Opinion
No. 14-06-00457-CR
Memorandum Opinion filed September 20, 2007. DO NOT PUBLISH. TEX. R. APP. P. 47
On Appeal from the 209th District Court, Harris County, Texas, Trial Court Cause No. 1038139.
MEMORANDUM OPINION
Appellant Marcelo Requena pleaded guilty to the felony offense of sexual assault of a child and was sentenced by the trial court to twelve years' confinement in the Texas Department of Corrections, Institutional Division. Because he alleges he neither speaks nor understands English, appellant challenges his guilty plea on four grounds: (1) the evidence is legally insufficient to support the trial court's finding that he understood the charged offense and the range of punishment; (2) the trial court erred by failing to appoint an interpreter; (3) the trial court's failure to appoint an interpreter violated his constitutional and statutory rights; and (4) he received ineffective assistance of counsel. We affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
On November 10, 2005, the trial court accepted appellant's "Waiver of Constitutional Rights, Agreement to Stipulate, and Judicial Confession" (the "judicial confession"), which had been signed by appellant, his trial counsel, and the State, and in which appellant confessed to each element of the felony offense of sexual assault of a child. On the same day, appellant also signed and initialed a written admonishments and waiver form (the "admonishments"), which was also approved by his defense counsel, the State, and the presiding judge. On February 24, 2006, after a hearing, the trial court sentenced appellant to twelve years' confinement in the Texas Department of Criminal Justice, Institutional Division. Appellant filed a motion for new trial on March 7, 2006. In this motion, appellant alleged that his attorney, Brent Wasserstein, does not speak Spanish and appellant only speaks Spanish. According to the motion, Wasserstein used one of his employees, Gema Cantu, as an interpreter. Appellant argued that Wasserstein instructed him to plead guilty and that he believed, based on his counsel's representations, that he would receive probation. In this motion, he asserted that the admonishments form was not explained to him and that he was simply instructed to "sign here" at the designated areas. He also asserted that Cantu was not competent to act as an interpreter or translator and attached affidavits from his niece and son in support. He asserted as grounds for a new trial that he was denied the effective assistance of counsel; his interpreter was incompetent; his right to confrontation was violated; there was a lack of evidence that he knowingly entered a guilty plea; and that his trial counsel impeded his right to file a motion for new trial. On May 8, 2006, the trial court conducted a hearing on appellant's motion for new trial. After hearing testimony from several witnesses, including appellant, and reviewing several affidavits, the trial court denied the motion. This appeal timely followed.II. ISSUES PRESENTED
In his first three issues, appellant challenges the voluntariness of his plea based on his inability to speak English and the trial court's failure to appoint an interpreter. Appellant argues in his final issue that he received ineffective assistance of counsel.III. DISCUSSION
A. Voluntariness of Appellant's Plea
In his first issue, appellant challenges the sufficiency of the evidence supporting the trial court's finding that he understood the nature of and punishment range for the offense of sexual assault of a child. In his second issue, appellant argues that the record establishes the trial court was aware of his inability to speak, read, or write English and, thus, the court had a duty to appoint an interpreter. Appellant asserts in his third issue that the trial court's failure to appoint an interpreter resulted in a violation of his United States Constitutional rights and the Texas Code of Criminal Procedure. As a preliminary matter, we note that appellant's argument is premised on the reasoning of Garcia v. State, 149 S.W.3d 135, 143 (Tex.Crim.App. 2004). However, the defendant in Garcia did not enter a guilty plea or waive any of his constitutional rights; instead the defendant there pleaded not guilty and exercised his right to a trial by jury. See id. "In these circumstances, the judge has an independent duty to implement [the right to have an interpreter] in the absence of a knowing and voluntary waiver by the defendant." Id. at 145. In contrast, here appellant signed a judicial confession, waiving his right to a jury trial and confrontation of witnesses against him and confessing to the specific elements of the offense. He likewise signed the admonishments and initialed the following paragraph:I read and write/understand the Spanish language; the foregoing Admonishments, Statements, and waivers as well as the attached written Waiver of Constitutional Rights, Agreement to Stipulate, and Judicial Confession, were read by me or were read to me and explained to me in that language by my attorney and/or an interpreter, namely Gema Cantu, before I signed them, and I consulted fully with my attorney before entering this plea[.]Thus, we conclude that appellant's reliance on Garcia is inapposite. Instead, the facts of this case are similar to those in Briones v. State, a case cited by the Garcia Court. See id. at 143 (citing and distinguishing Briones v. State, 595 S.W.2d 566 (Tex.Crim.App. 1980)). In Briones, as here, the Court was confronted with an appellant who claimed his plea was not voluntarily and intelligently entered because he only spoke Spanish and did not read, speak, or understand the English language. Briones v. State, 595 S.W.2d 546, 547 (Tex.Crim.App. 1980). There, the Court stated:
The only basis for providing an interpreter is because of the constitutional and statutory guarantee of confrontation under the Constitutions of the United States and of Texas. However those rights may be waived. The question involved in the case at bar is not whether the failure to appoint an interpreter denied the appellant's right to confrontation. Rather the question is whether the failure to appoint an interpreter prevented the appellant from intelligently and voluntarily waiving his right to confrontation and entering a plea of nolo contendere.Id. at 547 (citations omitted); see also Leon v. State, 25 S.W.3d 841, 843-44 (Tex.App.-Houston [1st Dist.] 2000, pet. ref'd). We therefore interpret appellant's first three issues as a challenge to the voluntariness of his plea and consider whether the alleged lack of a qualified interpreter prevented appellant from intelligently and voluntarily waiving his rights and entering a guilty plea. When an appellant challenges the voluntariness of his guilty plea, we examine the entire record. Houston v. State, 201 S.W.3d 212, 217 (Tex.App.-Houston [14th Dist.] 2006, no pet.). A defendant who attests during an initial plea hearing that his plea is voluntary bears a "heavy burden" to later establish that he entered the plea involuntarily. Id. Further, where, as here, a defendant waives his right to have a court reporter record the proceedings and, thereafter, challenges on appeal the voluntariness of his plea, he nevertheless retains his burden to ensure a sufficient record is presented on appeal to establish error. Id. at 218. Here, appellant acknowledged in writing that he understood the admonishments, was aware of the consequences of his plea, and made his plea freely and voluntarily. He and his trial attorney signed both his judicial confession and the admonishments form, as did the prosecutor and the trial judge. We do not have a reporter's record from either appellant's November 2005 plea hearing or his punishment hearing in February 2006. Later, at the hearing on his motion for new trial, appellant again indicated that, prior to pleading guilty, he understood that the trial court could sentence him to twenty years imprisonment:
[defense counsel]: The Judge called your case. What did he tell you?
[appellant]: Okay. He told me why — he told me like this: You know your attorney — no wait. First he said you know the father of the kid, they [sic] want to sentence you to 25 years.
[defense counsel]: Is that in November [at the plea hearing], Mr. Requena?
[appellant]: Exactly.
[defense counsel]: That was not in February [at the punishment hearing]? That was in November?
[appellant]: Yes, that was the first one in November. That's when my attorney asked the Judge that he judge me and not to be judged — how do you call it — excuse me, I forgot. Not to go to trial.
[defense counsel]: How do you know that's what he asked the Judge to do ?
[appellant]: That I all understood.
[defense counsel]: How did you understand it?
[appellant]: Because Gema [Cantu] would tell me, and to the side I also understood. Yes.
[defense counsel]: What else was said for [sic] the Judge?
[appellant]: He said that did you know that I also could give you 20 years and I said, "yes." Well, that's what I understood.
[defense counsel]: I thought you had said 25 years?
[appellant]: No, the Judge told me that the parents were saying of the child, that they were asking for 25 years.(Emphasis added.) In addition, the following exchange occurred between appellant and the prosecutor:
[prosecutor]: You pled guilty to the judge, right?
[appellant]: Yes.
[prosecutor]: And he told you the range of punishment, right?
[appellant]: Correct.
[prosecutor]: And you understood those things, right?
[appellant]: YesAlthough appellant stated he did not understand the specific terms "admonishments" and "stipulate," the record from this hearing reflects that appellant understood the potential consequences of his guilty plea. Moreover, at this hearing, appellant agreed that he had admitted to violating the law and that he was guilty of having sex with a minor. After reviewing the record, we conclude that appellant has not overcome his "heavy burden" to establish that his plea was not entered into voluntarily. See id. In fact, appellant's testimony at the hearing on his motion for new trial indicated that he understood the consequences of his plea, and that his dissatisfaction resulted from the sentence imposed upon him rather than from any lack of understanding of the offense or range of punishment. But a guilty plea is not involuntary simply because the defendant's sentence exceeds that he expected, even if his sentencing expectation was raised by his attorney. Id. at 217-18. Because our record indicates appellant knowingly and voluntarily waived his rights to confrontation and a jury trial and entered his guilty plea, we overrule appellant's first three issues.