Opinion
Commissioners’ decision. Department 1. Appeal from superior court, Los Angeles county; B. N. Smith, Judge.
George Munroe was convicted of forgery, and appeals. Affirmed. COUNSEL
[4 Cal.Unrep. 67] W. T. Williams and Wm. E. Cox, for appellant.
W. H. H. Hart, Atty. Gen., for the People.
OPINION
HAYNES, C.
The defendant was convicted of forgery, and this appeal is from the judgment and from an order denying his motion for a new trial. Appellant’s principal contention is that the information does not state facts which constitute a public offense, for the reason that the forged instrument would, if it were genuine, be void upon its face. Said instrument is as follows: ‘No. 78. Los Angeles, Cal., Feb. 1, 1892. To the city of Los Angeles, Cal. Please deliver to the State Investment Co., or order, my warrant upon the treasurer of said city for the month of February, 1892; and I hereby authorize the State Investment Co., or order, to receipt for and collect the sum of $80 due me as teacher; and, for value received, I hereby sell, assign, and set over to the State Investment Co., or order, the sum of $80, with interest at the rate of ten per cent. per month from March 2, 1892, and I guaranty payment of the above-stated amount on or before March 2, 1892, authorizing the State Investment Co., or order, to collect any warrants drawn in my favor until the amount of this claim and interest are paid in full, and, in case suit is instituted, to collect this claim or any portion thereof, I promise to pay such additional sum as the court may adjudge reasonable as attorneys’ fees in said suit. [Signed] Helen Henry.’ The information charges that defendant forged said instrument with intent to defraud one J. W. Jackson, to whom he transferred it by indorsement.
[4 Cal.Unrep. 68] It is well settled in this state and elsewhere that the indictment or information must show that the forged instrument is such that, if genuine, it could be made available in law to work the intended fraud or injury; that, if it is a nullity upon its face, no case is made, unless by averment it can be shown how it could be made to operate injuriously or fraudulently. People v. Tomlinson, 35 Cal. 506; People v. Ferris, 56 Cal. 445; Ex parte Finley, 66 Cal. 262, 5 P. 222. It is also well settled that the unearned salary of a public officer is not assignable, because against public policy, and that any instrument intended to operate as such assignment is void. Bangs v. Dunn, 66 Cal. 72, 4 P. 963; Bliss v. Lawrence, 58 N.Y. 442. This principle, however, is not confined to those commonly called ‘public officers,’ though we think teachers in the public schools may be properly designated as such. Their employment is a public one, made under the authority of law, and their compensation is paid out of public funds provided by law for that purpose. See Pol. Code, § § 1696-1704. In Arbuckle v. Cowtan, 3 Bos. & P. 328, quoted with approval by the court of appeals of the state of New York in Bliss v. Lawrence, supra, it was laid down as a general principle ‘that all such profits as a man receives in respect to the performance of a public duty are from their very nature exempt from attachment and incapable of assignment.’ The attorney general, on behalf of the people, does not controvert either of the foregoing propositions, but contends that the instrument in question is something more than an assignment of the unearned salary of a teacher; that it contains a guaranty of the payment of the moneys there mentioned; that Helen Henry had a right to make such guaranty; and that it could be legally enforced. This contention we think is sound, and must be sustained. There is nothing criminal in the assignment of the unearned salary. It is simply void because it is against public policy. The officer whose duty it is to draw the warrants for teachers’ salaries was not bound to regard the assignment, or to issue the warrants to the assignee. Notwithstanding the assignment he could, without creating any liability against himself or the city, issue the warrant to the teacher. This would seem to have been a contingency understood or anticipated, and as a protection to the assignee the guaranty was inserted. The test [4 Cal.Unrep. 69] is, could an action have been maintained against Helen Henry for the recovery of the warrant if the instrument had been genuine? The instrument admits that she has received value for the assignment of her warrant for the month of February. The warrant, if earned, would be for the sum of $80; but interest on that sum at 10 per cent. per month from March 2, 1892, is promised if the money is not then paid, and there is the further express promise to pay such additional sum as the court may adjudge reasonable as attorneys’ fees in case suit is instituted to collect the claim. There are many cases where money paid upon an illegal contract may be recovered. In contracts which contemplate the performance of some act involving moral turpitude and therefore malum in se, no action can be maintained by either party to the contract. But this is not that case. It is not out of special regard for the officer as an individual that the assignment is held void, but for the protection of the public by securing to the officer that compensation without which he may be unable to discharge the duties of his office. But he is not prevented from incurring personal obligations, nor from devoting his salary when received to the payment or discharge of such obligations. Credit may be given him or money loaned to him upon the promise to pay out of his salary when received, and a written agreement so to pay is not illegal. The fact that payment was attempted to be secured by an assignment of the warrant, such assignment being void, does not affect the validity of the guaranty or promise to pay the amount. When a salary warrant is issued, it is assignable, and the assignee may collect or receive payment of the warrant; and it will be observed that the guaranty is not that the warrant will be issued to the assignee, but is for the ‘payment of the above-stated amount.’ Upon the face of the instrument the transaction appears to be an advancement or loan of $80, to secure which the borrower assigns her unearned salary for the month of February, authorizing her assignee to receive the warrant and collect the money thereon, but providing that, if the money is not collected on or before March 2d, that she will pay the amount, and, as a further security, authorizes the assignee to collect other warrants drawn in her favor ‘until the amount of this claim and interest are paid in full.’ The assignment is void, [4 Cal.Unrep. 70] but the debt and obligation to pay is legal and binding, and therefore the subject of forgery.
A large number of exceptions were taken to rulings of the court upon the admission of evidence, several of which are argued by appellant’s counsel.
J. W. Jackson, the prosecuting witness, was not present at the trial, and his testimony taken before the examining magistrate was read in evidence to the jury. It is insisted by appellant that the preliminary evidence offered by the district attorney did not show that Jackson was absent from the state at the time of the trial. This evidence consisted of a telegram from Jackson to the district attorney, dated at Kansas City, Mo., September 30, 1892, in reply to a telegram from the district attorney addressed to him at that place, and two letters, the first postmarked Kansas City, September 22, 1892, and the second postmarked at the same place, October 13, 1892, in each of which he said it was impossible for him to come to California on account of business relations he had formed, and expressed regret that he could not do so. A subpoena for this witness was duly returned by the sheriff of Los Angeles county that the witness could not be found within his county. Upon this evidence the testimony of the witness Jackson, taken upon the examination of appellant before the committing magistrate, was received. Section 686 of the Penal Code provides that such testimony may be read upon the trial ‘upon its being satisfactorily shown to the court that he (the witness) is dead or insane, or with due diligence cannot be found within the state.’ The actual absence of the witness from the state is not required to be shown, but it must appear that he cannot with ‘due diligence’ be found within the state. We think due diligence was shown. During the 10 or 11 days intervening between the date of Jackson’s last letter and the time of the trial it was possible for him to have come within the state, but it certainly could not have been necessary for the people to have placed a guard upon every line of travel into the state to enable them to satisfy the court that he could not be found within it.
The instrument alleged to have been forged, a copy of which appears to have been set out in the complaint in the justice’s court, was not produced upon the examination. The witness Jackson (whose testimony taken upon the examination before [4 Cal.Unrep. 71] the magistrate was being read to the jury) had stated that he was present when the complaint was drawn by the district attorney, that they compared it, and that the copy in the complaint was correct; whereupon the justice said to the witness: ‘You may go on and state, refreshing your recollection as you please, the contents of that instrument.’ Upon the reading of this testimony in the superior court, appellant’s counsel objected to the above direction given by the justice to the witness, and the testimony of the witness following, which appears to have been a reading of that portion of the complaint. The superior court overruled the objection, and permitted the testimony in relation to the contents of the paper to be read to the jury. The direction of the justice was too broad, but it does not appear that the witness improperly refreshed his recollection. He was present when the copy was taken from the original; assisted in comparing it. The copy thus made was competent as secondary evidence of the contents of the original, the original, after it was copied, having gotten into the possession of the defendant, and was not produced, though its production was demanded. We think the superior court did not err in overruling appellant’s objection.
A part of an answer given by the witness was not responsive to the question, and a part was directly responsive. Appellant moved to strike out the answer on the ground that it was irrelevant, immaterial, and incompetent, and also that it was not responsive to the question. The first objection was properly overruled, as the whole of the answer was relevant, material, and competent; and the second objection was also properly overruled, as the motion went to the whole answer, and part of it was directly responsive to the question.
Thomas F. Smith, deputy city auditor of the city of Los Angeles, was called for the prosecution, and testified that he saw the Helen Henry order in the office of the city auditor; that Mr. Jackson had it; and that a warrant was drawn in favor of Helen Henry, and delivered to Jackson. Upon cross-examination he testified that ‘the orders were addressed to the city auditor and city treasurer,— to both.’ Upon redirect examination the witness said: ‘I do not remember whether the word ‘auditor’ after the words ‘to the city’ was written or printed in. I think it was there. At this point in the re-examination of the witness, the deputy district attorney [4 Cal.Unrep. 72] showed the witness the information containing a copy of the forged instrument, with the request, ‘Now look at this.’ Defendant’s counsel objected that it was not a paper that the witness saw or executed or made, and that it was nothing by which the witness could refresh his recollection; to which the attorney for the people replied: ‘It don’t make any difference. It is a paper proven to have been an exact copy of the original.’ The court overruled the defendant’s objection, and permitted the witness to examine the copy contained in the information, and thereupon the witness further testified: ‘As I stated, I thought the word ‘auditor’ was written in there, but I would not be positive. I would not like to swear that it was or was not, but at the same time I thought it was there. These forms are gotten out in that way. I thought it was there because it was customary to put it there.’ The mode adopted by the prosecution in the re-examination of this witness was most extraordinary, and the court erred in permitting it. An inspection of the writing set out in the information could not by any possibility refresh his recollection. It might lead him to distrust his memory, or convince him that he was mistaken, but, if so, it could only be because he relied upon the statement of another that ‘it is a paper proven to have been an exact copy of the original.’ It was for the jury to say whether the forged instrument was correctly set out in the information, and counsel had no right to assume, for the purpose of affecting the testimony of the witness, that it was proven to be a correct copy. The means which may be used to refresh the recollection of a witness, as embodied in section 2047 of the Code of Civil Procedure, has long been the settled law, and there are no precedents to the contrary. The question remains, however, whether the defendant was prejudiced by this error. If the alleged variance between the instrument as set out in the information and the original was material, the error was prejudicial; otherwise, it was not. The defendant, as he had a right to do, assumed two apparently inconsistent positions. He contended that the instrument as set out in the information, being addressed to the city of Los Angeles, and not to the auditor, was for that reason void; and that the original was in fact addressed to the auditor, and therefore was a different instrument from that for the forgery of which he was being tried, or, in other words, that [4 Cal.Unrep. 73] there was a variance between the information and the proof. An immaterial variance must be disregarded. There are two aspects in which the variance in this case must be considered: (1) As to whether the validity of the instrument, if genuine, was affected; and (2) whether, if the forged instrument was addressed to the auditor, as the defendant sought to prove, a conviction or acquittal upon the information in this case could be made available as a bar to another prosecution upon an information in which the instrument should be shown to be addressed to the auditor.
1. As to the validity of the instrument as set out in the information, the defendant requested the court to charge the jury that ‘an order drawn directly on the city of Los Angeles, and not drawn on the auditor of said city, is void on its face, and could not be enforced.’ This instruction was refused by the court, and we think correctly. The auditor is but the agent of the city. A corporation can only act by or through its officers, who are its agents. The address to the city was quite sufficient, and fully authorized the auditor to act.
2. We see no ground upon which it could be successfully contended that a conviction under this information would not bar a prosecution upon the instrument in question if it should afterwards appear that it was in fact addressed to the auditor, and a new information should so charge it. Wharton, in his work on Criminal Pleading and Practice, (section 173,) says: ‘The great rigor of the old English law in this respect was one of the consequences of the barbarous severity of the punishment imposed. A more humane system of punishment was followed by a more rational system of pleading.’
The order in question was for the salary of a certain person for the month of February, 1892, to the State Investment Company, indorsed by the defendant to J. W. Jackson, and a warrant was in fact issued thereon to Jackson. It is the order upon which a warrant was issued to Jackson for the salary of Helen Henry for the month of February, 1892, for the sum of $80, which the defendant has been found guilty of forging. It is not like the case of a counterfeit bank bill, where a letter or a figure may be the only means of distinguishing it from thousands of others of the same denomination purporting to be issued by the same bank. In People v. Hughes, 29 Cal. 258, the defendant was charged with arson, committed to defraud [4 Cal.Unrep. 74] an insurance company. In the indictment the insurance company was named the ‘Hartford Insurance Company.’ The name as proved on the trial was the ‘Hartford Fire Insurance Company.’ The court said: ‘It is sufficient to say that, under our practice, this is no ground for the arrest of judgment.’ Page 262. This remark was made independently of the section of the practice act which also justified the conclusion of the court. In People v. Phillips, 70 Cal. 61, 11 P. 493, the information alleged the forgery of a promissory note described as payable ‘to H. C. Philips, or order.’ The note given in evidence did not contain the word ‘to.’ Held, the variance was immaterial. See, also, People v. Tonielli, 81 Cal. 275, 22 P. 678. As the omission of the words ‘city auditor’ was not essential either to the validity of the instrument or its identification, we must hold, both upon principle and authority, the error under consideration was not prejudicial.
Other rulings upon evidence are assigned for error, most of which are mentioned only by number, and are not discussed. We have, however, examined the whole record, and find no error which would justify a reversal. The exceptions to the instructions to the jury given and refused have been sufficiently covered in the foregoing opinion. We advise that the judgment and order appealed from should be affirmed.
We concur: SEARLS, C.; BELCHER, C.
PER CURIAM.
For the reasons given in the foregoing opinion, the judgment and order are affirmed.