Opinion
18 CIVIL 5884 (KPF)
11-16-2022
SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. ADAM MATTESSICH, Defendant.
JUDGMENT
It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Opinion and Order dated November 15, 2022, the Court permanently enjoins Defendant from future violations of the Compensation Record Rule, and imposes a civil penalty of $180,000.