Opinion
2:13-cv-00116-GMN-NJK
03-12-2013
IN THE MATTER OF AN APPLICATION TO ENFORCE ADMINISTRATIVE SUBPOENAS OF THE SECURITIES AND EXCHANGE COMMISSION, Applicant, v. CONCEPT CAPITAL GROUP, INC., CONCEPT CAPITAL VENTURE FUND, LLC, CORPORATE ORGANIZATIONAL CONSULTANTS, INC., LUNA & VINING APC, AND LUNA LAW GROUP, Respondents.
JOHN W. BERRY (pro hac vice pending motion to permit appearance) RONNIE B. LASKY (pro hac vice pending motion to permit appearance) Attorneys for Applicant Securities and Exchange Commission Michele Wein Layne, Regional Director John W. Berry, Regional Trial Counsel Blaine T. Welsh (NV Attorney Reg. No. 4790) Assistant United States Attorney United States Attorney's Office Associate Resident Counsel
JOHN W. BERRY (pro hac vice pending motion to permit appearance)
RONNIE B. LASKY (pro hac vice pending motion to permit appearance)
Attorneys for Applicant
Securities and Exchange Commission
Michele Wein Layne, Regional Director
John W. Berry, Regional Trial Counsel
Blaine T. Welsh (NV Attorney Reg. No. 4790)
Assistant United States Attorney
United States Attorney's Office
Associate Resident Counsel
[PROPOSED] ORDER COMPELLING
COMPLIANCE WITH
ADMINISTRATIVE SUBPOENA
The Securities and Exchange Commission ("Commission") having applied pursuant to Section 22(b) of the Securities Act of 1933, 15 U.S.C. § 77v(b) and Section 21(c) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(c), for an Order Compelling Compliance with Administrative Subpoenas issued by the Commission, the Court having considered the Memorandum of Points and Authorities in support of the Commission's Application, and all other papers filed in the proceedings herein, and the Court having jurisdiction over the parties and the subject matter hereof, and being fully advised in the matter, and good cause appearing therefor:
IT IS HEREBY ORDERED that the Commission's Application for an Order Compelling Compliance with Administrative Subpoenas is GRANTED.
IT IS FURTHER ORDERED that the Custodian(s) of Records of Respondents Concept Capital Group, Inc., Concept Capital Venture Fund LLC, Corporate Organizational Consultants, Inc., Luna & Vining APC and Luna Law Group shall produce all documents called for by Commission's administrative subpoenas, as narrowed by agreement by the Commission on December 5, 2012 and confirmed in writing on December 6, 2012, to the Commission staff on or before April 12, 2013 at 4:00 P.m., at the Commission's Los Angeles Regional Office at 5670 Wilshire Boulevard, 11th Floor, Los Angeles, California 90036, pursuant to the Commission administrative subpoenas, each issued on January 10, 2012.
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U.S. DISTRICT COURT JUDGE
U.S. MAGISTRATE COURT JUDGE