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State v. Harvey

Supreme Court of Louisiana
Nov 2, 1925
159 La. 674 (La. 1925)

Summary

In State v. Harvey, 159 La. 674, 106 So. 28 (1925), the defendant moved to quash the indictment because, among other claims, it did not indicate that it was returned in open court.

Summary of this case from State v. Jones

Opinion

No. 27123.

July 13, 1925. Rehearing Denied November 2, 1925.

Appeal from Fourteenth Judicial District Court, Parish of Cameron; Thomas F. Porter, Judge.

Ned Harvey was convicted of murder, and appeals. Affirmed.

A.R. Mitchell, of Lake Charles, and Paul A. Sompayrac, of New Orleans, for appellant.

Percy Saint, Atty. Gen., John J. Robira, Dist. Atty., and Sam H. Jones, Asst. Dist. Atty., both of Lake Charles, and Percy T. Ogden, Asst. Atty. Gen. (J. Bernard Cocke, of New Orleans, and Griffin T. Hawkins, of Lake Charles, of counsel), for the State.



Defendant was indicted for the murder of one John Springer in the parish of Cameron on January 1, 1925. From a verdict of guilty, as charged and sentence to death, defendant prosecutes this appeal, and relies, for the reversal of the judgment against him, upon the following bills of exception, assignment of errors, and original and supplemental pleas to the unconstitutionality of the prosecution and sentence against him.

Bill of Exceptions No. 1.

1. Defendant filed a motion to quash the indictment in this case on the ground that the grand jury that returned the indictment against him was not properly and legally instructed by the trial judge as to their duties.

The charge delivered by the trial judge to the grand jury at its impanelment on July 16, 1924, is as follows:

"It is the grand jury's duty to examine into and to inquire into every violation, in Cameron parish, of the criminal laws of this state, about which any grand juror may hear or know of, or which may be presented to the grand jury by any person. It is the duty of each of you gentlemen to bring to the attention of the grand jury every violation of the law occurring since the last sitting of the grand jury, and which took place in Cameron parish, which you have personal knowledge of, or about which you have had any information. If you should violate this duty imposed upon you by the law, you become liable to fine, imprisonment in jail, or in the penitentiary. If any person wishes to inform you of the violation of a criminal law, it will be your duty to hear him, whether or not you have summoned him to appear before you.

"You will hear and examine only the witnesses for the prosecution. You shall not examine witnesses for the defense, and you do not decide the guilt or innocence of an accused."

The charge delivered to the grand jury at its session on January 25, 1925, at which the indictment was returned in this case, is as follows:

"Whenever you believe, from what you yourselves may know, or from evidence you may hear, or any other evidence, that it is probable an accused is guilty of some crime inquired into, and that there exists a prima facie case of guilt against him, and that probably he can be convicted, it will be your duty to find a true bill."

In State v. Lewis, 38 La. Ann. 680, 681, it was held by this court that —

"The finding of the grand jury is not a verdict or judgment; it amounts, at most, to an accusation; and we know of no law which fixes the nature or quantum of the evidence on which the grand jury must rest their conclusions."

It is well settled that a defendant, or accused person, may not, as a matter of right, have his witnesses heard by the grand jury.

There is no law of this state giving to a defendant the right to summon his witnesses before a grand jury, or requiring a grand jury to examine witnesses for a defendant, in its investigation of crime.

Moreover, as said by this court in State v. White, 37 La. Ann. 172, 173:

"We know of no authority recognizing errors in the general charge of the judge to the grand jury, as ground for quashing indictments found by them."

2. Defendant, in his original plea to the unconstitutionality of the prosecution and sentence against him, avers that in the prosecution against him herein he was denied due process of law and equal protection of the law, in violation of the inhibition contained in the Fourteenth Amendment to the Constitution of the United States, and in violation of article 1, sections 2, 6, and 9, and of article 7, section 42, of the Constitution of the state of Louisiana of 1921.

Defendant further avers that the record herein fails to show that defendant was indicted by a grand jury, in accordance with the provisions of section 42 of article 7 of the Constitution of this state, which declares that a grand jury shall be composed of 12 persons, 9 of whom shall constitute a quorum and must concur to find an indictment.

Defendant further avers that the proceedings against him in the district court of Cameron parish were coram non judice, and in violation of article 1, section 9, of the Constitution of this state, which prohibits holding a person to answer for capital crime, unless on a presentment or indictment by a grand jury, and that the record herein does not show that defendant was indicted on a presentment made by a grand jury against defendant for murder.

Article 14 of the Amendments to the Constitution of the United States declares that —

"No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any state deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction equal protection of the laws."

The Fourteenth Amendment to the federal Constitution does not guarantee to citizens of the United States the privilege or immunity of being held to answer for a capital crime in a state court unless on a presentment or indictment of a grand jury.

Due process of law is process according to the law of the land. This process in the states is regulated by the law of the states. Hurtado v. People of the State of California, 110 U.S. 516, 4 S. Ct. 292, 28 L. Ed. 232.

It is true that the Fifth Amendment to the Constitution of the United States declares that —

"No person shall be held to answer for a capital or otherwise infamous crime, unless on a presentment or indictment by a grand jury," etc.

It is well settled, however, that the Fifth Amendment to the federal Constitution is a limitation upon the national government, and has no reference to state action. Fox v. Ohio, 5 How. 410, 12 L. Ed. 213; U.S. v. Cruikshank, 92 U.S. 542, 23 L. Ed. 588; Ohio v. Dollison, 194 U.S. 445, 24 S. Ct. 703, 48 L. Ed. 1062; Jack v. Kansas, 199 U.S. 372, 26 S. Ct. 73, 50 L. Ed. 234, 4 Ann. Cas. 689.

"Due process of law" in the state of Louisiana in all capital cases is by presentment or indictment by a grand jury. Article 1, § 9, Const. 1921.

That such process has been duly complied with in the present case is fully shown by the minute entry, page 1 of the transcript, reciting the impanelment of the grand jury in this case; the calling in open court of the venire of grand jurors; the appointment by the court of the foreman; the drawing from the envelope containing the names of the grand jurors; the administration of the oath to the foreman and to the other 11 grand jurors.

This minute entry is of date June 16, 1924, and shows that the 12 grand jurors were regularly selected, sworn, impaneled, and charged by the court. Act 135 of 1898, § 4, as amended by Act 58 of 1904; Act 135 of 1898, § 7, as amended by Act 155 of 1906; Act 135 of 1898, § 8.

Under section 42 of article 7 of the Constitution of 1921 it is provided that at least one grand jury of 12 shall be impaneled each year in the parish of Cameron, while the impanelment of a grand jury in each of the other parishes of the state is required under this section to be had twice in each year, to remain in office until a succeeding grand jury shall have been impaneled.

The minute entry found at page 2 of the transcript shows that the Fourteenth judicial district court for the parish of Cameron met pursuant to adjournment on January 14, 1925, Thos. F. Porter, Jr., judge presiding, with the sheriff and the clerk in attendance, and recites that all of the grand jurors were present and answered to their names; that the court charged the grand jury; that the grand jury retired to the jury room for deliberation; and that the grand jury came into court and reported the following true bills, to wit: "State of Louisiana v. (No. 638) Ned Harvey, Charge, Murder." The minutes clearly show that the entire grand jury that had previously answered their names and had been charged reported on the same day and in open court, the true bill for murder against the defendant.

The indictment in this case is indorsed "A true bill," and is signed by Lloyd Vaughan, Foreman of the Grand Jury," and was filed by the clerk on January 14, 1925. On the same day defendant personally pleaded not guilty to the indictment.

In State v. Onnmacht, 10 La. Ann. 198, the entry on the minutes was, "The State of Louisiana v. K. Onnmacht, true bill and indictment, for lying in wait and shooting with intent to commit murder," and it did not affirmatively appear that the grand jury appeared in court and returned the indictment. The court said:

"This renders it sufficiently certain, that the indictment to which the prisoner subsequently pleaded was presented by the grand jury in open court. The clerk enters on the minutes only what is done while the court is in session, and only such proceedings as ought to appear of record. No entry would be made on the minutes of what did not transpire in open court; and to presume it possible that the grand jury did not, as a body, return the indictment in this case, and in open court, would be reversing directly the maxim, `omnia rite acta.'"

The decision in the Onnmacht Case is expressly affirmed in State v. Mason, 32 La. Ann. 1018, the entry on the minutes in the latter case being as follows:

"State v. Cosby Mason — indictment for petty larceny — indorsed, a true bill (signed): W.M. Abney, Foreman of the Grand Jury. Whereupon his honor made the following order: Let the finding of this bill be recorded; let process issue thereon; let the bail bond of the defendant be fixed at," etc.

It was held in the Mason Case that, under the minute entry there made it would be presumed that the grand jury came into court in a body and presented the bill of indictment in open court.

The assignment of error that the record does not show that the grand jury was polled when the indictment was returned, that it does not show that even as many as nine members of the grand jury constituted the body when the indictment was found, or that nine concurred in the finding, or presented same in court, is a contention, in our opinion, without any foundation to support it.

That the record contains an indictment against the defendant for the crime of murder, signed as a true bill by the foreman of the grand jury, and filed in open court, to which indictment the defendant has pleaded not guilty, is beyond all question and cavil.

The defendant was tried by an impartial jury and convicted.

The only question therefore before this court is whether the minutes sufficiently show that this indictment was presented in open court by the grand jury as a body.

We are of the opinion that the actual entries in the minutes clearly show, under the decisions of this court, that the requirements of the law had been complied with.

3. In the supplemental plea to the unconstitutionality of the prosecution and sentence against him, defendant complains that he was denied due process of law and equal protection of the law, in violation of section 9, article 1, of the state Constitution, and in violation of the Fourteenth Amendment to the federal Constitution; that he was singled out and denied the right of establishing self-defense, or showing that he was not the aggressor in the combat charged against him; that he was denied the right to introduce evidence before the jury to show that his life had been threatened by deceased; that the trial judge took the issue of self-defense away from the jury, and decided the issue adversely to defendant; and that the proof of the threats made against accused formed one of the essentials of self-defense, which should have been submitted to the jury.

Defendants contends, therefore, that he was denied trial by an impartial jury, as guaranteed to him by the state Constitution, and that his privileges and immunities as a citizen of the United States have been abridged by the action of the state court in his trial.

As shown by bill of exceptions No. 8, while the defendant was on the witness stand testifying in his own behalf, he was asked by his counsel the following question:

"Well, had you received any intimation, or statement by any person, prior to that time, that Byrd said he was going to kill you?"

This question was objected to by the state's counsel, for the reason that no hostile demonstration, or overt act, on the part of the deceased had been shown at that time, as a foundation for the admission of the testimony. This objection was sustained by the court, for the reason that the testimony in the case convinced the trial judge that defendant was the aggressor, and that there was no overt act or hostile demonstration proven upon the part of either of the deceased, Byrd, or Springer, at the time of the homicide. It may be well to state in this connection that the testimony of the defendant himself shows that he killed both Byrd and Springer at night in a small shack with an automatic shotgun.

The indictment in this case charges the defendant with the murder of Springer only.

It is not pretended that there was any previous difficulty between defendant and Springer, or that Springer had made any threats before the killing against deceased.

Defendant, as shown by bill of exception No. 8 was permitted to testify fully and freely as to all of the facts, from his viewpoint surrounding the killing of Springer, and no testimony of the defendant, as far as the charge of the murder of Springer is concerned, was excluded by the trial judge from the jury. We will pretermit, however, any decision as to the relevancy of this testimony on the trial of defendant for the murder of Springer.

In State v. Benoit, 144 La. 276, 80 So. 329, this court said:

"The uniform jurisprudence in this state is to the effect that evidence of previous threats or of the dangerous character of the deceased, on the trial of a prosecution for murder, is not admissible until an overt act or a hostile demonstration has been proven to the satisfaction of the trial judge. See State v. Boudreaux, 137 La. 227, 68 So. 422, and authorities therein cited [also State v. Varnado, 131 La. 952, 60 So. 627]. But it is now also recognized that such conclusion of fact by the trial judge, when he decides that no overt act has been proven, is not final and is subject to review on appeal. See State v. Clark, 142 La. 283, 76 So. 714."

In State v. Sandiford, 149 La. 933, 90 So. 267, it was said by this court:

"Defendant has failed to lay the proper foundation for the admission of prior threats, by failing to show by a preponderance of evidence that the deceased made a hostile demonstration against him of such a nature as to justify him in believing that his life was in danger or that he was in danger of great bodily harm, and therefore proof of prior threats, for all purposes for which they are admissible, was properly rejected. State v. Williams, 111 La. 212, 35 So. 521; State v. Thomas, 111 La. 806, 35 So. 914. Mere evidence of such threats [hostile demonstration], as distinguished from proof thereof, is insufficient. When the question arises as to whether a sufficient foundation has been laid for the admission of such evidence, the question is one for the court to determine. State v. Boudreaux, 137 La. 227, 68 So. 422; State v. Golden, 113 La. 791, 37 So. 757; State v. Craft, 118 La. 113 [117], 42 So. 718; State v. Benoit, 144 La. 276, 80 So. 329."

The decisions above referred to have been cited and approved by this court in the recent case of State v. Poole, 156 La. 437, 438, 100 So. 613.

The trial judge declares, in his per curiam to bill of exceptions No. 8, that he disbelieved defendant's testimony as to any overt act or hostile demonstration upon the part of either Springer or Byrd; that defendant's reason for killing Springer, and also for trying to kill Sykes, a witness attracted to the scene by the reports of the gun, was probably to get rid of the witnesses to his murder of Byrd; and that the only reason defendant had for killing Byrd was that he had discharged him.

The physical facts recited by the trial judge in this bill of exceptions clearly show that defendant was the aggressor; that he fired the first shot through the frame of the screen door, from the outside, while both of the deceased were eating supper at a table in the shack; and that this shot tore away the front part of Byrd's face, blinding him; and that scattering shots struck Springer's face and the west wall of the building.

Although defendant testified that he was attacked by Byrd with a pocket knife lying on the table, and that Springer reached to pick a pistol from the floor during the scuffle, when he was shot by defendant, no weapons were found, either on the table or on the floor, immediately after the killing.

The trial judge has recited numerous other facts and circumstances in the bill which convince us that his ruling was correct in holding that the facts showed that defendant was the aggressor, and that no overt or hostile demonstration was made by either of the deceased at the time of the killing. Under this state of facts, and under the settled jurisprudence of this state, the testimony as to threats was properly excluded by the judge a quo.

Article 6 of the amendments to the federal Constitution does not guarantee to citizens of the United States the right of trial by jury in state courts; but applies only to criminal prosecutions in the courts of the United States. Thompson v. Utah, 170 U.S. 349, 18 S. Ct. 620, 42 L. Ed. 1061; In re Sawyer, 124 U.S. 220, 8 S. Ct. 482, 31 L. Ed. 402; Brooks v. Missouri, 124 U.S. 394, 8 S. Ct. 443, 31 L. Ed. 454; Callan v. Wilson, 127 U.S. 549, 8 S. Ct. 1301, 32 L. Ed. 223.

Defendant has not been denied in any court of this state either the constitutional guaranty of due process of law, nor the equal protection of our laws.

Bill of Exceptions No. 2.

A juror was challenged for cause by the state because of his attitude, as shown by his answers, as to conviction on circumstantial evidence.

It seems that the great part of the answers of the juror was not taken down. It appears however, from the per curiam of the trial judge, that the nature of circumstantial evidence was explained to the juror in detail by the court, and numerous examples of such evidence were given. After this explanation, however, the juror stated to the trial judge positively that he would not convict on circumstantial evidence.

As the case turned in a large measure upon circumstantial evidence, the challenge for cause is approved.

Bill of Exceptions No. 3.

This bill also relates to the challenge for cause of a juror. The challenge was properly sustained, as the juror had answered falsely on his voir dire, and had declared that he would not find a verdict of guilty based upon circumstantial evidence. Moreover, the trial judge was convinced that this particular juror was trying to get on the jury.

Bill of Exceptions No. 4.

On the trial of the case the prosecuting officer propounded the following question to a state witness:

"I will ask you if you recognize that table there, right before you, as ever having seen it before, and where did you see it before."

Counsel for defendant objected to any evidence in relation to the table, or to anything else taken from the shack, for the reason that the articles were not in the same condition in which they were when seen by the witnesses. The table referred to is the one at which the deceased were seated at supper in the shack at the time of the killing.

In addition to this table, the state also offered during the trial the blood-covered bench, upon which Springer was found sitting, and leaning on the wall and just in front of the table; the wooden crate, also blood covered, upon which Byrd was sitting at the table; and the west wall of the shack, except several planks at the top, which was immediately behind the two men when killed, and against which Springer was sitting while at supper table.

The objection of counsel for defendant to the admissibility of this evidence is not well founded, as the trial judge states in his per curiam that there was absolutely no evidence suggesting that any of the articles had in any manner been changed in the slightest degree from the condition in which they existed at the time of the double killing.

Bill of Exceptions No. 5.

This bill was taken to the overruling by the trial judge of the objection of counsel for defendant to the following question propounded by the district attorney to a state witness:

"Could you judge, from the character of the hole in the wall, the range of the shot, what position the gun was held in, and what size shot made that hole?"

The objection was made by counsel for defendant that the witness had not qualified as an expert. The per curiam of the trial judge shows that the witness did not answer the question, but that the state asked, instead, another question; the testimony admitted being as follows:

"Q. I will now ask you if you were able to see how the shot went into the wall, in what range, or in what direction? A. The lower shot went into a sack of fur in the next room. Q. You did not get my point, Mr. Ebelding; I want to know where the shot went, upwards, downwards, or straight through. A. About straight through, I would judge; I never made any measurements, understand."

The prosecuting witness was not asked by the state's attorney for his opinion, but for a fact; namely, the direction the shot went through the wall. As this question was answered without objection, the bill is without merit.

Bill of Exceptions No. 6.

On the trial of the case a state witness was asked by the prosecuting officer the following question:

"If you were to see the wall yourself, would you recognize it? A. Yes, sir."

Counsel for defendant objected to the witness testifying to the shots in the boards offered in evidence, for the reason that they are not in the same condition in which they were at the time the shots were fired, and not in the same position that they were in, and that they are calculated, as they now are offered, to cause the jury to mistake the facts of the case.

The trial judge in his per curiam states that any number of witnesses testified affirmatively that there was no change in this wall, and that it was in the same condition that it was at the time of the shooting. The testimony was properly admitted.

Bill of Exceptions No. 7.

The following question was propounded by the counsel for defendant to a defense witness: "Do you know whether or not your son went to the scene of the killing?" The witness answered, "Yes, sir."

Objection was made by the prosecuting officer to this answer as not being the personal knowledge of the witness, but hearsay. The witness was then examined by the trial judge, and stated that he had sent word to his son to go there. There was no question raised by the state that the son of the witness did not go to the place of the homicide. In fact, the son was used as a witness by both sides. The bill is therefore frivolous.

Bill of Exceptions No. 8.

This bill was reserved to the ruling of the trial judge in excluding testimony as to threats, and has been discussed in connection with bill of exceptions No. 1.

Bill of Exceptions No. 9.

Defendant testified that, after the killing, he went to Orange, Tex., and gave himself up there, instead of surrendering to the sheriff or his deputy at Leesburg in Cameron parish, as he had some business he wanted to attend to in Orange before he went to jail. The killing occurred at Johnston's Bayou in Cameron parish, and the distance from Johnston's Bayou to Orange, Tex., is about the same as the distance from Johnston's Bayou to Leesburg in Cameron parish in this state. While it was a material question whether defendant had really fled from justice after the homicide, defendant had explained to the jury the reason why he went to Orange, Tex. The question propounded to him by his counsel, "How far is it, then, to Orange from Johnston's Bayou?" was therefore clearly irrelevant and immaterial, and the objection to the question by the state's attorney on that ground was properly sustained by the trial judge.

Jurors must be presumed to be acquainted with distances to nearby points. We see no prejudice resulting to the defendant from the ruling of the trial judge.

Bill of Exceptions No. 10.

This bill is but a repetition of the same question to the defendant, "How far is it, then, to Orange, from Johnston's Bayou?" The state made the same objection, and the trial judge the same ruling. We find no error in the exclusion of the testimony.

Bill of Exceptions No. 11.

Defendant made a motion for a new trial on the ground that the verdict was contrary to the law and the evidence. This motion presents nothing for review by this court.

In a supplemental motion for a new trial it is urged, however, that the verdict returned by the jury in this case is a nullity, because one of the jurors was disqualified, as he could neither read nor write the English language.

In State v. Nash, 45 La. Ann. 1143, 13 So. 732, 734, the rule is laid down that, in order to entitle the defendant to a new trial on the ground of the disqualification of a juror, the defendant must allege and prove: (1) That the juror was legally incompetent; (2) that this fact was unknown to defendant and his counsel until after verdict; (3) that the juror was questioned on the point and answered that he was competent.

The supplemental application for new trial is fatally deficient, both as to allegation and proof as to the fact of the incompetency of the juror being unknown to defendant and his counsel until after verdict and as to the fact that the juror was questioned as to his competency on his voir dire and answered falsely. The trial judge, therefore, properly overruled the supplemental application for these reasons. State v. Foster, 150 La. 971, 91 So. 411; State v. Holbrook, 153 La. 1025, 97 So. 27.

It is therefore ordered that the conviction and sentence appealed from be affirmed.

O'NIELL, C.J., concurs in the ruling on bills of exception No. 2 and No. 3, on the ground that a defendant in a criminal prosecution has no right to insist that any particular individual shall serve on the jury, however qualified he may be. The Chief Justice hands down a dissenting opinion on bill No. 8; dissents also from the ruling on bills No. 9 and No. 10; and concurs in the ruling on bill No. 11, on the ground that the statute that fixes the qualifications of jurors (section 1 of Act 135 of 1898, p. 216) requires only that grand jurors, not petit jurors, "shall be able to read and write the English language."


When a defendant on trial for murder or manslaughter pleads that he did the killing in self-defense, the only question for the jury to decide is: Who was the aggressor in the fatal difficulty? On that question of fact alone depends the defendant's guilt or innocence. Therefore, when the question has been put at issue, as to who was the aggressor in the fatal difficulty, when any evidence at all has been introduced to show that the deceased was the aggressor, proof of previous threats on the part of the deceased is admissible to prove, as far as it may tend to prove, that the deceased was the aggressor in the fatal difficulty. In fact, proof of previous threats on the part of the deceased is never admissible for any other purpose than to prove, as far as it may tend to prove, that the deceased was the aggressor in the fatal difficulty. The question of sufficiency or effect of such evidence is, of course, a matter for the jury to determine. Proof of previous threats made by either party to a fatal difficulty is always relevant to the issue as to which one of them was the aggressor in the difficulty.

The rule which has been applied in this case, i.e., that proof of previous threats on the part of the deceased is not admissible to prove, as far as it may tend to prove, that the deceased was the aggressor, until the defendant has proven, aliunde, and to the satisfaction of the judge, that the deceased was the aggressor, is a paradox. It is a denial of due process of law, for it is a begging of the question to which the evidence is relevant.

The ruling in this case, stated substantially, is that proof of previous threats on the part of the deceased was not admissible to prove, as far as it might tend to prove, that the deceased was the aggressor in the fatal difficulty, because the judge believed from the other evidence in the case, that the deceased was not the aggressor in the fatal difficulty. Such a ruling is a denial of justice. It means that evidence of previous threats, which is conceded to be relevant to the issue before the jury, is not admissible until the defendant has proven, to the satisfaction of the judge, that he, the defendant, is entitled to an acquittal, and therefore does not need the evidence of the previous threats. The defendant in such case (pardon the banal comparison) is like the lad who was forbidden to go in swimming until he learned how to swim. "It is a trite but true observation," says Fielding, "that examples work more forcibly on the mind than precepts." So, here is the example: The question before the jury is whether the defendant acted in self-defense. If he proves to the judge's satisfaction that he did act in self-defense, there is then no need for evidence of previous threats on the part of the deceased, because the judge must set aside the verdict if the jury convicts. In such case only, when the proof of previous threats is of no use whatever, is the proof admissible. On the other hand, if the defendant fails to prove, to the judge's satisfaction, that he acted in self-defense, and if, therefore, he needs the proof of previous threats to tip the scale in his favor, the evidence is not admissible. Such a rule is an anomaly, a paradox, a denial of justice, a denial of due process of law — a violation of the Fourteenth Amendment of the Constitution of the United States.

I realize that this court has heretofore several times, as pointed out in the majority opinion in this case, applied the anomalous rule invoked in this case. I have dissented from every such decision rendered since I have been on the bench. The first case in which the court went wrong on the proposition was State v. Ford, 37 La. Ann. 461, where the court emphasized the difference between evidence of an overt act, or hostile demonstration, and proof of the overt act, or hostile demonstration. That decision, however, was expressly overruled in State v. Kellogg, 104 La. 580, 29 So. 285, by Chief Justice Monroe, viz:

"It is true that in the case of State v. Ford, 37 La. Ann. 443, the jurisdiction, which, as we have seen, is vested in the trial judge with respect to collateral facts, was held to extend to facts bearing upon the question of guilt or innocence, and that precedent has been followed in later cases. A careful reconsideration of the subject has, however, led to the conclusion that our fundamental law requires that, where it becomes necessary to determine the question of existence vel non of any fact bearing upon the guilt or innocence of the accused in a criminal case, such question should be submitted to the jury, provided there is any evidence tending to establish such fact."

There are many other decisions, which have never been overruled, maintaining that evidence of previous threats on the part of the deceased is admissible whenever the question as to who was the aggressor in the fatal difficulty is put at issue by the introduction of any evidence tending to prove that the deceased was the aggressor, viz.: State v. Cooper, 32 La. Ann. 1085; State v. Ricks, 32 La. Ann. 1100; State v. McNeely, 34 La. Ann. 1022; State v. Williams, 40 La. Ann. 168, 3 So. 629; State v. Cancienne, 50 La. Ann. 847, 24 So. 134; State v. Robinson, 52 La. Ann. 616, 27 So. 124; State v. Stockett, 115 La. 743, 39 So. 1000; State v. Rideau, 116 La. 245, 40 So. 691; State v. Lindsay, 122 La. 375, 47 So. 687; State v. Barksdale, 122 La. 788, 48 So. 264; State v. Pairs, 145 La. 443, 82 So. 407. In the latter case, which was decided in 1919, and has not been overruled, it was said:

"The question whether the defendant or the deceased was the aggressor in the fatal difficulty is a question of fact; and, under the plea of self-defense, as in this case, it is the only question of fact upon which depends the guilt or innocence of the party accused.

"By article 85 of the Constitution, the jurisdiction of this court, in criminal cases, is confined to questions of law. That does not mean that we shall not decide questions of fact on which the trial judge has based a ruling, and which do not pertain to the question of guilt or innocence of the party accused. The Legislature has, by Act No. 113 of 1896, provided a method of bringing up for our consideration the evidence on such questions of fact; and, though that statute is now 23 years old and has been considered and interpreted in our decisions more than 30 times, it has never been considered violative of article 85 of the Constitution, or of article 179, which provides that the jury shall be the judges of the facts pertaining to the question of guilt or innocence, in criminal cases.

"For the district judge to withhold from the jurors, and decide for them, a question of fact on which depends the guilt or innocence of the defendant in a criminal case, is a violation of article 179 of the Constitution. And for the Supreme Court to decide such a question is a violation of article 85 of the Constitution. Inasmuch as proof of previous threats on the part of the deceased is not admissible for any other purpose than to show who was the aggressor in the fatal difficulty, when that question is in doubt, it is a begging of the question to say that proof of such threats is not admissible until the defendant has proven affirmatively that the deceased was the aggressor, and that he (defendant) acted in self-defense. The effect of such ruling would be to deprive the defendant of the benefit of proof of previous threats on the part of the deceased, in any and every case where self-defense is pleaded in justification of a homicide. The defendant in such case, after proving affirmatively that he was justified under the law of self-defense, would have no need of the proof of previous threats on the part of the deceased.

"Rice on Evidence (Criminal) vol. 3, p. 575, § 362, in the chapter entitled `Evidence of Self-Defense,' states the doctrine thus:

"`Threats of violence by the deceased against the accused, though not communicated to the latter, are admissible as evidence where there is any doubt as to who began the encounter. They tend to show that it was the intention of the deceased at the time of the meeting to attack the accused, and hence tend to prove that the former brought on the conflict, and are relevant evidence. If all the evidence is to the effect that the defendant was the aggressor, it is not admissible.'

"To the same effect is Wharton's Crim. Ev. (10th Ed.) vol. 2, § 912. There being some confusion in the jurisprudence of this court, a review of the decisions on the subject would serve no useful purpose.

"Our conclusion is that the district judge was in error in excluding the evidence of previous threats on the part of the deceased, under the circumstances of this case."

The declaration in State v. Benoit, 144 La. 276, 80 So. 329, that the ruling there made was in accord with "the uniform jurisprudence in this state" reads like irony to any one at all familiar with the jurisprudence on the subject. The reason why this jurisprudence is so staggering is that the question will never be settled until it is settled right — by our overruling the decisions which have approved the heresy.

The excerpt quoted from State v. Sandiford, 149 La. 933, 90 So. 267, in the majority opinion in the present case, contains a palpable error. It is said: "Mere evidence of threats, as distinguished from proof thereof, is insufficient." What the author of the opinion meant to say was that mere evidence of a hostile demonstration, or an overt act, as distinguished from proof thereof, was insufficient to warrant the introduction of evidence of previous threats on the part of the deceased. That is what was said, first, in State v. Ford, 37 La. Ann. 461, which was overruled in State v. Kellogg, 104 La. 580, 29 So. 285.

Even now, we adhere unanimously to the doctrine, which cannot be gainsaid, that self-defense is not a special plea, and that the defendant, pleading self-defense, in a prosecution for murder or manslaughter, does not bear the burden of proof that he acted in self-defense for the burden remains upon the state to prove that the homicide was committed feloniously, and not in self-defense. See State v. Ardoin (by Chief Justice Breaux) 128 La. 14, 54 So. 407, Ann. Cas. 1912C, 45; State v. Varnado (by Chief Justice Provosty) 128 La. 883, 55 So. 562; State v. Herring (by Chief Justice Monroe) 131 La. 972, 60 So. 634; State v. Johnson (by Justice Land) 149 La. 927, 90 So. 258; State v. Scarborough (by Justice Overton) 152 La. 677, 94 So. 204; State v. Vial (by Justice Land) 153 La. 883, 96 So. 796; State v. Linden (by the present Chief Justice) 154 La. 66, 97 So. 299; and State v. Conda (by Justice Rogers) 156 La. 679, 101 So. 19.

In the case last cited it was said, quoting nearly all of the decisions listed above:

"Self-defense is not a special plea. It is involved in the general issue tendered by the plea of not guilty. The burden is not upon the accused to prove that he acted in self-defense. It is upon the state to prove beyond a reasonable doubt that the killing was done feloniously, and therefore not in self-defense."

It is not possible to reconcile that doctrine, which is universally approved, with the ruling in the present case that the burden was upon the defendant to prove, by a preponderance of evidence, and to the judge's satisfaction, that he acted in self-defense.

The paramount objection to the ruling in this case, though, aside from its being paradoxical, is that it violates the provisions of the Constitution, adopting the fundamental and universal rule, that the jury alone has jurisdiction to decide questions of fact on which depends the question of guilt or innocence of the defendant in a criminal prosecution. Section 9 of article 19 of the Constitution (which was article 179 of the Constitution of 1898 and of 1913) declares that the jury alone has jurisdiction "of the facts on the question of guilt or innocence." And the last paragraph of section 10 of article 7 of the Constitution (which was article 85 of the Constitution of 1898 and of 1913) declares that the jurisdiction of the Supreme Court "shall also extend to criminal cases on questions of law alone." The question as to who was the aggressor in the fatal difficulty in this case was not only a question of fact relating to the defendant's guilt or innocence, but it was the only question on which depended the defendant's guilt or innocence. It was therefore the province of the jury alone to decide that question. It matters not what the district judge thought or what we may think of the circumstantial evidence against the testimony of the defendant himself. He was a competent witness, according to Act 157 of 1916, p. 379, and he had the right to corroborate his testimony by proof of previous threats made by the deceased.


Summaries of

State v. Harvey

Supreme Court of Louisiana
Nov 2, 1925
159 La. 674 (La. 1925)

In State v. Harvey, 159 La. 674, 106 So. 28 (1925), the defendant moved to quash the indictment because, among other claims, it did not indicate that it was returned in open court.

Summary of this case from State v. Jones

In State v. Harvey, 159 La. 674, 106 So. 28 (1925), the defendant moved to quash the indictment because, among other claims, it did not indicate that it was returned in open court.

Summary of this case from State v. Jones
Case details for

State v. Harvey

Case Details

Full title:STATE v. HARVEY

Court:Supreme Court of Louisiana

Date published: Nov 2, 1925

Citations

159 La. 674 (La. 1925)
106 So. 28

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