why the modes of proof should be different before two legal tribunals, since the same conclusion is sought by each, and would seem to follow from the same evidence before both. But the concession there (in which all agreed) that in an action no negative evidence is necessary, is sufficient for the present case. And in the subsequent case of Rex v. Turner (5 M. S., 206), cited in 2 Stark. on Ev., 627, note h, the distinction between actions and informations before magistrates is disallowed, and the onus thrown alike in both instances on the defendant, as alleging the affirmative. This is a strong example, because there are divers (301) disqualifications under the game laws, some of which may involve complicated inquiries into the title to estates, the exercise of manorial rights and the due appointment of game-keepers. But the principle applies much more forcibly where the point in dispute is the existence of single and simple written document which, if it exist at all must be in the possession of the defendant. In such a case the failure to produce the paper is, according to all experience of the motives and actions of men, proof that there is none such, which consideration induced me to say that the question was rather whether there was legal proof of the defendant's guilt than whether the proof should come from one side or the other. The refusal or omission to exhibit written evidence, which the party alleges to exist, and to be in her exclusive power and possession, containing a plain authority for her acts, creates a legal and plenary presumption against her. It seems, in and by itself, to be conclusive proof. Accordingly in Rex v. Smith (3 Bur., 1475) it was held that where a person admits before a magistrate the main fact of trading as a hawker and peddler, he must prove that he had a license. It is remarkable that this was decided by Lord Mansfield, upon a conviction on an information, although in the case of Rex v. Jarvis, relied on by Lord Kenyon in the case of Rex v. Stone, he held that negative evidence must be given by the prosecutor on an information under the game laws. This shows that in Smith's case he considered the fact of not producing equivalent, as a matter of evidence, to not having the license. It is true the statute on which that conviction was founded, provided both for the party's not having a license and not producing it to a justice of the peace when demanded. But the conviction was for not having the license in that case, and the evidence to prove that fact was stated by the magistrate in the conviction to be the acknowledgment of trading, and the refusal to produce the license on that trial, and the court refused to quash.
Such I always understood the rule to be, on trials for retailing without license, when on the circuit.
PER CURIAM. Judgment affirmed.
Cited: S. v. Weaver, 35 N.C. 204; S. v. Woodly, 47 N.C. 280, 283; S. v. Evans, 50 N.C. 251; S. v. Atkinson, 51 N.C. 67; S. v. McDaniel, 84 N.C. 805; S. v. Wilbourne, 87 N.C. 533; S. v. Emery, 98 N.C. 670; S. v. McDuffie, 107 N.C. 888; S. v. Smith, 117 N.C. 810; S. v. Glenn, 118 N.C. 1195; Cook v. Guirkin, 119 N.C. 17; S. v. Holmes, 120 N.C. 576; Meredith v. R. R., 137 N.C. 486; S. v. Falkner, 182 N.C. 796; S. v. Valley, 187 N.C. 573.
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