Summary
In State v. McNally, 173 Conn. 197, 377 A.2d 286, we had recent occasion to discuss the doctrine of entrapment, the statute relating to it, General Statutes 53a-15, and our decisions on that defense since it was first argued in this court in State v. Marquardt, 139 Conn. 1, 5, 89 A.2d 219. It is unnecessary to repeat what we said so recently in the McNally case about the defense of entrapment.
Summary of this case from State v. HawkinsOpinion
A claim of entrapment is no defense where the criminal intent or willing disposition to commit a crime originates in the mind of the accused even though the opportunity to commit it is furnished for the purpose of obtaining evidence to prosecute him for it. If, however, the evil intent and criminal design arise in the mind of a government agent and the accused is lured into the crime's commission in order to prosecute him for it, no conviction may lie. Convicted of two counts of selling marijuana, the defendant appealed. He claimed, inter alia, that the trial court failed to charge the jury properly on the issue of entrapment and that it should have set the verdict aside. There was evidence that on two occasions he had offered and sold marijuana to an undercover agent. He testified that he had made the sales at the agent's request and that he would not have done so if he had known that the agent was a policeman. Held that the trial court did not err as claimed, it having instructed the jury in the precise language of the entrapment statute ( 53a-15) and the evidence before it having amply supported the verdict.
Argued April 5, 1977
Decision released June 21, 1977
Information charging the defendant with two counts of violation of the state dependency-producing drug law, brought to the Superior Court in Fairfield County and tried to the jury before Tunick, J.; verdict and judgment of guilty and appeal by the defendant. No error.
E. Eugene Spear, assistant public defender, with whom, on the brief, was Herbert J. Bundock, public defender, for the appellant (defendant).
Richard F. Jacobson, assistant state's attorney, with whom, on the brief, were Donald A. Browne, state's attorney, and Walter D. Flanagan, assistant state's attorney, for the appellee (state).
On a trial to a jury, the defendant was found guilty on a two-count information charging him with selling marijuana in violation of 1973 Public Acts, No. 73-681, 26(a) (General Statutes 19-480 [a]). He was sentenced to concurrent terms of not less than five nor more than seven years on each of the two counts. He took the present appeal from the judgment, pressing as claims of error that the state failed to sustain the burden of proof on the issue of entrapment, that the court failed properly to charge the jury on that issue, and that it erred in denying the defendant's motion to set aside the verdict as contrary to the evidence and the law.
The trial arose out of incidents that occurred on September 19, 1973, and September 24, 1973. There was evidence from which the jury could have found the following facts: Clinton Stites worked as an undercover agent for the southwest regional crime squad. In August, 1973, he was assigned to investigate narcotics violations in the Stratford area in which was located Skipper's Restaurant. He utilized the pseudonym "Clifford Spencer" and, dressing in dungaree-style clothes, frequented Skipper's Restaurant, having a few drinks, shooting pool and making friends with the clientele. He became acquainted with the defendant, whom he knew as "Matty," and in August loaned him five dollars. On the evening of September 19, 1973, he was in the restaurant standing around a pool table with the defendant, exchanging pleasantries. The defendant then asked him if he were looking to buy marijuana and when Stites answered affirmatively the defendant said that he could sell him some at $20 an ounce. Stites agreed to the price and said that he would like to buy four ounces. The defendant said he would have to go to his supplier and Stites suggested using his car. They did and the defendant directed Stites where to drive. En route, the defendant expressed a hesitancy about selling marijuana to Stites because he might be a police man, but after he was assured that Stites was not a policeman and after he was shown a motor vehicle license, a newspaper clipping, an address book and some cards which Stites produced to identify himself as Clifford Spencer, they proceeded to Eaton Street where the defendant left the car, having already been paid, and returned with the marijuana. On the return trip to Skipper's, the defendant told Stites to keep in touch if he wanted more marijuana.
Subsequently, Stites returned to Skipper's every day until September 24 when he arrived about 7 p.m. accompanied by a cover agent named Richard O'Connell. He and O'Connell met the defendant about 8:15 p.m. in the area of the pool table. The defendant asked Stites if he liked the marijuana he had purchased and if he would like to purchase some more at the same price. Stites indicated he would like to buy three more bags and they again left the restaurant in Stites' car. O'Connell covered Stites in his car. En route, Stites paid the defendant $60 and they went again to Eaton Street where the defendant left the car and returned with the marijuana, which be turned over to Stites. They discussed the quality of the marijuana, and the defendant told Stites that he would get him all he wanted and that as the weight increased into pounds the price would drop and he could get up to 100 pounds. As the defendant got out of the car, the defendant told Stites to get in touch with him when he wanted more. In each instance, the contents of the bags purchased were duly tested by a toxicologist and proved to be marijuana.
The defendant admitted that he had sold the marijuana to Stites on both occasions but claimed that he had done so at Stites' request after being assured that Stites was not a policeman, and that he would not have made the sales if he had known that Stites was a policeman. A witness for the defendant testified that on September 19 she was shooting Pool with Stites at Skipper's and overheard him ask the defendant "where he could buy any drugs, any marijuana." Another defense witness testified that on September 24 he was shooting pool at Skipper's and Stites approached the defendant and asked him if he had any marijuana for sale.
In these circumstances, the defendant, having admitted the sales, relied upon a defense of entrapment and claimed "that Stites had induced the sales and therefore `entrapped' him." Entrapment, where it exists, is a proper defense and expressly recognized as such by statute. Section 53a-15 of the General Statutes defines the defense: "In any prosecution for an offense, it shall be a defense that the defendant engaged in the proscribed conduct because he was induced to do so by a public servant, or by a person acting in cooperation with a public servant, for the purpose of institution of criminal prosecution against the defendant, and that the defendant did not contemplate and would not otherwise have engaged in such conduct."
We have had recent occasion to discuss at length the doctrine of entrapment. See State v. Fine, 159 Conn. 296, 268 A.2d 649; State v. Marquardt, 139 Conn. 1, 5, 89 A.2d 219. In the Fine case, in which the circumstances were similar to those in the present case, involving the sale of marijuana to an undercover police officer, we repeated (p. 299) the general principles as we had stated them in the Marquardt case: "`[I]f the criminal intent or the willing disposition to commit the crime originates in the mind of the accused and the criminal offense is completed, the fact that the opportunity is furnished or the accused is aided in the commission of the crime in order to secure the evidence necessary to prosecute him for it constitutes no defense. On the other hand, if the evil intent and the criminal design originate in the mind of the government agent and the accused is lured into the commission of the offense charged in order to prosecute him for it, when he would not have committed an offense of that general character except for the urging of the agent, no conviction may be had.'" To this quotation and the authorities cited, we further cited Sherman v. United States, 356 U.S. 369, 372, 78 S.Ct. 819, 2 L.Ed.2d 848; Sorrells v. United States, 287 U.S. 435, 454, 53 S.Ct. 210, 77 L.Ed. 413; State v. Avery, 152 Conn. 582, 583, 211 A.2d 165; DeFeo, "Entrapment as a Defense to Criminal Responsibility: Its History, Theory and Application," 1 U. San Fran. L. Rev. 243; noted 33 A.L.R.2d 883.
The principles enunciated in the Fine case are in accord with those affirmed by the United States Supreme Court in Hampton v. United States, 425 U.S. 484, 96 S.Ct. 1646, 48 L.Ed.2d 113, and United States v. Russell, 411 U.S. 423, 432, 93 S.Ct. 1637, 36 L.Ed.2d 366. In the Russell case, Mr. Justice Rehnquist writing for the majority stated (pp. 435-36): "Sorrells and Sherman both recognize `that the fact that officers or employees of the Government merely afford opportunities or facilities for the commission of the offense does not defeat the prosecution. . . .' Nor will the mere fact of deceit defeat a prosecution, see, e.g., Lewis v. United States, 385 U.S. 206, 208-209 [ 87 S.Ct. 424, 17 L.Ed.2d 312] (1966), for there are circumstances when the use of deceit is the only practicable law enforcement technique available. It is only when the Government's deception actually implants the criminal design in the mind of the defendant that the defense of entrapment comes into play."
It may well be doubted that in the circumstances of this case the defendant was even entitled to a charge on the issue of entrapment. The court, how ever, gave the defendant the benefit of any doubt and fully charged the jury on the issue. Having instructed the jury on the state's burden of proof beyond a reasonable doubt as to the elements of the offenses charged, the court charged further: "The burden becomes the same with the issue of entrapment. The state must satisfy you, beyond a reasonable doubt, that the defendant is guilty of both of these crimes or either one of these crimes if you are to return a verdict of guilty. And it is to overcome any question which may arise in your mind with respect to entrapment beyond a reasonable doubt, if you are to find the defendant guilty of either or both of these charges." In charging on the law of entrapment, the court instructed the jury in the precise language of 53a-15 of the General Statutes and explained at length the basic principles of the doctrine. It included instruction as to the distinction between a trap for the unwary innocent and a trap for an unwary criminal and expressly charged in the exact language of State v. Fine, supra, and State v. Marquardt, supra, which we have already quoted with respect to the origination of the criminal intent in the mind of the accused. It properly focused on the question of the intent or predisposition of the defendant to commit the crimes charged and left the question of entrapment to be decided by the jury as a question of fact. We find no error in the charge on entrapment and there is no merit whatsoever to the defendant's briefed claim that that portion of the charge was "too vague and misleading."
The defendant's claim that the court erred in denying his motion to set aside the verdict as contrary to the evidence and the law requires no further discussion. The evidence which we have hereinbefore noted amply supports the verdict which was predicated upon the jury's determination of a basic question of fact pursuant to the court's proper charge as to the applicable law.