Opinion
99 Civ. 11395 (RWS).
December 2000.
AMENDMENT
The opinion of this Court in the above-entitled action, dated November 29, 2000, is hereby amended as follows:
On page 10, second paragraph, line 2, the words "et al." shall be underscored.
On page 12, third full paragraph, line 3, after the word "program," the period shall precede the quotation mark.
On page 20, second paragraph, fourth line from the bottom, the hyphen shall be eliminated between the words "off" and "balance."
On page 21, first line, the word "pursuant" shall be deleted.
On page 24, last paragraph, first and second lines, the words "from the margin loan proceeds" shall be deleted.
On page 30, fifth line from the bottom, a space shall be inserted between "S.D.N.Y." and "1995."
On page 34, second paragraph, line 11, the words "Real Property" shall be underscored.
On page 35, first paragraph, line 3, the words "rev'd on other grounds" shall be underscored and there shall be a period after the phrase "sub nom".
On page 40, footnote 20, line 4, the word "are" shall be inserted after the words "handed over."
On page 47, second paragraph, line 11, the word "has" shall be inserted after the words "that the Receiver."
On page 48, second paragraph, line 4, the word "are" shall be replaced with the word "is."
On page 51, first paragraph, line 8, the quotation mark before "held" shall be deleted, as shall the comma after the word "intermediary," as well as the quotation mark on line 10 after the word "securities."
On page 51, first paragraph, the last sentence shall be deleted and replaced with the following: See 7A William D. Hawkland, Uniform Commercial Code Series §§ 8-106:01, 8-301:03 (1999) (explaining differences and relationship between direct and indirect holding systems).
On page 84, first paragraph, line 6, the word "customers" shall be replaced with the word "customer."
On page 90, first full paragraph, line 3, the words "the contend" shall be replaced with the words "they contend."
On page 96, last paragraph, line 3, the word "make" shall be inserted before the words "investment-type decisions."
On page 108, footnote 64, line 3, the period after the words "from the fact that" shall be deleted.
On page 120, footnote 70, line 5, the figure "$15,590,000" shall now read "$15,950,000." On line 6, the words "increase in value" shall be replaced by the words "slight appreciation."
On page 122, second paragraph, third line from the bottom, the word "stocks" shall be replaced with the words "mutual funds.
It is so ordered.