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People v. Rotger

Supreme Court, Appellate Division, Third Department, New York.
Jun 18, 2015
129 A.D.3d 1330 (N.Y. App. Div. 2015)

Opinion

105757

06-18-2015

The PEOPLE of the State of New York, Respondent, v. Jack ROTGER, Appellant.

Donna C. Chin, Ithaca, for appellant. Gerald F. Mollen, District Attorney, Binghamton (Veronica M. Krause of counsel), for respondent.


Donna C. Chin, Ithaca, for appellant.

Gerald F. Mollen, District Attorney, Binghamton (Veronica M. Krause of counsel), for respondent.

Before: McCARTHY, J.P., EGAN JR., LYNCH and CLARK, JJ.

Opinion

LYNCH, J.Appeal from a judgment of the County Court of Broome County (Smith, J.), rendered November 5, 2012, upon a verdict convicting defendant of the crimes of burglary in the first degree, robbery in the first degree, burglary in the second degree, robbery in the second degree and petit larceny (two counts).

Defendant was charged in a 15–count indictment with crimes stemming from a robbery that occurred in the City of Binghamton, Broome County in December 2010. After defendant originally pleaded guilty to robbery in the second degree in satisfaction of all charges in exchange for a sentence of eight years in prison and five years of postrelease supervision, County Court later vacated the plea upon defendant's motion and with the People's consent. Following a jury trial, defendant was found guilty of the crimes of burglary in the first degree, robbery in the first degree, burglary in the second degree, robbery in the second degree and two counts of petit larceny. County Court sentenced defendant, as a persistent violent felony offender, to a prison term of 20 years to life. Defendant now appeals, and we affirm.

Defendant's primary claim on this appeal is that he was denied the effective assistance of counsel. In order to establish such a claim, a defendant must demonstrate that his or her attorney “failed to provide meaningful representation” (People v. Caban, 5 N.Y.3d 143, 152, 800 N.Y.S.2d 70, 833 N.E.2d 213 [2005] ). We are obligated to consider whether the defendant received meaningful representation in light of “ ‘the evidence, the law, and the circumstances of a particular case, viewed in totality and as of the time of the representation’ ” (People v. Benevento, 91 N.Y.2d 708, 712, 674 N.Y.S.2d 629, 697 N.E.2d 584 [1998] quoting People v. Baldi, 54 N.Y.2d 137, 147, 444 N.Y.S.2d 893, 429 N.E.2d 400 [1981] ). Further, we must distinguish “ ‘actual ineffectiveness with mere losing tactics, and a defendant must demonstrate the absence of strategic or reasonable explanations for counsel's alleged shortcomings' ” (People v. Griffin, 122 A.D.3d 1068, 1070, 996 N.Y.S.2d 766 [2014], quoting People v. McCloud, 121 A.D.3d 1286, 1291, 995 N.Y.S.2d 269 [2014] ). We may not second-guess counsel's efforts “with the clarity of hindsight to determine how the defense might have been more effective” (People v. Benevento, 91 N.Y.2d at 712, 674 N.Y.S.2d 629, 697 N.E.2d 584 ). Fundamentally, the N.Y. Constitution guarantees a defendant “a fair trial, not necessarily a perfect one” (People v. Cummings, 16 N.Y.3d 784, 785, 919 N.Y.S.2d 500, 944 N.E.2d 1139 [2011] [internal quotation marks and citation omitted], cert. denied ––– U.S. ––––, 132 S.Ct. 203, 181 L.Ed.2d 108 [2011] ).

In support of his ineffective assistance argument, defendant identifies four specific mistakes that he believes counsel made during the course of the proceedings. First, defendant contends that counsel should have sought to dismiss the indictment based on delay and because defendant did not receive notice of the grand jury proceedings. Defendant also contends that counsel should have requested a pretrial Wade hearing and that, during the trial, he failed to offer into evidence certain prior, inconsistent written statements by the victim. Finally, defendant claims that counsel was ineffective because he did not object to defendant's designation as a persistent violent felony offender at sentencing.

Based on our review of the record, we discern no basis for defendant's claims that he received ineffective assistance of counsel. Generally, “[t]here can be no denial of effective assistance of trial counsel arising from counsel's failure to ‘make a motion or argument that has little or no chance of success' ” (People v. Caban, 5 N.Y.3d at 152, 800 N.Y.S.2d 70, 833 N.E.2d 213, quoting People v. Stultz, 2 N.Y.3d 277, 287, 778 N.Y.S.2d 431, 810 N.E.2d 883 [2004] ; see People v. Clarke, 110 A.D.3d 1341, 1345, 975 N.Y.S.2d 194 [2013], lv. denied 22 N.Y.3d 1197, 986 N.Y.S.2d 418, 9 N.E.3d 913 [2014] ). Here, with regard to the grand jury proceedings, the record confirms that when the charges were submitted, defendant was not being held after arraignment on any of the charges that were the subject of the proceedings. Accordingly, defendant was not entitled to notice, and there was no basis for a motion to dismiss the indictment on such ground (see CPL 190.50[5][a] ; People v. Ponce, 276 A.D.2d 921, 921–922, 714 N.Y.S.2d 592 [2000], lv. denied 96 N.Y.2d 786, 725 N.Y.S.2d 651, 749 N.E.2d 220 [2001] ; People v. Hernandez, 210 A.D.2d 535, 537, 619 N.Y.S.2d 826 [1994], lv. denied 84 N.Y.2d 1032, 623 N.Y.S.2d 188, 647 N.E.2d 460 [1995] ). Further, inasmuch as only slightly more than five months elapsed between the crimes and the indictment, we reject defendant's argument that counsel's failure to move to dismiss based on preindictment delay constituted ineffective assistance of counsel (see People v. Williamson, 77 A.D.3d 1183, 1185, 909 N.Y.S.2d 817 [2010] ; People v. Medina, 262 A.D.2d 708, 710, 693 N.Y.S.2d 632 [1999], lv. denied 93 N.Y.2d 1023, 697 N.Y.S.2d 582, 719 N.E.2d 943 [1999] ).

The record also evinces a reasonable explanation for counsel's determination to not request a Wade hearing, the purpose of which would have been to insure that the victim's identification of defendant was not improperly influenced by police suggestion (see People v. Dixon, 85 N.Y.2d 218, 224, 623 N.Y.S.2d 813, 647 N.E.2d 1321 [1995] ). The victim testified at trial that two men entered his home, one was masked and defendant was not. At the time, the victim recognized the masked intruder's voice, but did not “know [defendant] from a hole in the wall.” He later identified defendant after encountering him while both were in local custody. As the victim identified defendant spontaneously and without police involvement, there was no basis to request a Wade hearing (see People v. Robinson, 121 A.D.3d 1405, 1406, 995 N.Y.S.2d 372 [2014], lv. denied 24 N.Y.3d 1221, 4 N.Y.S.3d 609, 28 N.E.3d 45 [2015] ; People v. Smith, 118 A.D.3d 1492, 988 N.Y.S.2d 819 [2014], lv. denied 25 N.Y.3d 953, 7 N.Y.S.3d 282, 30 N.E.3d 173 [2015] ).

As for the victim's prior inconsistent statements, the record indicates that the victim wrote two letters while in custody wherein he recanted his identification of defendant. Generally, a witness may be questioned with regard to a prior inconsistent statement as a means to impugn his or her credibility, but “this testimony is often collateral to the ultimate issue before the jury” (People v. Duncan, 46 N.Y.2d 74, 80, 412 N.Y.S.2d 833, 385 N.E.2d 572 [1978], cert. denied 442 U.S. 910, 99 S.Ct. 2823, 61 L.Ed.2d 275 [1979] ). On cross-examination, defense counsel questioned the victim about the letters and fully explored their content and inconsistencies. Since counsel took effective steps to discredit the witness and ensure that the jury heard the full content of the exculpatory prior statements, we discern no basis for this claim of ineffective assistance of counsel (see People v. Bahr, 96 A.D.3d 1165, 1167, 946 N.Y.S.2d 675 [2012], lv. denied 19 N.Y.3d 1024, 953 N.Y.S.2d 557, 978 N.E.2d 109 [2012] ).

With respect to defendant's designation as a persistent violent felony offender (see Penal Law § 70.08[1][a] ), the record reveals that, at sentencing, the People presented a persistent violent felony offender statement to County Court and defendant's counsel (see generally CPL 400.15 ). After the court reviewed the prior convictions and sentences set forth in the statement, defendant confirmed that he agreed with each. Now, although he claims that the statement is technically deficient, he does not claim that the admissions that he made during sentencing were incorrect. As such, we find no basis for defendant's contention that counsel was ineffective for not challenging the designation (see People v. Bassett, 36 A.D.3d 968, 969, 826 N.Y.S.2d 507 [2007] ).

Specifically, at the time of sentencing, defendant admitted to all of the prior convictions and sentences set forth in the People's persistent violent felony offender statement, including previous convictions for robbery in 1990 and attempted manslaughter in the first degree in 2002, and custodial time in excess of 13 years since 1990.

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Finally, we reject defendant's claim that the sentence imposed was unduly harsh and excessive. He identifies no basis for his claim that he was penalized for exercising his right to trial (see People v. Souffrant, 93 A.D.3d 885, 887, 939 N.Y.S.2d 190 [2012], lv. denied 19 N.Y.3d 968, 950 N.Y.S.2d 120, 973 N.E.2d 218 [2012] ). Rather, although the People had previously offered an eight-year sentence in exchange for his plea, it is not disputed that the offer and plea was premised on the mistaken belief that defendant could be sentenced as a second violent felony offender (see Penal Law § 70.04 ; People v. Baker, 287 A.D.2d 726, 727, 732 N.Y.S.2d 420 [2001], lvs. denied 98 N.Y.2d 708, 712, 749 N.Y.S.2d 5, 19, 778 N.E.2d 556, 561 [2002] ). Further, we discern no constitutional violation in County Court's determination to sentence defendant at the lower end of the range permitted by the statute in effect at the time of sentencing and to date (see Penal Law § 70.08[2], [3][a–1] ). In light of defendant's lengthy criminal record, we are unable to conclude that the sentence was so harsh or excessive as to warrant a reduction in the interest of justice (see People v. Toye, 107 A.D.3d 1149, 1152, 967 N.Y.S.2d 210 [2013], lv. denied 22 N.Y.3d 1091, 981 N.Y.S.2d 676, 4 N.E.3d 978 [2014] ; People v. Pope, 96 A.D.3d 1231, 1235, 947 N.Y.S.2d 634 [2012], lv. denied 20 N.Y.3d 1064, 962 N.Y.S.2d 615, 985 N.E.2d 925 [2013] ).We have considered defendant's remaining arguments and find them to be without merit.

ORDERED that judgment is affirmed.

McCARTHY, J.P., EGAN JR. and CLARK, JJ., concur.


Summaries of

People v. Rotger

Supreme Court, Appellate Division, Third Department, New York.
Jun 18, 2015
129 A.D.3d 1330 (N.Y. App. Div. 2015)
Case details for

People v. Rotger

Case Details

Full title:The PEOPLE of the State of New York, Respondent, v. Jack ROTGER, Appellant.

Court:Supreme Court, Appellate Division, Third Department, New York.

Date published: Jun 18, 2015

Citations

129 A.D.3d 1330 (N.Y. App. Div. 2015)
11 N.Y.S.3d 734
2015 N.Y. Slip Op. 5228

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