Opinion
No. 71-623
Decided July 12, 1972.
Criminal procedure — Lesser included offense — Defendant charged with second degree murder — Charge on lesser included offense of manslaughter not warranted, when — Evidence, if accepted, complete defense to elements of crime charged.
1. In a trial wherein the defendant is charged with murder in the second degree, if the trier could not reasonably find against the state and for the accused upon one or more elements of the crime charged and for the state and against the accused on the remaining elements, which by themselves would sustain a conviction upon a lesser included offense, a charge on the lesser included offense of manslaughter is unwarranted. ( State v. Nolton, 19 Ohio St.2d 133, approved and followed.)
2. If the evidence adduced on behalf of the defense is such that if accepted by the trier of the facts it would constitute a complete defense to all substantive elements of the crime charged, the trier will not be permitted to consider a lesser included offense. ( State v. Nolton, 19 Ohio St.2d 133, approved and followed.)
CERTIFIED by the Court of Appeals for Franklin County as in conflict with State v. Carter (1944), 75 Ohio App. 545.
The defendant, Johnnie Fox, was indicted and convicted for the second-degree murder of Joseph Thomas, in violation of R.C. 2901.05, and for carrying concealed weapons, in violation of R.C. 2923.01.
At the time of the killing on December 13, 1968, the defendant and the decedent were in an establishment known as Big Bill's Bar in the city of Columbus. The two individuals had been together earlier in the day, when they had consumed a substantial amount of alcoholic beverages.
During the early evening hours of the date in question, Thomas and Fox became involved in an altercation which ultimately resulted in Fox drawing a gun and shooting Thomas twice.
At trial, the prosecution introduced testimony that immediately prior to the shooting the defendant walked up to deceased and said, "Hey man, I heard you been looking for me." Thomas then allegedly said only, "Yeh, man," whereupon Fox shot Thomas. Neither of the two prosecution witnesses so testifying heard or saw anything else between the two men and neither saw a knife or any weapon in Thomas' hands before the shots.
The defense admitted the shooting, but alleged self-defense. According to the testimony of defendant and several defense witnesses, including defendant's common-law wife, the defendant and the deceased had been standing at the bar drinking together for some period of time, during which Thomas had bought the defendant two glasses of whiskey, which Fox drank. He then bought the defendant another glass of whiskey, which the defendant refused. This, according to the defense testimony, brought about the initial threat made by the deceased of, "You can drink that or wear it," whereupon defendant stepped out the back door.
Defendant testified that he then went around to the front door and sent after his "wife" who was still inside, and when she didn't come out right away he went back in after her. Thomas saw him and again ordered him to drink the whiskey and again repeated the admonition of "drink it or wear it."
At this point, defendant testified that Thomas drew a knife and started to approach him whereupon Fox started to retreat, drew a gun and shot Thomas twice in self-defense.
Upon cross-examination, defendant admitted that he had called his "personal pawnbroker" about two hours before the killing to get his gun which he had previously pawned. The "pawnbroker" arrived with the weapon while Thomas and Fox were standing together and the "pawnbroker" called Fox out the back door in order to give him the weapon. Thomas remained inside and the weapon was given to Fox outside of Thomas' presence and knowledge.
In its charge to the jury, the trial court instructed the jury relative to the crime of second degree murder, and also charged on the lesser included offense of manslaughter, at one point charging:
"The crime of manslaughter in the first degree is distinguished from murder in the second degree by the absence of the elements of purposely and maliciously. * * *"
The court also charged the jury on the defense of self-defense.
At the conclusion of the charge, the jury retired for deliberation, and subsequently requested further instruction on the difference between murder in the second degree and manslaughter, as well as what constitutes self-defense. In response to the first question the court stated: "* * * The two elements that are not present in manslaughter in the first degree which are present in murder in the second degree are the elements of purpose and malice."
There were no objections, additions or corrections to the charge as given. Defense counsel stated: "We are satisfied, your Honor."
The Court of Appeals affirmed the judgment of the Court of Common Pleas.
Mr. George C. Smith, prosecuting attorney, Mr. James J. O'Grady and Mr. David H. Bodiker, for appellee.
Messrs. Tyack, Scott Colley and Mr. Robert W. Suhr, for appellant.
The defendant raises two propositions of law for consideration by this court:
1. Intention or purpose to kill may be present in the crime of manslaughter, when the killing is without malice upon a sudden quarrel, and a charge by the court to the jury that the crime of manslaughter in the first degree is distinguished from murder in the second degree by the absence of the elements purposely and maliciously is incorrect and constitutes prejudicial error, in spite of counsel's failure to object to the charge.
2. It is prejudicial error for a court, in its charge to the jury as to manslaughter, in a case involving an indictment for murder in the second degree, to neglect to divide said subject into its two natural divisions, voluntary and involuntary manslaughter, and to fail to give a correct statement of the necessary elements which must be shown beyond a reasonable doubt to make a case when so required by the evidence, even in the absence of counsel's request for such an instruction.
The defendant asserts that the trial court erroneously charged the jury, on two different occasions, on what constitutes the lesser included offense of manslaughter in the first degree, and on the difference between manslaughter and murder in the second degree, the offense charged in the indictment, citing Erwin v. State (1876), 29 Ohio St. 186.
In that case the trial court charged on murder in the second degree and manslaughter. The court properly defined these crimes to the jury and charged "That if any person shall purposely and maliciously, but without deliberation and premeditation, kill another, every such person shall be deemed guilty of murder in the second degree." The court also charged "That if any person shall unlawfully kill another without malice, either upon a sudden quarrel or unintentionally, while the slayer is in the commission of some unlawful act, every such person shall be deemed guilty of manslaughter."
However, after timely objection by counsel, upon appeal this court held as being prejudicially erroneous a subsequent part of that instruction utilizing essentially the same distinction employed by the trial court in the present case:
"* * * The difference between manslaughter and murder in the second degree `is the absence of malice and purpose to kill.'"
As stated by Judge McIlvaine, at page 191, "* * * It was plainly inferable, from the first instruction above stated, that the defendant's crime was not manslaughter, if the killing were intentional. Such is not the law of manslaughter."
Appellant's second proposition of law, relative to the trial court's failure to charge on both kinds of manslaughter, that of voluntary and involuntary, is based on the language of State v. Carter (1944), 75 Ohio App. 545, the conflict case upon which certification was based. In that case the Court of Appeals held that it was error for the trial court, "when so required by the evidence," to refuse to so divide manslaughter into its two "natural" divisions and to define the elements of each.
The failure of the court below to so charge, if erroneous at all, is clearly an error of omission and not commission, and for this reason we find no conflict between the case at bar and Carter.
R.C. 2321.03, governing the need for taking and recording exceptions to jury instructions, is made applicable in criminal cases by R.C. 2945.832.
Under the provisions of R.C. 2321.03, "erroneous statements contained in the charge, not induced by the complaining party" can be reviewed without exception or objection being taken. (Emphasis supplied.) See, also, paragraph three of the syllabus in Simko v. Miller (1938), 133 Ohio St. 345, and Rosenberry v. Chumney (1960), 171 Ohio St. 48. However, where claimed errors in the charge of the court are errors of omission and not errors of commission, unless counsel had requested the court to supply the omissions such errors will not ordinarily justify a reversal. Rhoades v. Cleveland (1952), 157 Ohio St. 107; State v. Tudor (1950), 154 Ohio St. 249.
Appellee contends that in any event, both of appellant's allegations of error are moot, because the evidence does not a fortiori justify an instruction on the lesser included offense of manslaughter.
An examination of the record in this case reveals that the only error of commission in the charge as given was in giving an instruction relative to the lesser included offense of manslaughter in the first instance, and this error could only be prejudicial to the state and not the defendant. In State v. Nolton (1969), 19 Ohio St.2d 133, this court held that if the evidence adduced on behalf of the defense is such that if accepted by the trier of the facts it would constitute a complete defense to all substantial elements of the crime charged, the trier will not be permitted to consider a lesser included offense.
In this case, the evidence presented by the state showed only that the deceased was sitting in the bar drinking beer with three women, when the defendant came up behind him, asked if the deceased were looking for him, and then shot him as he turned around.
The evidence presented by the defense was that the deceased had a bad reputation, was drunk, and was going to force the defendant to keep drinking with him. When the defendant refused, the deceased became hostile, threatened him, called him names, and came after him with a knife. The defendant backed up to the door, and then shot only in self-defense when the deceased kept coming.
If the prosecution's evidence is believed and the defense evidence disbelieved, there is only an unprovoked attack, which is clearly purposeful and malicious. If the defense is believed and the prosecution disbelieved, then there is clearly self-defense and no crime at all. Thus, the trier of the facts could not reasonably find against the state and for the accused upon any one or more of the elements of the crime charged and against the accused on the remaining elements. Therefore, a charge on the lesser included offense is not warranted, and an instruction on the lesser included offense in such an instance permits the jury to unnecessarily speculate on a compromised verdict. See State v. Loudermill (1965), 2 Ohio St.2d 79, 81; Bandy v. State (1921), 102 Ohio St. 384.
As stated in the alternative by the court in State v. Nolton at page 135:
"On the contrary, if the trier could reasonably find against the state and for the accused upon one or more of the elements of the crime charged and for the state and against the accused on the remaining elements, which by themselves would sustain a conviction upon the lesser included offense, then a charge on the lesser included offense is both warranted and required, not only for the benefit of the state, but for the benefit of the accused."
For the foregoing reasons, the judgment of the Court of Appeals is affirmed.
Judgment affirmed.
O'NEILL, C.J., SCHNEIDER, HERBERT, CORRIGAN, STERN and LEACH, JJ., concur.