Summary
holding that counsel's sarcastic question, “[W]ould you declare a mistrial if I had an objection?” after the judge's exclusion of the defendant's family, “while not in proper form, ... sufficiently preserved the issue for appeal”
Summary of this case from Downs v. LapeOpinion
April 30, 1991
Appeal from the Supreme Court, Bronx County (Jack Rosenberg, J.).
It is well-settled that prior to closing a courtroom, the trial court must conduct a careful inquiry to assure that the defendant's Sixth Amendment right to public trial "is not being sacrificed for less than compelling reasons" (People v. Jones, 47 N.Y.2d 409, 415, cert denied 444 U.S. 946). A violation of this right is per se reversible error regardless of whether defendant establishes prejudice (supra).
Prior to the jury's return with a verdict on the second count of the indictment, the court sought to remind the attorneys that before the verdict on the first count was rendered the previous evening, "it was requested that the members of the family of the defendant were to leave the courtroom and it was consented to by counsel." However, both defense counsel and the prosecutor informed the court that they had no such recollection. The Trial Judge then indicated that although what had transpired the previous evening had not been recorded, he would declare a mistrial if the prosecutor objected to barring defendant's family from the courtroom when the verdict on the second count of the indictment was announced. The prosecutor stated "[no], I have no objection."
Defense counsel then asked the court, "[w]ould you declare a mistrial if I had an objection?", to which the court replied, "I'm going to do what I'm going to do anyway, but I'm going to do it for the benefit of you."
Contrary to the People's contention, we find defense counsel's sarcastic question, while not in proper form, to have sufficiently preserved the issue for appeal. Although the People note that a careful inquiry could have been made off the record, the failure to record any purported compelling reasons justifying closure precludes a proper review by this court and mandates a reversal of defendant's conviction (People v. Jones, supra; People v. Baldwin, 130 A.D.2d 666; cf., People v. Joseph, 59 N.Y.2d 496; People v. Smith, 111 A.D.2d 883). A courtroom may be closed where an overriding interest to preserve higher values is demonstrated (see, Waller v. Georgia, 467 U.S. 39; People v Baldwin, supra). However, this interest must be articulated along with findings that are specific enough to permit a reviewing court to determine whether closure was warranted (supra).
"[S]ince the concept of a secret trial is anathema to the social and political philosophy which motivates our society, the discretion to limit the public nature of judicial proceedings is to be `sparingly exercised and then, only when unusual circumstances necessitate it' (People v. Hinton, 31 N.Y.2d 71, 76)" (People v. Jones, supra, at 413). Because the record is silent as to any inquiry made of counsel or of the family members who were the target of the closure and who undeniably, had an interest in being present when the jury announced the verdict convicting or acquitting defendant, and, is also silent as to any overriding interest or specific findings sufficient to warrant barring defendant's family from the courtroom, the conviction is reversed and a new trial is ordered.
In light of our determination, we do not reach defendant's remaining contentions.
Concur — Murphy, P.J., Sullivan, Rosenberger, Ross and Asch, JJ.