Opinion
2018-1188 K CR
01-15-2021
Feldman and Feldman (Arza Feldman of counsel), for appellant. Kings County District Attorney (Leonard Joblove and Rhea A. Grob of counsel), for respondent.
Feldman and Feldman (Arza Feldman of counsel), for appellant.
Kings County District Attorney (Leonard Joblove and Rhea A. Grob of counsel), for respondent.
PRESENT: THOMAS P. ALIOTTA, P.J., DAVID ELLIOT, WAVNY TOUSSAINT, JJ.
ORDERED that the judgment of conviction is affirmed.
Defendant was charged in an accusatory instrument with driving while his ability was impaired ( Vehicle and Traffic Law § 1192 [1] ), driving while intoxicated (per se) ( Vehicle and Traffic Law § 1192 [2] ), driving while intoxicated (common law) ( Vehicle and Traffic Law § 1192 [3] ), aggravated unlicensed operation of a motor vehicle in the third degree ( Vehicle and Traffic Law § 511 [1] [a] ), and unlicensed operation of a motor vehicle ( Vehicle and Traffic Law § 509 [1] ). After several court conferences, defendant pleaded guilty to the added charge of aggravated unlicensed operation of a motor vehicle in the second degree ( Vehicle and Traffic Law § 511 [2] [a] [i] ) in satisfaction of the accusatory instrument. As a condition of pleading guilty, defendant was required to execute a waiver of his right to appeal. On appeal, defendant contends that his waiver was insufficient. He further argues that his guilty plea was not entered into knowingly, voluntarily, and intelligently because the court had failed to factually allocute him on the crime to which he pleaded guilty.
We note, as a threshold matter, that a defendant may waive the right to appeal as a condition of a guilty plea (see People v. Thomas , 34 NY3d 545, 557 [2019] ; People v. Lopez , 6 NY3d 248, 255 [2006] ; People v. Seaberg , 74 NY2d 1, 10 [1989] ; People v. Brown , 122 AD3d 133 [2014] ). Generally, an appeal waiver will encompass any issue that does not involve a right of constitutional dimension going to "the very heart of the process" ( Lopez , 6 NY3d at 255 ; see People v. Pacherille , 25 NY3d 1021, 1023 [2015] ). However, a waiver of the right to appeal is effective only so long as the record demonstrates that it was made knowingly, intelligently and voluntarily, which occurs when a defendant has a full appreciation of the consequences of such waiver (see People v. Bradshaw , 18 NY3d 257, 264 [2011] ; Lopez , 6 NY3d at 256 ; Brown , 122 AD3d at 136 ) and the fact that this waiver is separate and distinct from those trial rights automatically forfeited upon a plea of guilty (see People v. Leach , 26 NY3d 1154 [2016] ; Lopez , 6 NY3d at 256 ). Here, although defendant executed a misdemeanor conviction waiver of rights form, which included a waiver of his right to appeal, that waiver was ineffective since, as the People concede, the record failed to establish that he understood that the right to appeal was separate and distinct from his trial rights, which were automatically forfeited upon his plea of guilty (cf. People v. Bryant , 28 NY3d 1094 [2016] ). Thus, since defendant did not have a full appreciation of the consequences of this waiver, it cannot be considered to have been made knowingly, intelligently and voluntarily. He is, therefore, not precluded from bringing the instant appeal.
"Generally, in order to preserve a claim that a guilty plea is invalid, a defendant must move to withdraw the plea ... or else file a motion to vacate the judgment of conviction pursuant to CPL 440.10" ( People v. Peque , 22 NY3d 168, 182 [2013] ; see People v. Conceicao , 26 NY3d 375, 381 [2015] ). However, a narrow exception to the preservation requirement has been recognized where the particular circumstances of a case reveal that a defendant had no actual or practical ability to object to an alleged error in the taking of a plea that was clear from the face of the record (see People v. Williams , 27 NY3d 212, 219-223 [2016] ; People v. Louree , 8 NY3d 541, 546 [2007] ). Here, since defendant was sentenced in the same proceeding in which he entered his plea of guilty, he "faced a practical inability to move to withdraw [his] plea" ( Conceicao , 26 NY3d at 382 ; see People v. Ali , 66 Misc 3d 139[A], 2020 NY Slip Op 50095[U] [App Term, 2d Dept, 2d, 11th & 13th Jud Dists 2020]). Therefore, as the People concede, defendant's claim is reviewable on a direct appeal from the judgment of conviction despite the fact that he did not move to withdraw his plea or to vacate the judgment of conviction (see People v. Sougou , 26 NY3d 1052, 1054 [2015] ).
We find that defendant's claim regarding his plea is without merit. An allocution based on a negotiated plea need not elicit from a defendant specific admissions as to each element of the charged crime (see People v. Goldstein , 12 NY3d 295, 301 [2009] ; People v. Ali , 66 Misc 3d 139[A], 2020 NY Slip Op 50095[U] ; People v. Robinson , 57 Misc 3d 138[A], 2017 NY Slip Op 51309[U] [App Term, 2d Dept, 2d, 11th & 13th Jud Dists 2017]). Nor is "[t]he court's duty to inquire further ... triggered merely by the failure of a pleading defendant, whether or not represented by counsel, to recite every element of the crime pleaded to" ( People v. Lopez , 71 NY2d 662, 666 n 2 [1988] ; see Goldstein , 12 NY3d at 301 ). Indeed, no catechism is required in connection with the acceptance of a plea (see People v. Nixon , 21 NY2d 338, 350 [1967] ) and the Court of Appeals has refused to disturb pleas even when there has been absolutely no elicitation of the underlying facts of the crime (see id. ; see also Goldstein , 12 NY3d at 301 ). Defendant, represented by counsel, clearly understood the nature of the charge to which he was pleading and willingly entered his plea to obtain the benefit of the bargain he had struck (see Goldstein , 12 NY3d at 301 ; People v. Bosticco , 52 Misc 3d 140[A], 2016 NY Slip Op 51169[U] [App Term, 2d Dept, 2d, 11th & 13th Jud Dists 2016]). Consequently, the record as a whole affirmatively discloses that defendant entered his plea knowingly, voluntarily and intelligently, and, therefore, the plea was valid.
Accordingly, the judgment of conviction is affirmed.
ALIOTTA, P.J., ELLIOT and TOUSSAINT, JJ., concur.