Opinion
Argued April 3, 1975
April 28, 1975.
Jurisdiction of the Commonwealth Court of Pennsylvania — Appellate Court Jurisdiction Act of 1970, Act 1970, July 31, P.L. 673 — Exclusive original jurisdiction — Concurrent original jurisdiction — Words and phrases — Commonwealth — Local agencies — Southeastern Pennsylvania Transportation Authority — Appellate jurisdiction — Metropolitan Transportation Authorities Act of 1963, Act 1963, August 14, P.L. 984.
1. The Appellate Court Jurisdiction Act of 1970, Act 1970, July 31, P.L. 673, gives the Commonwealth Court of Pennsylvania exclusive original jurisdiction over all actions or proceedings against the Commonwealth or any officer thereof and concurrent original jurisdiction with courts of common pleas over actions or proceedings by the Commonwealth or any officer thereof, and, while under such statute the Commonwealth is defined to include its departments, boards, commissions, authorities and agencies, such definition excludes political subdivisions and municipal and other local authorities. [549-50]
2. The Southeastern Pennsylvania Transportation Authority is not a state agency for purposes of jurisdiction under the Appellate Court Jurisdiction Act of 1970, Act 1970, July 31, P.L. 673, and the Commonwealth Court of Pennsylvania has appellate, not original jurisdiction in actions involving such agency. [550]
3. While the Metropolitan Transportation Authorities Act of 1963, Act 1963, August 14, P.L. 984, establishes the Southeastern Pennsylvania Transportation Authority as an independent agency of the Commonwealth, its status as a local agency for purposes of jurisdiction under the Appellate Court Jurisdiction Act of 1970, Act 1970, July 31, P.L. 673, is not altered thereby. [550-1]
Argued April 3, 1975, before President Judge BowMAN and Judges CRUMLISH, JR., KRAMER, WILKINSON, JR., MENCER, ROGERS and BLATT.
Appeal, No. 9 Tr. Dkt. 1975 from the Order of the Court of Common Pleas of Philadelphia County in case of Lawrence R. Stoltz, James H. J. Tate, Joseph Tracy and Harold E. Kohn v. James C. McConnon, William R. Eaton and Joseph T. Mack, No. 4597 December Term, 1974. Complaint in equity seeking to enjoin implementation of resolutions. Complaint dismissed. CAVANAUGH, J. Plaintiffs appealed to the Supreme Court of Pennsylvania. Transferred to the Commonwealth Court of Pennsylvania, March 10, 1975. Held: Reversed and remanded.
Original jurisdiction, No. 1691 C.D. 1974 in case of Southeastern Pennsylvania Transportation Authority and Lawrence H. Baberick, Bernard L. McDevitt, Thomas C. Ottey, Edward J. Roach, William C. Schuster, William E. Shirley, Charles F. Toewe, Francis G. Warburton and Main La Frentz Co., t/a Main La Frentz Co. v. Harold E. Kohn. Petition for declaratory judgment in the Commonwealth Court of Pennsylvania. Preliminary objections filed by defendant. Held: Cause transferred to the Court of Common Pleas of Philadelphia County.
Original jurisdiction, No. 241 C.D. 1975, in case of Lawrence R. Stoltz, The Honorable James H. J. Tate, The Honorable Joseph Tracy and Harold E. Kohn v. James C. McConnon, William R. Eaton and Joseph T. Mack. Complaint in equity in the Commonwealth Court of Pennsylvania to enjoin implementation of resolutions. Defendant filed preliminary objections. Held: Cause transferred to the Court of Common Pleas of Philadelphia County.
Lewis H. Van Dusen, Jr., with him Drinker, Biddle Reath for Authority, Baberick, McDevitt, Ottey, Roach, Schuster, Shirley, Toewe, Warburton, Main LaFrentz Co., McConnon, Eaton and Mack.
Harold E. Kohn, P.A., with him Robert A. Swift, for Stoltz, Tate, Tracy and Kohn.
In two of these three cases consolidated for argument, the jurisdiction of the Commonwealth Court over the cause of action asserted is in issue; one by way of appeal from an order of the Court of Common Pleas of Philadelphia County, which concluded that this Court has original exclusive jurisdiction over that action in equity brought against the chairman, general manager and treasurer of the Southeastern Pennsylvania Transportation Authority (SEPTA); the second by way of preliminary objections to a declaratory judgment action brought in this Court by SEPTA, certain of its board members, officers and consultants against another member of the SEPTA board. In the third case, an action in equity brought in this Court, the plaintiffs are the appellant-plaintiffs in the first mentioned case before us by way of appeal, while the defendants are the appellee-defendants in that case.
Lawrence R. Stoltz et al., Appellants, v. James C. McConnon et al., No. 9 T. D. 1975, the appeal having been taken to the Supreme Court and transferred by it to this Court.
Southeastern Pennsylvania Transportation Authority et al., Petitioners, v. Harold E. Kohn, Respondent, No. 1691 C. D. 1974.
Lawrence R. Stoltz et al., Plaintiffs, v. James C. McConnon et al., Defendants, No. 241 C. D. 1975.
Defendants in this third case do not question the jurisdiction of this Court, as this is the position they asserted and won before the lower court in the first case. In disposing of all three cases, we must, nevertheless, pass upon our jurisdiction as to this particular case.
Underlying this jurisdictional morass, the substantive issue in all three cases are concerned with the internal operations of SEPTA and the vote necessary to effectuate action by its board of directors, an issue we can meet only if the Commonwealth Court enjoys jurisdiction over the causes of action asserted.
SEPTA was created pursuant to the provisions of the Metropolitan Transportation Authorities Act of 1963, Act of August 14, 1963, P. L. 984, 66 P. S. § 2001 et seq. Its metropolitan area encompasses the City of Philadelphia and adjoining counties. Thus, its structure and operating territory are multi-county.
Does this fact or do relevant provisions of the enabling statute afford reason to distinguish these cases from our decisions in Levine v. Redevelopment Authority of the City of New Castle, 17 Pa. Commw. 382, 333 A.2d 190 (1975), holding that a redevelopment authority is a local agency, not a state agency, for the purpose of section 401 of the ACJA; and Clearfield Area Housing Corp. v. Hughes, 13 Pa. Commw. 96, 318 A.2d 754 (1974), holding that a housing authority is such a local agency, not a state agency, for this same purpose, notwithstanding language to the contrary in the enabling statute?
Appellate Court Jurisdiction Act of 1970, Act of July 31, 1970, P. L. 673, 17 Pa.C.S.A. § 211.401.
In our opinion, there is no valid basis for any such distinction. As noted in Levine and Clearfield, section 401 of the ACJA confers exclusive original jurisdiction upon the Commonwealth Court over all actions or proceedings against the Commonwealth or any officer thereof and concurrent original jurisdiction with courts of common pleas over actions or proceedings by the Commonwealth or any officer thereof. The critical and controlling language, however, is found in section 102 of the ACJA, 17 Pa.C.S.A. § 211, 102, which defines the Commonwealth to include its "departments, departmental administrative boards and commissions, offices, independent boards or commissions, authorities and other agencies of this Commonwealth, but shall not include any political subdivision, municipal or other local authority." (Emphasis added.)
We will not repeat the rationale of our decisions in Levine and Clearfield. We would only observe that notwithstanding the multicounty structure and operation of SEPTA, this fact does not raise it to the level of a state agency for purposes of jurisdiction within the meaning of section 102 of the ACJA. Just as the Commonwealth Court is a court of statewide jurisdiction, the legislature, in defining its jurisdictional role with respect to state and local agencies, intended the Commonwealth Court in its original jurisdiction to concern itself with statewide agencies or statewide instrumentalities of state government, and in its appellate jurisdiction to concern itself with agencies and instrumentalities of local government or governments. Section 402(4), ACJA, 17 Pa.C.S.A. § 211.402(4).
Nor do we believe that any provisions of the Metropolitan Transportation Authorities Act of 1963 afford reason to reach a different result. Found in this statute, as in many similar enabling statutes, is language which, for various purposes, has been said to make them independent agencies of the Commonwealth and part of its sovereignty. Commonwealth v. Erie Metropolitan Transit Authority, 444 Pa. 345, 348, 281 A.2d 882, 884 (1971). See also Levine, supra. And we have so declared with respect to SEPTA, Philadelphia v. Southeastern Pennsylvania Transportation Authority, 8 Pa. Commw. 280, 303 A.2d 247 (1973), but not within the context of the jurisdiction issue here posed and controlled by other statutory law.
In a footnote to the opinion of the court below in No. 9 T. D. 1975 (but not reflected in its docket or record as having been effected in compliance with Pa. R.C.P. Nos. 2327-2330), it is stated on January 17, 1975, the Commonwealth of Pennsylvania, Department of Transportation, was permitted to intervene as a party plaintiff because it had a "significant interest" in the suit as a major contributor to the budget of SEPTA.
We note this here, notwithstanding that this point was neither briefed nor argued before this Court, because the issue of the jurisdiction of this Court is directly related to the role of the Commonwealth as a party litigant. Assuming the propriety of the intervention by the Commonwealth as a party plaintiff in the court below, this fact would not alter the conclusion we reach as to this particular appeal. A court of common pleas has original concurrent jurisdiction with the Commonwealth Court in actions or proceedings by the Commonwealth. Section 401(b), ACJA, 17 Pa.C.S.A. § 211.401(b). Also see Keitt v. Ross, 17 Pa. Commw. 183, 331 A.2d 582 (1975) and Ross v. Keitt, 10 Pa. Commw. 375, 308 A.2d 906 (1973), as to the role of the Commonwealth as a party to a cause of action or proceedings in which it was not an original party as affecting the jurisdiction of the Commonwealth Court.
Having concluded that the Court of Common Pleas of Philadelphia County, not the Commonwealth Court, has original jurisdiction over the cause of action asserted in No. 9 T. D. 1975; and that the Commonwealth Court does not have original jurisdiction, exclusive or concurrent, over the causes of action filed in this Court to No. 241 C. D. 1975 and No. 1691 C. D. 1974, we do not reach the substantive issues raised nor decide other issues raised by the parties in the various preliminary objections filed in said proceedings.
We enter the following
ORDER
April 28, 1975
1. To No. 9 T. D. 1975, the order of the Court of Common Pleas of Philadelphia County is reversed and the case is remanded to said court for further proceedings.
2. To No. 241 C. D. 1975 and No. 1691 C. D. 1974, pursuant to section 503 (b) of the Appellate Court Jurisdiction Act of 1970, 17 Pa.C.S.A. § 211.503(b), said causes of action are hereby transferred to the Court of Common Pleas of Philadelphia County. The Chief Clerk shall certify to the Prothonotary of the Court of Common Pleas of Philadelphia County a photocopy of the docket entries of the above actions and transmit to him the records of said actions.
The Chief Clerk is further directed to mail copies of this Order to all counsel.