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Sec. & Exch. Comm'n v. Team Res. Inc.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF TEXAS DALLAS DIVISION
Sep 11, 2018
No. 3:15-cv-1045-N (N.D. Tex. Sep. 11, 2018)

Opinion

No. 3:15-cv-1045-N

09-11-2018

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. TEAM RESOURCES INC., ET AL.


FINDINGS , CONCLUSIONS, AND RECOMMENDATION OF THE UNITED STATES MAGISTRATE JUDGE

On July 31, 2018, Defendant John Olivia filed a notice of appeal and motion for leave to proceed in forma pauperis ("IFP") on appeal. See Dkt. No. 79. United States District Judge David C. Godbey referred the motion to the undersigned United States magistrate judge. See Dkt. No. 80. And, on August 2, 2018, the undersigned entered a Notice of Deficiency and Order Regarding Leave to Proceed In Forma Pauperis on Appeal, Dkt. No. 81, requiring Olivia to file, no later than September 4, 2018, an affidavit explaining the basis for his appeal.

Because that deadline passed one week ago without Olivia complying with the Court's order, the undersigned enters these findings of fact, conclusions of law, and recommendation that the Court deny his motion for leave to proceed IFP on appeal.

Legal Standards and Analysis

28 U.S.C. § 1915(a)(3) and Federal Rule of Appellate Procedure 24(a) govern the determination of applications to proceed with an appeal IFP. See, e.g., Taylor v. Dretke, No. 4:02-cv-1017-Y, 2003 WL 22121296, at *1 (N.D. Tex. Sept. 12, 2003). Section 1915(a)(3) provides that "[a]n appeal may not be taken [IFP] if the trial court certifies in writing that it is not taken in good faith." Id. And Rule 24(a) in pertinent part provides:

(1) Motion in the District Court. Except as stated in Rule 24(a)(3), [concerning, unlike here, a party previously permitted to proceed IFP,] a party to a district-court action who desires to appeal in forma pauperis must file a motion in the district court. The party must attach an affidavit that:
(A) shows in the detail prescribed by Form 4 of the Appendix of Forms the party's inability to pay or to give security for fees and costs;
(B) claims an entitlement to redress; and
(C) states the issues that the party intends to present on appeal.
(2) Action on the Motion. If the district court grants the motion, the party may proceed on appeal without prepaying or giving security for fees and costs, unless a statute provides otherwise. If the district court denies the motion, it must state its reasons in writing.
FED. R. CIV. P. 24(a).

"A movant who seeks authorization to proceed IFP on appeal must demonstrate that he is a pauper and that his appeal involves nonfrivolous issues." Amir-Sharif v. Dallas Cty. Tex., 269 F. App'x 525, 526 (5th Cir. 2008) (per curiam) (citing Carson v. Polley, 689 F.2d 562, 586 (5th Cir. 1982); emphasis added); see also McGarrah v. Alford, 783 F.3d 584, 584 (5th Cir. 2015) (per curiam) ("By failing to provide argument that addresses the basis of the district court's dismissal, McGarrah has failed to adequately present any argument for this court's consideration. He has thus failed to establish that he will raise a nonfrivolous issue for appeal."); accord Clark v. Oklahoma, 468 F.3d 711, 713, 715 (10th Cir. 2006).

Because Olivia has not demonstrated that his appeal involves nonfrivolous issues by addressing the basis for the Court's judgment against him - even after being informed of this requirement, see Dkt. No. 81 - the Court lacks sufficient information to determine whether leave to proceed IFP on appeal should be granted and should therefore deny Olivia's motion.

Recommendation

The Court should deny Defendant John Olivia's motion for leave to proceed in forma pauperis on appeal [Dkt. No. 79].

A copy of these findings, conclusions, and recommendation shall be served on all parties in the manner provided by law. Any party who objects to any part of these findings, conclusions, and recommendation must file specific written objections within 14 days after being served with a copy. See 28 U.S.C. § 636(b)(1); FED. R. CIV. P. 72(b). In order to be specific, an objection must identify the specific finding or recommendation to which objection is made, state the basis for the objection, and specify the place in the magistrate judge's findings, conclusions, and recommendation where the disputed determination is found. An objection that merely incorporates by reference or refers to the briefing before the magistrate judge is not specific. Failure to file specific written objections will bar the aggrieved party from appealing the factual findings and legal conclusions of the magistrate judge that are accepted or adopted by the district court, except upon grounds of plain error. See Douglass v. United Servs. Auto. Ass'n, 79 F.3d 1415, 1417 (5th Cir. 1996).

DATED: September 11, 2018

/s/_________

DAVID L. HORAN

UNITED STATES MAGISTRATE JUDGE


Summaries of

Sec. & Exch. Comm'n v. Team Res. Inc.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF TEXAS DALLAS DIVISION
Sep 11, 2018
No. 3:15-cv-1045-N (N.D. Tex. Sep. 11, 2018)
Case details for

Sec. & Exch. Comm'n v. Team Res. Inc.

Case Details

Full title:SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. TEAM RESOURCES INC., ET…

Court:UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF TEXAS DALLAS DIVISION

Date published: Sep 11, 2018

Citations

No. 3:15-cv-1045-N (N.D. Tex. Sep. 11, 2018)