Opinion
No. 03-01-00582-CV.
Filed: January 16, 2003.
Appeal from the District Court of Comal County, 207th Judicial District No. C99-794B, Honorable Weldon Kirk, Judge Presiding.
Affirmed.
Before Justices KIDD, PATTERSON and PURYEAR.
MEMORANDUM OPINION
Appellant Rhonda Ramsey sued appellee's Reagan, Burrus, Lamon Bluntzer, P.L.L.C., together with John T. Dierksen, Jonathon Hull and Brently W. Free, appellees, ("Reagan Burrus") for legal malpractice. The trial court granted summary judgment for Reagan Burrus. By six issues on appeal, Ramsey complains that the trial court erred by (1) conducting a summary judgment hearing in the absence of evidence of adequate notice, (2) striking her summary judgment evidence, including the testimony of her expert witness, and (3) granting Reagan Burrus traditional motion for summary judgment and no-evidence motion for summary judgment. We hold that the summary judgment evidence was properly excluded and the no-evidence motion for summary judgment was properly granted. Therefore, we affirm the trial court's judgment.
FACTUAL AND PROCEDURAL BACKGROUND
The attorney-client relationship between Ramsey and Reagan Burrus began in February 1993. Ramsey hired Reagan Burrus to help her with the sale of some real estate, located in Comal County, to John and Geraldine Lecas. The Lecases paid Ramsey $5,000 in cash and Ramsey retained a $75,000 lien on the land. Reagan Burrus drafted the closing documents on the sale, including a deed of trust, a real estate lien note, and a warranty deed.
In 1994, Ramsey again contacted Reagan Burrus because the Lecases were falling behind in their monthly note payments. Ramsey, through Reagan Burrus, attempted to foreclose on the property. On April 24, 1996, Ramsey was granted a default summary judgment on the foreclosure but was unable to foreclose at that time due to an automatic stay entered by the bankruptcy court of the Western District of Texas. Apparently the Lecases had filed for bankruptcy without notifying Ramsey.
Ramsey, through Reagan Burrus, attempted to foreclose on the property a second time. This time, Ramsey was prevented from foreclosing due to an injunction granted to the Lecases by the district court in Comal County based on deficiencies in the earlier foreclosure proceeding and deficiencies in the documents Reagan Burrus prepared in connection with the original sale of the property. In an unpublished opinion, this Court affirmed the judgment of the trial court. See Ramsey v. Lecas, No. 03-95-00411-CV (Tex.App.-Austin Sept. 18, 1996, no writ) (not designated for publication).
In May 1997, a judgment Ramsey obtained ordered the Lecases to pay Ramsey a total of $73,660.12, plus interest and costs, and authorized a sheriff's sale of the property in satisfaction of the judgment. The sheriff's sale was scheduled for November 4, 1997. Before the sheriff's sale, the Lecases paid Ramsey in full. Thus, the sheriff's sale did not occur.
On October 1, 1999, nearly two years after being paid in full by the Lecases, Ramsey initiated this legal malpractice suit in Comal County against Reagan Burrus, alleging breach of fiduciary duty, negligence, and gross negligence. She sued for economic damages, personal injuries, and exemplary damages, which she alleged arose out of her attempted enforcement of the real estate lien note and the inadequacy of real estate transactional documents prepared for her by Reagan Burrus in connection with the sale of her property to the Lecases.
We note that in the original and amended petitions filed by Ramsey, the term "gross negligence" appears once, in the concluding paragraph of her discussion. This mention of the term is not accompanied by any explanation or differentiation from her claims of negligence, and therefore appears to be predicated on the same acts or omissions as her negligence claims.
In April 2001, Reagan Burrus filed a traditional motion for summary judgment, asserting the affirmative defense of limitations and further alleging that the summary judgment evidence showed that there were no genuine issues of material fact regarding Ramsey's claim. At the same time, Reagan Burrus filed a no-evidence motion for summary judgment based upon Ramsey's lack of evidence to support any of her causes of action for negligence and breach of fiduciary duty.
In May 2001, both Reagan Burrus and Ramsey filed motions to exclude each other's expert witnesses. The trial judge granted Reagan Burrus's motion to exclude the expert testimony offered by Ramsey. Additionally, the trial judge granted both the traditional and no-evidence motions for summary judgment filed by Reagan Burrus. Ramsey then perfected her appeal to this Court. In six issues, Ramsey claims the trial court erred in (1) granting Reagan Burrus's motion for summary judgment; (2) granting Reagan Burrus's motion for summary judgment and motion for no-evidence summary judgment when Ramsey did not receive twenty-four days notice prior to the hearing; (3) striking Ramsey's summary judgment evidence; (4) excluding the testimony of Ramsey's expert witness; (5) denying Ramsey's request for continuance and her motion to compel and to strike Reagan Burrus's motions for summary judgment; and (6) granting Reagan Burrus's motion for no-evidence summary judgment.
DISCUSSION
In her second issue, Ramsey alleges the trial court erred in conducting a summary judgment hearing in the absence of evidence of adequate notice to her. See Tex.R.Civ.P. 166a(c). The certificate of service attached to both motions for summary judgment shows service on April 13, 2001. The summary judgment hearing was set for May 7, 2001, 24 days later. In her response to Reagan Burrus's motion for summary judgment, Ramsey acknowledges that the motions were mailed on April 13. Yet on appeal, she argues that Reagan Burrus produced no evidence as to a postmark date and had the burden of producing such evidence of notice prior to being entitled to a hearing. We disagree. In Meek v. Bishop Peterson Sharp, P.C., 919 S.W.2d 805, 809 (Tex.App.-Houston [14th Dist.] 1996, writ denied), the court held that a certificate of service is prima facie evidence of service. Texas Rule of Civil Procedure 21a creates a presumption that a document properly sent is received by the addressee. See Tex.R.Civ.P. 21a; Meek, 919 S.W.2d at 809. This presumption may be rebutted by an offer of proof of nonreceipt. Meek, 919 S.W.2d at 809. In the absence of any proof to the contrary, the presumption has the force of a rule of law. Id. Here, Ramsey did not produce any evidence to rebut the presumption that the motions were properly sent and received. Her second issue is overruled.
Rule 166a(c) provides, in part, that the motion "shall be filed and served at least twenty-one days before the time specified for hearing."
In Lewis v. Blake, the supreme court held that the rules permitted, and it was proper to hold, a summary judgment hearing on the 24th day after it was served. 876 S.W.2d 314, 315-16 (Tex. 1994) (applying Rule 4 to Rule 166a(c) of the Texas Rules of Civil Procedure). Rule 4 allows a summary judgment motion to be heard on the 24th day if it is served by mail.
In her fifth issue, Ramsey argues that the trial court erred in denying her motion for continuance and motion to compel and strike Reagan Burrus's motions. The granting or denying of a motion for continuance is within the trial court's discretion. The trial court's decision will not be disturbed absent a clear abuse of discretion. Villegas v. Carter, 711 S.W.2d 624, 626 (Tex. 1986). The basis of Ramsey's request for a continuance was that she was not given 24 days notice. However, as previously discussed in this opinion, Ramsey did receive adequate notice; therefore, the trial court did not abuse its discretion in denying her motion for continuance. In addition, the record shows that in response to Ramsey's motion to compel, Reagan Burrus responded that they had produced the underlying files and that there were no other documents to produce. As a general rule, an appellate court will not review the trial court's action with regard to matters resting in the trial court's discretion, unless such discretion has been clearly and prejudicially abused. Schroeder v. Brandon, 172 S.W.2d 488, 491 (Tex. 1943). We cannot say the trial court abused its discretion in denying Ramsey's motion to compel; therefore, we overrule Ramsey's fifth issue.
Excluded summary judgment evidence
In her third and fourth issues, Ramsey argues that the trial court improperly excluded her summary judgment evidence and the testimony of her expert witness. The standards for determining the admissibility of evidence in a summary judgment proceeding are the same as those applied in a regular trial. United Blood Servs. v. Longoria, 938 S.W.2d 29, 30 (Tex. 1997). The admission and exclusion of evidence are within the sound discretion of the trial court. City of Brownsville v. Alvarado, 897 S.W.2d 750, 753 (Tex. 1995); Waldrep v. Texas Employers Ins. Ass'n, 21 S.W.3d 692, 703 (Tex.App.-Austin 2000, pet denied). This determination will not be overturned absent a clear abuse of discretion. Alvarado, 897 S.W.2d at 753; Waldrep, 21 S.W.3d at 703. A trial court abuses its discretion when it acts in an unreasonable and arbitrary manner, or when it acts without reference to any guiding rules or principles. Beaumont Bank, N.A. v. Buller, 806 S.W.2d 223, 226 (Tex. 1991); Waldrep, 21 S.W.3d at 703.
In making the initial determination of admissibility of evidence, Texas courts must apply the principles set forth in the evidentiary rules governing relevancy. See Tex.R.Evid. 401-403. To meet the relevancy test, the proffered evidence must, first, have probative value, and second, be of consequence to some issue in the trial. See Tex.R.Evid. 401.
The evidence Ramsey claims the trial court improperly excluded took two forms: (1) certain documents that had previously been authenticated by both parties, including this Court's unpublished opinion in Ramsey v. Lecas, a purported earnest money contract, and a non-appraisal letter of Mary Jo Hutton; and (2) the expert testimony of Phillip Feldman.
Reagan Burrus objected to Ramsey's documents as not proper summary judgment evidence. Ramsey contends that the objections to her documents should not have been sustained because she and Reagan Burrus agreed to their authenticity. However, authentication is but a condition precedent to admissibility. While in some instances authentication is all that is required for admissibility, an authenticated document may be objectionable on other grounds. See Tex.R.Evid. 901(a). Moreover, although Ramsey raises this contention as an issue on appeal, her brief contains no argument or authority to support it. See Tex.R.App.P. 38.1(h). In order to maintain a point on appeal, an appellant must provide a discussion of the facts and authorities relied upon. A failure to discuss relevant facts and authority results in a waiver of the point on appeal. Dallas Cent. Appraisal Dist. v. Tech Data, 930 S.W.2d 119, 121 (Tex.App.-Dallas 1996, writ denied). See also Horton v. Horton, 965 S.W.2d 78, 88 (Tex.App.-Fort Worth 1998, no pet.) ("By raising an issue and failing to present any argument or authority on that issue, the party waives that issue."). Because Ramsey inadequately briefed this issue, we cannot determine what the relevance of her documents is. Therefore, we cannot say that it was unreasonable or an abuse of discretion to exclude Ramsey's documents as improper summary judgment evidence.
Ramsey also complains that the trial court erred in excluding the expert testimony of Phillip Feldman. Reagan Burrus asserted that Feldman's report was improper summary judgment evidence because it contained no jurat, was not an affidavit, and affirmatively reflected the witness's lack of qualification in that Feldman's opinions were not based on Texas law.
When the offered evidence is the testimony of an expert witness, the court must then apply the principles set forth in the rules governing expert testimony. See Tex.R.Evid. 702-705; North Dallas Diagnostic Ctr. v. Dewberry, 900 S.W.2d 90, 94 (Tex.App.-Dallas 1995, writ denied). A two-part test governs whether expert testimony is admissible: (1) the expert must be qualified and (2) the testimony must be relevant and based on a reliable foundation. E.I. du Pont de Nemours Co. v. Robinson, 923 S.W.2d 549, 556 (Tex. 1995). According to this test, the trial judge must act as a "gatekeeper" and decide whether an expert is qualified and whether his testimony is relevant and reliable. Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 589 (1993); Robinson, 923 S.W.2d at 557-58.
A legal malpractice action in Texas is based on negligence. Cosgrove v. Grimes, 774 S.W.2d 662, 664 (Tex. 1989). The elements of a legal malpractice claim are: (1) duty, (2) breach of duty, (3) the breach proximately caused the injury, and (4) resulting damages. Id. at 665. In Texas, a lawyer is held to the standard of care that would be exercised by a reasonably prudent attorney. Hall v. Rutherford, 911 S.W.2d 422, 424 (Tex.App.-San Antonio 1995, writ denied). The conduct of the attorney must be evaluated based on the information the attorney has at the time of the alleged act of negligence. Cosgrove, 774 S.W.2d at 664. If an attorney makes a decision which a reasonably prudent attorney could make in the same or similar circumstance, it is not an act of negligence, even if the result is undesirable. Id. at 665. The standard is an objective exercise of professional judgment. Id. A plaintiff in a legal malpractice suit is required to present expert testimony regarding the standard of skill and care ordinarily exercised by an attorney. Ersek v. Davis Davis, P.C., 69 S.W.3d 268, 271 (Tex.App.-Austin 2002, pet. denied). See also Onwuteaka v. Gill, 908 S.W.2d 276, 281 (Tex.App.-Houston [1st Dist] 1995, no writ) (holding that in professional malpractice case, both breach of standard of care and proximate cause must be proven by expert testimony).
Reagan Burrus moved to exclude Ramsey's expert witness because, among other reasons, he was not licensed to practice law in Texas, he was unfamiliar with Texas law, and he was unfamiliar with practices in the locality. In addition to the general standard of care, several Texas cases indicate that the standard of care for an attorney in Texas must be determined with reference to the particular locality. See Cook v. Irion, 409 S.W.2d 475, 478 (Tex.App.-San Antonio 1966, no writ). In Cook, the court recognized that knowledge of the local situation was important and indicated that "an attorney practicing in a vastly different locality would not be qualified to second guess the judgment of an experienced attorney of the El Paso County Bar." Id. at 478. See also, Ballesteros v. Jones, 985 S.W.2d 485, 494 (Tex.App.-San Antonio 1999, pet. denied); Tijerina v. Wennermark, 700 S.W.2d 342, 347 (Tex.App.-San Antonio 1985, no writ).
Although the proponent of the testimony has the burden of establishing the expert's qualifications, the trial court has the responsibility of ensuring that those who claim to be experts actually have expertise concerning the subject about which they are offering an opinion. Robinson, 923 S.W.2d at 556. The inquiry must be into the actual qualification. Id. There must be a "fit" between the subject matter at issue and the expert's familiarity with it. See Broders v. Heise, 924 S.W.2d 148, 153 (Tex. 1996).
Because the qualification of a witness as an expert is within the trial court's discretion, we will not disturb the trial court's decision absent clear abuse. Broders, 924 S.W.2d at 151; Robinson, 923 S.W.2d at 558. "The test for abuse of discretion is whether the trial court acted without reference to any guiding rules or principles." Robinson, 923 S.W.2d at 558. We cannot say that the trial court acted without any reference to guiding rules or principles in excluding the expert testimony of Ramsey's witness, given the witness's lack of qualifications — primarily, the absence of a license to practice in Texas. Even if Ramsey's witness had been qualified to testify as an expert, the trial court properly excluded his testimony because his letter report was not in affidavit form and contained no jurat.
An affidavit is defined as a "statement in writing of a fact or facts signed by the party making it, sworn to before an officer authorized to administer oaths, and officially certified to by the officer under his seal of office." Tex. Gov't Code Ann. § 312.011 (West 1998); City of San Juan v. Gonzalez, 22 S.W.3d 69, 72 (Tex.App.-Corpus Christi 2000, no pet.). The jurat of an affidavit is a "certificate by a competent officer that the writing was sworn to by the person who signed it." Huckin v. Conner, 928 S.W.2d 180, 183 (Tex.App.-Houston [14th Dist.] 1996, writ denied) (quoting Acme Brick v. Temple Assoc., Inc., 816 S.W.2d 440, 441 (Tex.App.-Waco 1991, writ denied)). Without a jurat, the statement is not an affidavit and is not competent summary judgment proof. Gonzalez, 22 S.W.3d at 73 (quoting Gonzalez v. Phoenix Frozen Foods, Inc., 884 S.W.2d 587, 590 (Tex.App.-Corpus Christi 1994, no writ)). Because Ramsey's expert's report was not in affidavit form and contained no jurat, it was not competent summary judgment proof and, therefore, was properly excluded. See Tex.R.Civ.P. 166a(c). We overrule issues three and four.
Competent summary judgment evidence includes affidavits, depositions, interrogatories, and other discovery, rather than oral testimony. See Tex.R.Civ.P. 166a(c).
No-evidence summary judgment
In her sixth issue, Ramsey claims that the trial court erred in granting Reagan Burrus's motion for no-evidence summary judgment. Courts of appeal review no-evidence summary judgments under rule 166a(i) with the same legal sufficiency standard applied to directed verdicts. Jackson v. Fiesta Mart, Inc., 979 S.W.2d 68, 70 (Tex.App.-Austin 1998, no pet.); Moore v. K Mart Corp., 981 S.W.2d 266, 269 (Tex.App.-San Antonio 1998, pet. denied). "Like a directed verdict, then, the task of the appellate court is to determine whether the plaintiff has produced any evidence of probative force to raise fact issues on the material questions presented." Jackson, 979 S.W.2d at 70. All evidence must be considered in the light most favorable to the party against whom the no-evidence summary judgment was rendered, with every reasonable inference indulged and any doubts resolved in favor of the non-movant. Id.
Rule 166a(i) provides as follows:
• No-Evidence Motion. After adequate time for discovery, a party without presenting summary judgment evidence may move for summary judgment on the ground that there is not evidence of one or more essential elements of a claim or defense on which an adverse party would have the burden of proof at trial. The motion must state the elements as to which there is no evidence. The court must grant the motion unless respondent produces summary judgment evidence raising a genuine issue of material fact.
Tex.R.Civ.P. 166a(i).
A no-evidence summary judgment is properly granted if the nonmovant fails to bring forth more than a scintilla of probative evidence to raise a genuine issue of material fact as to an essential element of the nonmovant's claim on which the nonmovant would have the burden of proof at trial. See Tex.R.Civ.P. 166a(i); Merrell Dow Pharm., Inc. v. Havner, 953 S.W.2d 706, 711 (Tex. 1997). Less than a scintilla of evidence exists when the evidence is "so weak as to do no more than create a mere surmise or suspicion" of a fact, and the legal effect is that there is no evidence. Kindred v. Con/Chem, Inc., 650 S.W.2d 61, 63 (Tex. 1983). Conversely, more than a scintilla of evidence exists when the evidence supporting a finding "rises to a level that would enable reasonable and fair-minded people to differ in their conclusions." Burroughs Wellcome Co. v. Crye, 907 S.W.2d 497, 499 (Tex. 1995).
Having held that Ramsey's expert witness was properly excluded, Ramsey is without expert testimony and, therefore, has no evidence to support her cause of action. See Hall, 911 S.W.2d at 424. Specifically, without expert testimony to establish the standard of skill and care ordinarily exercised by an attorney, there is no evidence to establish breach of duty, an essential element of Ramsey's cause of action. Accordingly, we hold that the trial court properly granted Reagan Burrus's no-evidence summary judgment and overrule Ramsey's sixth issue. Because we find summary judgment was properly granted, it is unnecessary to address Ramsey's remaining issues on appeal.
CONCLUSION
We hold that Ramsey had adequate notice of the summary judgment hearing, the trial court properly excluded Ramsey's summary judgment evidence and properly granted Reagan Burrus's no-evidence motion for summary judgment. The judgment of the trial court is affirmed.