Opinion
No. 81250.
Decided February 20, 2003.
Criminal appeal from Cuyahoga County Common Pleas Court, Case No. CR-411525.
For plaintiff-appellee: WILLIAM D. MASON, Cuyahoga County Prosecutor, SALEH S. AWADALLAH, Assistant, Justice Center, Courts Tower, 1200 Ontario Street, Cleveland, Ohio 44113.
For defendant-appellant: DAVID DOUGHTEN, Attorney at Law, The Brownhoist Building, 4403 St. Clair Avenue, Clevland, Ohio 44103
JOURNAL ENTRY and OPINION.
{¶ 1} Defendant appeals from his convictions for involuntary manslaughter with firearms specifications, felonious assault with firearms specifications, and having a weapon while under disability. He asserts the court erred by restricting his attorney's cross-examination of the state's witnesses, and by sentencing appellant to consecutive firearms enhancements under the same count of the indictment. We find no error and affirm the common pleas court's judgment.
PROCEDURAL HISTORY
{¶ 2} Appellant and three co-defendants were charged in a nine count indictment filed August 16, 2001. The indictment charged appellant with one count of aggravated murder, three counts of attempted murder, and having a weapon while under disability. Three firearms specifications were attached to each of the aggravated murder and attempted murder charges, with mandatory terms of imprisonment of one year, three years and five years respectively.
{¶ 3} Appellant moved for and was granted a trial separate from his co-defendants. His trial began on March 28, 2002. The attempted murder victims testified, as well as two of appellant's co-defendants and others involved in the events, a deputy coroner, and three investigating police officers. The evidence showed that victims Artis Mattison, April Terrell and Dawn Wilford were sitting on the steps of an apartment building on East 117th street at approximately midnight on July 24, 2001; victim Angeline Driffin was walking on the opposite side of the street. Appellant and six other men drove by in a car and fired shots at both sides of the street. Mattison, Terrell and Wilford were wounded; a bullet severed an artery in Driffin's buttocks, and she died as a result.
{¶ 4} Several of the other men who were riding in the car confirmed that appellant was with them, riding in the trunk with the lid ajar. They also confirmed that appellant fired a .38 or .32 caliber revolver that night. These men, all residents of East 108th Street, were acting in retaliation for two recent altercations they had had with another group of men from East 117th Street.
{¶ 5} Following trial, the jury found appellant guilty of involuntary manslaughter and three counts of felonious assault, lesser included offenses of the aggravated murder and attempted murder charges. The jury also found that the criteria for all three firearms specifications were met as to each of these charges. Finally, the jury found appellant guilty of having a weapon while under disability.
{¶ 6} The court sentenced appellant to eight years' imprisonment on the involuntary manslaughter charge, plus three and five year terms on the firearms specifications, to run consecutive to one another and prior and consecutive to the base sentence. The court also sentenced appellant to two years' imprisonment on one of the felonious assault charges, to run consecutive to count one, and two years' imprisonment on each of the remaining charges, to run concurrent with all counts. The court noted that this resulted in a total term of imprisonment of 18 years.
LAW AND ANALYSIS
{¶ 7} Appellant first contends that the court abused its discretion by limiting his cross examination of the state's witnesses. At trial, the state objected to questions which defense counsel posed to a co-defendant-witness, comparing the specific penalties the witness had faced on the original charges against him to the penalties for the lesser offenses to which he had plead guilty. The state urged that the jury was generally not allowed to know the potential penalty that could be imposed for a crime, and if the jury learned the potential punishment as to the witnesses it could apply that information to the defendant as well. After arguments by counsel, the court determined:
{¶ 8} "I will allow defense to make inquiry that there is a substantial difference in potential penalties in both cases. They can use the word enormous. They can ask whichever they like. I am directing, however, defense not to ask in terms of specific years or parolability."
Appellant claims that his cross examination of other witnesses was similarly limited. However, appellant has not shown us where in the record the court sustained objections to his cross examination of these witnesses. Our review of the testimony of these witnesses did not reveal a line of inquiry asking the witnesses to compare their potential sentences before and after their pleas.
{¶ 9} Appellant contends that his right of confrontation requires that he be allowed to fully cross-examine witnesses as to any potential biases that might affect their testimony, including the beneficial effect of a plea agreement. "Because the possible bias of a witness is always significant in assessing credibility, the trier of fact must be sufficiently informed of the underlying relationships, circumstances, and influences operating on the witness `so that, in the light of his experience, he can determine whether a mutation in testimony could reasonably be expected as a probable human reaction.'" State v. Williams (1988), 61 Ohio App.3d 594, 597 (quoting 3 Weinstein, Evidence (1988), Section 607[03], at 607-27). While we agree that a plea bargain may provide a motive to misrepresent the facts, and therefore is a proper subject of cross-examination, cf. Evid.R. 616(A), the specific extent of the benefit the plea bargain provided to the witness is not relevant to this purpose. The fact that the witnesses agreed to plead guilty to lesser charges and to testify against appellant is sufficient to demonstrate the witness' potential motive to misrepresent the facts. A comparison of the potential penalties under the plea agreement versus the original charges does not add to this demonstration.
{¶ 10} Furthermore, we agree with the common pleas court that the probative value of this evidence is substantially outweighed by the danger of unfair prejudice. Evid.R. 403(A). The charges these witnesses originally faced were the same as those pending against appellant; the charges to which they plead guilty were lesser included offenses as to which the jury would likely be instructed. Thus, to inform the jury of the specific penalties available against the witnesses before and after their pleas would also inform the jury of the penalties the appellant faced. The potential that the jurors would improperly consider the available sentence in assessing appellant's guilt or innocence outweighs the minimal probative value of this specific information in assessing the witnesses' motive to misrepresent the facts. Therefore, we overrule the first assignment of error.
{¶ 11} Second, appellant argues that the court erred by sentencing him for three-year and five-year firearms specifications attached to the same offense. He claims the three-year firearms specification should have been merged into the five-year specification because both enhancements were based on the same act.
{¶ 12} The first of the three firearms specifications appended to the aggravated murder and attempted murder charges arose under R.C. 2941.141 and called for a one-year mandatory prison term if "the offender had a firearm on or about the offender's person or under the offender's control while committing the offense." The second, arising under R.C. 2941.145, mandated the imposition of a three-year term if "the offender had a firearm on or about the offender's person or under the offender's control while committing the offense and displayed the firearm, brandished the firearm, indicated that the offender possessed the firearm, or used it to facilitate the offense." The third specification, issued under R.C. 2941.146, required a mandatory five-year prison term if the offender committed a felony which included, as an essential element, purposely or knowingly causing or attempting to cause the death of or physical harm to another and that was committed by discharging a firearm from a motor vehicle.
{¶ 13} Under R.C. 2929.14(D)(1)(a) and (b), the court may impose one of the mandatory prison terms listed in R.C. 2941.141 or 2941.145 if the offender is convicted of a felony and specifications; the court may not impose more than one of these mandatory prison terms based on firearms specifications attached to felonies committed as part of the same act or transaction. Thus, the trial court here correctly sentenced appellant only to a mandatory three-year term of imprisonment based on the R.C. 2941.141 and 2941.145 specifications.
{¶ 14} When an offender is found guilty of a specification of the type described in R.C. 2941.146, the court "shall impose an additional prison term of five years * * *." R.C. 2929.14(D)(1)(c). This term is in addition to, not an alternative to, the mandatory terms that may be imposed pursuant to either R.C. 2941.141 or .145. "If a court imposes an additional prison term on an offender" under this provision, "the court also shall impose a prison term under division (D)(1)(a) of this section relative to the same offense, provided the criteria specified in that division for imposing an additional prison term are satisfied * * *." R.C. 2929.14(D)(1)(c). Moreover, under R.C. 2929.14(E)(1)(a), "if both types of mandatory prison terms are imposed, the offender shall serve any mandatory prison term imposed under either [R.C. 2929.14(D)(1)(a) or (c)] consecutively to any other mandatory prison term imposed under either division, [and] consecutively to and prior to any prison term imposed for the underlying felony * * *." Therefore, it is clear that the legislature intended to cumulate the mandatory prison terms contained in R.C. 2941.141 and .145, on the one hand, and R.C. 2941.146, and to require them to be served consecutively to one another and to the prison terms for the base offense. Cf. State v. Beauford, Franklin App. No. 01AP-1166, 2002-Ohio-2016.
{¶ 15} Accordingly, we overrule the second assignment of error.
Judgment affirmed.
Michael J. Corrigan, J. Concurs, Anne L. Kilbane, J., Concurs In Judgment Only With Separate Concurring Opinion.
{¶ 16} On this appeal from a conviction and sentence following a jury trial before Judge Christine T. McMonagle, I concur in judgment only. Although I agree that Gresham is not entitled to a reversal of his conviction, I respectfully disagree with the majority's statement that evidence of potential penalties is irrelevant or only marginally probative of bias.
{¶ 17} When cross-examining a witness for bias concerning a plea agreement, the critical issue is determining what the witness expected to gain from testifying. If the witness agreed to testify in exchange for plea considerations, his understanding concerning the penalties he faced as opposed to the penalties he avoided is not only relevant, but highly probative of the witness's potential bias because it is the "crux of the plea agreement." Therefore, even though a jury ordinarily should not be told the potential penalties faced by a defendant, that rule must give way to the defendant's constitutional and paramount right of confrontation.
State v. Simms (1983), 9 Ohio App.3d 302, 303, 9 OBR 549, 459 N.E.2d 1316; State v. Aldridge (1981), 3 Ohio App.3d 74, 78, 3 OBR 86, 443 N.E.2d 1026.
People v. Mumford (1990), 183 Mich. App. 149, 153, 455 N.W.2d 51 (citation omitted).
Id. at 153-154; State v. Vogleson (2002), 275 Ga. 637, 640-641, 571 S.E.2d 752; Jarrett v. State (Ind. 1986), 498 N.E.2d 967, 968-969; Watson v. State (Ind. 1987), 507 N.E.2d 571, 572.
{¶ 18} A defendant, however, is not automatically entitled to introduce evidence of the penalties involved in a witness's plea bargain. As noted, the issue is the witness's understanding of the benefits expected or received, not the actual penalties. If the witness has knowledge of the actual penalties that fact is a proper topic for cross-examination. If, however, the witness's understanding is incorrect, it is the witness's expectation that must be explored rather than the actual penalties.
See Simms, 9 Ohio App.3d at 303-304 (expert testimony concerning punishments is inadmissible).
{¶ 19} Of course, a defendant is not required to proffer expected responses to questions posed on cross-examination and, therefore, even though he is not entitled to present independent evidence of the penalties, he should be allowed to cross-examine the witness concerning the benefit expected from a plea bargain, including the witness's understanding of the difference between the penalties faced and avoided. Neither Evid.R. 402 nor 403(A) prevents such questioning because the evidence is highly relevant and necessary to ensure the defendant's constitutional right of confrontation. Preventing such questioning not only denies the right of confrontation but invites the jury to speculate on the issue, and "[n]either of these results is acceptable."
Evid.R. 103(A)(2).
Mumford, 183 Mich. App. at 154.
{¶ 20} Because the error here concerns Gresham's constitutional right of confrontation, reversal would be required unless the State meets a heavy burden of showing that it was harmless beyond a reasonable doubt. This burden can be met by showing that other evidence against the defendant was so overwhelming that the error did not affect his conviction. The evidence here satisfies that standard because Gresham's three accomplices each placed him in the car with a gun at the time of the shooting and at least one witness other than the accomplices also placed him in the car. Gresham was convicted of three felonious assaults with both three and five-year firearm specifications, and involuntary manslaughter for causing a death during the commission of the felonious assaults. Under the complicity statute the jury did not need to find that Gresham possessed or even fired a gun during the incident, but only that he participated in the offenses as committed by anyone in the car.
Vogleson, 275 Ga. at 641-642.
State v. Griffin (2001), 142 Ohio App.3d 65, 80, 753 N.E.2d 967.
R.C. 2923.03.
State v. Moore (1985), 16 Ohio St.3d 30, 32-33, 16 OBR 410, 476 N.E.2d 355; State v. Chapman (1986), 21 Ohio St.3d 41, 21 OBR 327, 487 N.E.2d 566, syllabus.
{¶ 21} A different question might be presented if he had been convicted of offenses greater than those of the other participants, but the record here establishes his presence and participation in the shooting regardless of the error in limiting cross-examination. Moreover, I agree that Gresham was not denied all opportunity to cross-examine the witnesses concerning bias, and this strengthens my belief that the error was harmless. The witnesses generally did not testify that Gresham's role was any greater than their own, and further questioning concerning their plea agreements was unlikely to affect the jury's determination concerning his involvement in crimes shared by all participants. Therefore, I concur in judgment only on the first assignment of error.
{¶ 22} I also concur in the judgment with respect to the consecutive terms imposed for the firearm specifications, although I note that, pursuant to my separate opinion in State v. Zima, I consider the felonious assault and the involuntary manslaughter offenses to be allied. The Ohio Supreme Court's opinions in State v. Rance, State v. Richey, and State v. Grant, are in direct conflict with the United States Supreme Court's opinion in Whalen v. United States. Because multiple punishments for these offenses are not statutorily authorized, their imposition violates double jeopardy protections under the United States Constitution.
Cuyahoga App. No. 80824, 2002-Ohio-6327, at ¶ 47-48 (Kilbane, J., concurring in part and dissenting in part).
85 Ohio St.3d 632, 1999-Ohio-291, 710 N.E.2d 699.
64 Ohio St.3d 353, 1992-Ohio-44, 595 N.E.2d 915.
67 Ohio St.3d 465, 1993-Ohio-171, 620 N.E.2d 50.
(1980), 445 U.S. 684, 694, 100 S.Ct. 1432, 63 L.Ed.2d 715.