Opinion
DA 11-0297
01-22-2013
STATE OF MONTANA, Plaintiff and Appellee, v. JOSHUA KAYE ANDRESS, Defendant and Appellant.
For Appellant: Wade Zolynski, Chief Appellate Defender, Jennifer A. Hurley, Assistant Appellate Defender, Helena, Montana For Appellee: Timothy C. Fox, Montana Attorney General, Pamela P. Collins, Assistant Attorney General, Helena, Montana Fred Van Valkenburg, Missoula County Attorney, Missoula, Montana
APPEAL FROM: District Court of the Fourth Judicial District,
In and For the County of Missoula, Cause No. DC 2010-487
Honorable Edward P. McLean, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Wade Zolynski, Chief Appellate Defender, Jennifer A. Hurley, Assistant Appellate Defender, Helena, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General, Pamela P. Collins, Assistant Attorney General, Helena, Montana
Fred Van Valkenburg, Missoula County Attorney, Missoula, Montana Filed:
________________________
Clerk
Justice Patricia O. Cotter delivered the Opinion of the Court. ¶1 The defendant Joshua Kaye Andress appeals from his conviction of felony violation of a permanent order of protection and tampering with a witness. We affirm in part and remand in part. ¶2 Under the terms of a permanent order of protection (POP) dated March 2009, Joshua Andress is prohibited from any contact with his ex-girlfriend, Sara Nichols. In October 2010, Andress saw Nichols in a Missoula bar. It is undisputed that he was within fifteen hundred feet of Nichols in violation of the POP. Andress was on felony probation at this time for previous violations of this POP. Nichols called the police and Andress was subsequently arrested and charged with violating the order of protection. ¶3 While incarcerated at the Missoula County Detention Center, Andress created various notes he claimed were for his attorney. One note, however, was obtained by a soon-to-be-released cellmate, Paul Randleas. Randleas claimed Andress gave him the note to give to one of Andress's acquaintances, Morgan Styles. The note asked Styles to make an untruthful statement to the authorities to help Andress. Randleas turned the note over to the police upon his release which resulted in Andress being charged with tampering with a witness. Following a jury trial in the Fourth Judicial District Court, Andress was convicted on both counts and sentenced from the bench to 15 years for each charge with 10 years for each charge suspended, to be served concurrently. The subsequent written sentence contained terms and conditions that were not expressly stated during oral pronouncement of sentence. ¶4 On appeal, Andress does not challenge any action taken by the District Court nor does he challenge his sentence; rather, he claims his attorney was ineffective in offering erroneous jury instructions and in failing to file a motion to conform the written sentence to the orally-pronounced sentence.
ISSUE
¶5 The issue on appeal is whether counsel rendered ineffective assistance.
FACTUAL AND PROCEDURAL BACKGROUND
¶6 In March 2009, after a few years of dating, Sara Nichols sought and obtained a permanent order of protection against Josh Andress, claiming physical and mental abuse. Andress responded by leaving at least ten extremely profane and frightening messages on Nichol's answering machine. These calls and other actions quickly resulted in multiple violations of the POP, the third and subsequent offenses being felonies. ¶7 On October 16, 2010, while on probation for these charges, Andress entered the Rhino Bar in Missoula and immediately saw Nichols. He left the bar but returned shortly thereafter at which time he saw Nichols was still there and he left again. Nichols claimed he subsequently left and re-entered twice more. She also claimed that he approached her after his third entrance, tapped her on the shoulder and spoke to her. He then left the bar and returned for the last time. Nichols left and called 9-1-1. The police came and interviewed Nichols, Nichols' companion, and Andress but did not arrest Andress that night. The following day, Nichols called Andress's probation officer, the county attorney's office, and one of the responding police officers. Andress was subsequently arrested and charged with violating the POP. ¶8 While jailed in Missoula County, Andress made numerous notes about his case. He claims he made these notes to discuss with his attorney. One note, however, came into the possession of a soon-to-be-released cellmate, Randleas. Randleas testified that Andress gave him the note and asked that he deliver the message contained in it to Morgan Styles, a former co-worker of Andress. The note asked Styles to testify that he saw Andress at the Rhino Bar on the night of October 16 but that Andress spoke with no one and left the bar without returning. Styles never received the note, however, because Randleas, a police informant, turned it over to the police. The police contacted Styles who reported that he was not at the Rhino Bar that night and was out of town for that entire weekend. Andress was charged with tampering with a witness. ¶9 A jury trial was conducted on January 31, 2011, and Andress's defense was that his contact with Nichols at the bar was unintentional and he never intended to violate the order of protection. He also admitted writing the Styles note but denied giving it to Randleas for delivery. A unanimous jury convicted Andress on both charges. ¶10 On March 23, 2011, the District Court judge orally pronounced sentence, sentencing Andress, as a persistent felony offender, to Montana State Prison (MSP) for 15 years for each charge with 10 years for each charge suspended. The sentences were to run concurrently with each other but consecutive to a two-year sentence that had been imposed on Andress the day before in another Montana district court. On March 25, 2011, the District Court issued its written judgment which included the prison sentence as well as 26 terms and conditions of probation and the requirement that Andress pay $260 in fines and fees. ¶11 Andress filed a timely appeal claiming his trial counsel was ineffective for offering jury instructions that set forth an incorrect mental state for the charged offenses, and for failing to move the District Court to conform Andress's written sentence to his oral sentence. We affirm in part and remand in part.
Andress denied that he touched or spoke with Nichols, but while in the Missoula County Detention Center he purportedly told Paul Randleas that he had done so.
On March 22, 2011, Andress appeared before Judge Robert Deschamps on a Petition to Revoke his probation for felony and misdemeanor violations of this same order of protection. Judge Deschamps revoked Andress's probation and sentenced him to two years at MSP.
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STANDARD OF REVIEW
¶12 We review claims of ineffective assistance of counsel under the two-part test articulated in Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052 (1984). To prevail under Strickland, a defendant must show (1) that counsel's performance was deficient, and (2) that counsel's deficient performance prejudiced him or her. Both prongs of this test must be satisfied; thus, an insufficient showing on one prong negates the need to address the other. This Court must also "indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance." State v. Mitchell, 2012 MT 227, ¶ 21, 366 Mont. 379, 286 P.3d 1196. Claims of ineffective assistance of counsel are mixed questions of law and fact which this Court reviews de novo. St. Germain v. State, 2012 MT 86, ¶ 7, 364 Mont. 494, 276 P.3d 886. ¶13 Jury instructions serve an important role in trial. They guarantee decisions consistent with the evidence and the law, which can be accomplished when the instructions are as plain, clear, concise, and brief as possible. District courts have broad discretion when issuing jury instructions, but this discretion is restricted by the overriding principle that jury instructions must fully and fairly instruct the jury regarding the applicable law. The instructions must prejudicially affect the defendant's substantial rights to constitute reversible error. State v. Hovey, 2011 MT 3, ¶ 10, 359 Mont. 100, 248 P.3d 303 (citations omitted).
DISCUSSION
¶14 Did Andress's trial counsel provide ineffective assistance? ¶15 Andress was charged with violating § 45-5-626(1), MCA, which states in relevant part:
A person commits the offense of violation of an order of protection if the person, with knowledge of the order, purposely or knowingly violates a provision of . . . an order of protection under Title 40, chapter 15.Andress stipulated to having knowledge of the protective order and its contents, including the prohibition of being within fifteen hundred feet of Nichols. ¶16 Andress was also charged with witness tampering. Section 45-7-206(1)(a), MCA, provides, in relevant part:
A person commits the offense of tampering with witnesses and informants if, believing that an official proceeding or investigation is pending or about to be instituted, the person purposely or knowingly attempts to induce or otherwise cause a witness or informant to: testify or inform falsely . . . .¶17 By their express language, these statutes provide that violation of the statute requires a person to commit an act "purposely or knowingly." During settlement of jury instructions, Andress's counsel proposed instructions that defined the terms "purposely" and "knowingly" as used in the statutes. Counsel proposed the following jury instructions derived from § 45-2-101, MCA, and the Montana Criminal Jury Instructions:
A person acts purposely when it is his/her conscious object to engage in conduct of that nature; or to cause such a result.The District Court accepted these proposed instructions and gave them to the jury. ¶18 Andress argues that his counsel's proposed instructions included definitions of purposely and knowingly that did not apply to his charged offenses and, as a result, allowed the jury to convict him based upon his conduct, even if the jury believed his defense that he did not intend to violate the POP or tamper with a witness. ¶19 Section 45-2-101(65), MCA, defines "purposely" in relevant part:
A person acts knowingly: when the person is aware of his or her conduct; or when the person is aware there exists the high probability that the person's conduct will cause a specific result. (Emphasis added.)
[A] person acts purposely with respect to a result or to conduct described by a statute defining an offense if it is the person's conscious object to engage in that conduct or to cause that result. When a particular purpose is an element of an offense, the element is established although the purpose is conditional, unless the condition negatives the harm or evil sought to be prevented by the law defining the offense.¶20 Section 45-2-101(35), MCA, defines "knowingly" as:
[A] person acts knowingly with respect to conduct or to a circumstance described by a statute defining an offense when the person is aware of the person's own conduct or that the circumstance exists. A person acts knowingly with respect to the result of conduct described by a statute defining an offense when the person is aware that it is highly probable that¶21 Relying on State v. Lambert, 280 Mont. 231, 929 P.2d 846 (1996), and State v. Patton, 280 Mont. 278, 930 P.2d 635 (1996), Andress claims that the District Court was "required to instruct the jury on the definition of purposely and the definition of knowingly that applies in the context of the particular crime." We agree that Lambert and Patton require courts to instruct the jury on the proper mental state element based upon the charged offense; however, beyond that these cases are distinguishable in that they address Montana's criminal endangerment statute and our deliberate homicide statute. We have not previously determined whether §§ 45-5-626 and 45-7-206(1)(a), MCA, emphasize conduct or result of conduct. ¶22 Andress asserts the statutes he is charged with violating, as in Lambert, do not particularize conduct which, if engaged in, results in commission of the offense; rather, one may engage in a wide variety of conduct and still commit the offense. He maintains that § 45-5-626, MCA, "seeks to avoid the 'singular result' of the violation of a protective order, not the many forms of conduct that result in the violation of a protective order." Similarly, he opines that § 45-7-206(1)(a), MCA, seeks to avoid the "singular" result of causing a witness to testify falsely, without regard to the many forms of conduct that could result in a witness testifying falsely. ¶23 In other words, it appears Andress is claiming that the correct jury instruction would have instructed the jury that he could be guilty of violating the POP only if it was his "conscious object," or intention, to violate the order of protection or that he was aware that it was highly probable that his conduct would violate the statute. Additionally, vis-à-vis the witness tampering claim, because he admits he wrote the note but asserts he did not give the note to Randleas to give to Styles and he did not write the note with the purpose of committing witness tampering, the result-based purposely and knowingly jury instruction should have been given. Therefore, Andress asserts the appropriate jury instructions were:
the result will be caused by the person's conduct. When knowledge of the existence of a particular fact is an element of an offense, knowledge is established if a person is aware of a high probability of its existence.
A person act purposely when it is his/her conscious object to cause such a result.The "result" contemplated in these definitions is violation of the particular statute. ¶24 Based upon his defense theories, he maintains his counsel's failure to present the appropriate jury instructions constitutes ineffective assistance. ¶25 For the following reasons, we conclude that the instructions given by the court "fully and fairly" instructed the jury on the applicable law. Hovey, ¶ 10. Additionally, we find no prejudice to Andress in the giving of these instructions. ¶26 The jury was presented with conflicting testimony throughout the trial. Andress maintained he did not intentionally run into Nichols nor did he touch her or speak to her. Nichols' testimony, however, strongly refuted Andress's claims. Appropriately, the District Court expressly instructed the jurors that they were "the sole judges of the credibility . . . of all the witnesses testifying in this case, and of the weight . . . to be given their testimony." ¶27 The jury heard evidence that Andress was forbidden under the order of protection to be within fifteen hundred feet of Nichols. He knew of this prohibition. He nonetheless entered the bar repeatedly after he saw her there, repeatedly placing himself well within fifteen hundred feet of her. Additionally, the jury also heard from Nichols that Andress approached her, touched her and spoke to her. Under these circumstances, Andress consciously engaged in and was aware of the prohibited conduct knowing it was in violation of the POP. Both his conduct and the result of his conduct could have reasonably led the jury to find him guilty under either the result-based jury instruction argued by Andress on appeal or the jury instruction given. Therefore, the jury instructions given fully and fairly instructed the jury on the mental state required to violate an order of protection. Furthermore, Andress's behavior defies his claim that he did not intend to violate the POP. Had he left the bar after seeing Nichols for the first time and not returned, his claim that he lacked intention to violate the POP may have had greater credibility. ¶28 As to the witness tampering charge, Andress admitted that he wrote the note to Styles but claims he did not give it to Randleas for delivery. Therefore, he had no intent to tamper with a witness. Randleas testified otherwise. Based upon the jury's unanimous verdict of guilt on the witness tampering charge, it appears the jury found Randleas more credible than Andress. If, as believed by the jury, Andress gave Randleas a note to give to Styles instructing Styles to lie under oath, Andress's conduct and the result of his conduct justified his conviction, and instructing the jury solely on the result-based definition would not have changed the outcome. ¶29 As for his claim that his counsel was ineffective for proposing the jury instructions, having determined that Andress suffered no prejudice from the instructions, the second prong of Strickland has not been satisfied. ¶30 Andress next argues that his counsel was ineffective by failing to move to conform Andress's written judgment to his orally-pronounced sentence. We need not find Andress's counsel ineffective to resolve this issue. Under State v. Malloy, 2004 MT 377, ¶ 16, 325 Mont. 86, 103 P.3d 1064, we may review a sentence on a direct and timely appeal. We note that Andress did not have the opportunity to respond to the correctness or appropriateness of the 26 terms and conditions contained in his written sentence as these terms and conditions were not addressed or listed by the court during the sentencing hearing on March 23, 2011. For this reason, we remand to the District Court for another sentencing hearing in which Andress is presented with the proposed terms and conditions of his sentence and allowed to respond to them.
A person acts knowingly when the person is aware there exists the high probability that the person's conduct will cause a specific result.
CONCLUSION
¶31 For the foregoing reasons, we conclude Andress's trial counsel did not provide ineffective assistance to Andress. We remand the matter to the District Court for another sentencing hearing in which Andress is given the opportunity to respond to the inclusion of various terms and conditions in his sentence.
Patricia O. Cotter We concur: Mike McGrath
Michael E Wheat
Brian Morris
Jim Rice