Summary
In State v. Aus, 105 Mont. 82, 87, 69 P.2d 584, this Court considered whether or not a defendant whose conviction had been reversed on appeal could again be tried on the same indictment.
Summary of this case from State v. SandersOpinion
No. 7,681.
Submitted June 15, 1937.
Decided June 23, 1937.
Criminal Law — Larceny of Livestock — When Plea of Once in Jeopardy not Available to Defendant. Larceny — Livestock — Theft of Four Animals at Same Time One Offense. 1. The larceny of four colts at the same time and place constituted but one offense. Same — Plea of Once in Jeopardy — When Properly Denied. 2. In a prosecution for the larceny of one of four colts, all stolen at the same time and place, defendant was convicted and served about a month in the state prison when a new trial was granted him for want of proper proof of ownership of the colt. Thereupon a new information was filed charging the theft of one of the other three colts, and defendant interposed a plea of once in jeopardy, which was denied. Held, that the trial court ruled properly for reasons stated below. Criminal Law — New Trial — Plea of Once in Jeopardy — When not Available. 3. Where one convicted of crime is granted a new trial he is not placed in new jeopardy by the second trial, but is in the same jeopardy he was in when the first trial was had. Same. 4. One who procures a judgment of conviction against him to be set aside may be tried anew on the same or another information for the same offense of which he was convicted. Same — What Insufficient to Sustain Plea of Once in Jeopardy. 5. The mere pendency of a prior information does not sustain the plea of former jeopardy. Same. 6. Where there are two informations pending charging the same offense, until there has been a trial or defendant is placed in jeopardy under one information, the plea of former jeopardy is not available as against the other.
Appeal from District Court, McCone County; Frank L. Leiper, Judge.
Messrs Hildebrand Warren, for Appellant.
Mr. Harrison J. Freebourn, Attorney General, Mr. Carl N. Thompson, Assistant Attorney General, and Mr. Homer A. Hoover, County Attorney of McCone County, for the State.
Citing: State v. Gaimos, 53 Mont. 118, 162 P. 596; People v. Preciado, 31 Cal.App. 519, 160 P. 1090; Territory v. Hart, 7 Mont. 489, 17 P. 718; State v. Thompson, 10 Mont. 549, 27 P. 349; State v. Keerl, 33 Mont. 501, 85 P. 862; State v. Parish, 43 Wis. 395; Fisher v. Commonwealth, 1 Bush, (Ky.) 211, 89 Am. Dec. 620; State v. English, 14 Mont. 399, 36 P. 815.
It is well established that the state will not be permitted to split up a crime and prosecute it in parts. The rule is clearly laid down in 7 Cal. Juris., p. 962, as follows: "The state cannot split up a crime and prosecute it in parts, and a prosecution for any part of a single crime bars any further prosecution based upon the whole or a part of the same crime. While the prosecutor may carve as large an offense out of a transaction as he can, yet he is not at liberty to cut but once. Thus, where one by the same act and with the same intent steals several articles belonging to another, he commits one crime, and an acquittal on a trial for stealing a part is a bar to a prosecution for stealing the remainder." ( State v. Mjelde, 29 Mont. 490, 75 P. 87.)
While the constitutional provisions pertaining to jeopardy are intended for the protection of the citizen from oppression, it is not to be used as a shield to the guilty. In the instant case this defendant was found guilty of the offense charged in the first information and only because of variance in proof and the information, was the defendant granted his motion for new trial. It seems to us that defendant is using the constitutional provision in an effort to shield the guilty, since it is admitted that it is all one and the same offense.
In State v. Belden, 33 Wis. 120, 14 Am. Rep. 748, quoting from the note in Stewart v. State, ( 15 Ohio St. 155) the court said: "It seems to us, therefore, that the necessary result of granting defendant's motion for new trial was to set aside the whole verdict; and this having been done at his own instance, it can neither operate as an acquittal, nor as a bar to further prosecution of any part of the offense charged." In People v. March, 6 Cal. 543, 547, statutes identical with ours, the court said: "It was never intended to apply to cases in which a judgment was reversed and new trial ordered. In such cases it being apparent from the judgment of reversal, that such a trial was erroneous, the defendant was not, in fact, in jeopardy. The order for a new trial places the party in the same position as though no trial had been had," ( People v. Olwell, 28 Cal. 456, 465; People v. McNealy, 17 Cal. 332, 333, 336); and defendant cannot plead former conviction in bar of second trial. ( State v. Thompson, 10 Mont. 549, 27 P. 349; Watson v. State, 26 Okla. Cr. 377, 224 P. 368; Duncan v. State, 41 Okla. Cr. 89, 270 P. 335; Snelling v. State, 41 Okla. Cr. 124, 271 P. 687; Bayne v. State, 48 Okla. Cr. 195, 290 P. 354; United States v. Olsen, 57 Fed. 579; Bosley v. State, 69 Tex.Crim. Rep., 153 S.W. 878; Phillips v. State, 73 Tex.Crim. Rep., 164 S.W. 1004; United States v. Martin, 28 Fed. 812.) A defendant waives his right to plead former jeopardy by applying for a new trial. (16 C.J., sec. 440, p. 263; Steinman v. United States, 185 Fed. 47, 107 C.C.A. 151; People v. Hardisson, 61 Cal. 378; State v. Thompson, 10 Mont. 549, 27 P. 349; State v. Williams, 43 Wn. 505, 86 P. 847; State v. White, 8 Wn. 230, 35 P. 1100; Hoffman v. State, 97 Wis. 571, 73 N.W. 51.)
In People v. Schmidt, 64 Cal. 260, 262, 30 P. 814, the court said: "Yet the defendant contends that conviction and judgment, although they had been set aside at his own instance, constituted a bar to further prosecution for the same crime upon the ground that he has been once in jeopardy. The mere statement of the proposition would seem to be its own refutation, for the judgment having been vacated and the conviction having been set aside at the instance of the defendant himself, there was no existing judgment of conviction which could be availed of as a bar to the action. No case can be found where, the verdict of guilty having been set aside on motion of the prisoner, it has been held a bar to another trial." (Citing United States v. Keen, Fed. Cas. No. 15510, 1 McLean, 429, 435, see, also, People v. Gilmore, 4 Cal. 376, 60 Am. Dec. 620; People v. March, 6 Cal. 543, 546; People v. Olwell, (Cal.) 28 Cal. 456; People v. Barric, 49 Cal. 342; People v. Rover, 10 Nev. 388, 21 Am. Rep. 745; People v. Knouse, 33 Iowa, 365; Johnson v. State, 29 Ark. 31, 21 Am. Rep. 154; Jones v. State, 55 Ga. 625; Ward v. Commonwealth, (Ky.) 128 S.W. 72; United States v. Jones, 31 Fed. 725.) The court will note that in nearly all, or, at least in many of the cases, in which a new trial was given the defendant at his own instance, a new indictment or new information was found and that such seems to be quite the common procedure.
By information filed by leave of court on June 26, 1936, defendant was charged with the theft of a colt on December 20, 1935. He was tried, found guilty, and sentenced to a term in the penitentiary. His motion for a new trial was denied, and he appealed from the judgment and from the order denying a new trial. The sole question presented by the appeal is whether the court erred in denying defendant's plea of once in jeopardy.
In support of that plea it was shown that prior to the filing of the information in the case here involved, defendant was charged with the larceny of another colt on December 20, 1935, and after trial by a jury was found guilty and sentenced to a term in the penitentiary, where he was confined from July 3, 1936, to August 4, 1936; and that in that action he moved for a new trial, which was granted because of the want of proof as to the ownership of the colt. In the trial of that case it appeared that four colts were stolen at the same time and place, and they were claimed to have been stolen by defendant and another person. The information in the case now before us charges the theft of one of the four colts, but a different colt from the one charged to have been stolen in the first case, which was also one of the four.
It is conceded that the theft of the four colts occurred at [1] the same time, and hence constituted but one offense. ( State v. Mjelde, 29 Mont. 490, 75 P. 87.)
The court properly denied the plea of once in jeopardy. When a [2-5] new trial has been granted, as was the case here, defendant is not placed in a new jeopardy by the second trial, but is merely subjected to the same jeopardy that he was in on the first trial. This court has so held in State v. Keerl, 33 Mont. 501, 85 P. 862, 865, where it was said: "We are also of the opinion that after a verdict or a judgment of conviction or acquittal, the defendant in a criminal case has been in jeopardy, and may not be tried again for the same offense, except in the case of a new trial which has been granted or ordered. The jeopardy which is forbidden is a new jeopardy. In the case before us the defendant, when he went to trial the third time, was in the same jeopardy that he was in when the first trial was had. The continuance of the jeopardy is not a new jeopardy. A mistrial or a new trial secured by plaintiff or defendant, continued the jeopardy and does not renew it."
In 8 R.C.L. 160, it is said: "It is generally conceded that a person convicted of a crime waives his constitutional protection against being twice in jeopardy where at his request the verdict against him is set aside and a new trial is granted, and therefore under such circumstances he may be tried again for the same offense, even though he has served a part of the sentence imposed on him on the first conviction; and the same result follows where he merely asks that a judgment against him be vacated though the court goes beyond what he asks and orders a new trial. In the application of this rule the ground on which the new trial was granted is not material, and therefore where a conviction and judgment are set aside on proceedings instituted by the defendant on the ground that he has been deprived of a right guaranteed to him by the Constitution, the plea of former jeopardy cannot avail to prevent a second trial." (And see Stroud v. United States, 251 U.S. 15, 40 Sup. Ct. 50, 64 L.Ed. 103, and State v. Thompson, 10 Mont. 549, 27 P. 349.)
Defendant contends that so long as the action in which the first information was filed is still pending, he is under a continuing jeopardy because thereof, and that a new information charging the same offense differing only in the fact that it charges the theft of a different animal is subject to this plea.
The authorities do not support defendant's contention. Thus in 16 C.J. 258, it is said: "It is an established principle of law that a defendant in a criminal case who procures a verdict and judgment against him to be set aside by the court may be tried anew upon the same or another indictment for the same offense of which he was convicted." And on page 259 the same author says: "Where a new trial is granted on motion of defendant, and the verdict and conviction are set aside, defendant has thereby waived his right and is estopped to plead the former conviction as a bar to another trial on the same or a new indictment. But this rule applies only where there has been a conviction." Numerous cases are there cited to support the text.
In Murphy v. Commonwealth, 177 U.S. 155, 20 Sup. Ct. 639, 641, 44 L.Ed. 711, the Supreme Court of the United States quoting from a prior decision said: "It is quite clear that a defendant who procures a judgment against him upon an indictment to be set aside may be tried anew upon the same indictment, or upon another indictment, for the same offense of which he had been convicted."
Our statutes define a new trial as "a re-examination of the issue in the same court, before another jury, after a verdict has been given." (Sec. 12046, Rev. Codes.) And section 12047 in part provides: "The granting of a new trial places the parties in the same position as if no trial had been had." Hence, after the new trial was granted in the first case, under the liberal rules for amending an information (secs. 11804, 11870, Rev. Codes), it could have been amended by leave of court to charge the same offense, without violating any right of defendant and without the right of defendant to plead former jeopardy. (Sec. 12047, Id.)
No good reason appears why, instead of amending the information, a new information may not be filed as was done here, charging the same offense. "A new information may be filed * * * where there is a variance between the information and the complaint or the proof, * * * or after a mistrial." (31 C.J. 638, 639.)
The mere pendency of a prior indictment or information does [6] not sustain the plea of former jeopardy. ( State v. Lindsay, 86 Vt. 201, 84 A. 612; Madisonville, H. E.R. Co. v. Commonwealth, 140 Ky. 255, 130 S.W. 1084; Newton v. Commonwealth, 197 Ky. 496, 247 S.W. 707.) Where there are two informations pending charging the same offense, as here, until there has been a trial, or defendant is placed in jeopardy under one information, the plea of former jeopardy is not available to the other. ( Hobbs v. Commonwealth, 156 Ky. 847, 162 S.W. 104; State ex rel. Benbrook v. Superior Court of Snohomish County, 152 Wn. 576, 278 P. 427.)
The plea of once in jeopardy was properly denied. The judgment and order are affirmed.
MR. CHIEF JUSTICE SANDS and ASSOCIATE JUSTICES STEWART, ANDERSON and MORRIS concur.