Opinion
CIVIL NO: 3:15-CV-02507
05-23-2016
(Judge Caputo) () REPORT AND RECOMMENDATION
I. Introduction.
The plaintiff, Jason Parker ("Parker"), is a frequent filer who has three or more strikes under 28 U.S.C. § 1915(g). Because Parker has not presented any allegation that he was under imminent danger of serious physical injury at the time that he filed this action, we recommend that the Court deny his motion for leave to proceed in forma pauperis and dismiss the case without prejudice to Parker so that he may refile the case if he pays the filing fee.
II. Factual Background and Procedural History.
Parker filed the present complaint on December 20, 2015, alleging that he was unfairly reprimanded for using the phone at the wrong time. Doc. 1 at 2-3; Doc. 1-1 at 1-3. The complaint names nine defendants, all of whom appear to be officials or employees with the Pennsylvania Department of Corrections: C.C.P.M. Czopek; C.A.M. Damiter; Major Keller; C.O. Jerinko; D.S.C.S. Mentel; Officer Slodysko; Unit Manager Styka; Superintendent Brenda Tritt; and Department of Corrections Secretary John E. Wetzel. Doc. 1 at 1, 2; Doc. 1-1 at 2-3.
It appears that the present action stems from Parker's incarceration at the State Correctional Institution in Frackville, Pennsylvania ("SCI-Frackville"). Doc. 1 at 1. The complaint alleges that on December 19, 2015, Parker believed he was given permission to use the phone at 6:00 p.m. when a correctional officer identified as "C.O. Jerinko" opened Parker's cell door and called his name. Id. at 2-3. The complaint further alleges that C.O. Jerinko approached Parker while he was on the phone at or around 6:00 p.m., and told him that he was not scheduled to use the phone until 6:20 p.m. Id. at 3. According to the complaint, C.O. Jerinko then threatened "writing [Parker] up" if Parker did not immediately end his phone call. Id. Parker contends that despite ending his call promptly, C.O. Jerinko proceeded to reprimand him. Doc. 1-1 at 1.
As a result of both C.O. Jerinko's actions and the defendants' "deliberate indifference to the training, monitoring, and supervision of defendant C.O. Jerinko," the complaint alleges that Parker has suffered "mental and physical trauma." Doc. 1 at 3; Doc. 1-1 at 1. In turn, Parker asserts numerous claims under the United States and Pennsylvania Constitutions, as well as state law claims such as negligence. Doc. 1 at 3-4; Doc. 1-1 at 1-3. In his request for relief, Parker requests, inter alia, 10.5 billion dollars in compensatory damages from all defendants. Doc. 1 at 4.
In addition to his complaint, Parker filed an application for leave to proceed in forma pauperis. See Doc. 2. On this application, Parker states that he has not "brought [three] or more actions or appeals in a court of the United States that were dismissed as frivolous, malicious, or for failure to state a claim upon which relief may be granted." Id. at 1. Parker, however, declines to specify whether he is currently seeking relief while "under imminent danger of serious physical injury." Id. at 2.
III. Discussion.
The purpose of the federal in forma pauperis statute is to "ensure that indigent litigants have meaningful access to the federal courts." Ball v. Famiglio, 726 F.3d 448, 451 (3d Cir. 2013). Thus, federal courts may "authorize the commencement, prosecution or defense of any suit . . . without prepayment of fees or security therefor." 28 U.S.C. § 1915(a)(1). However, the statute's magnanimity dulls the economic incentives against filing frivolous or malicious lawsuits. Coleman v. Tollefson, 135 S.Ct. 1759, 1762 (2015) (quoting Neitzke v. Williams, 490 U.S. 319, 324 (1989)). The "opportunity for abusive filings," Ball, 726 F.3d at 452, has perhaps been best illustrated by the "outsized share" of prisoner litigation in federal district courts. Jones v. Bock, 549 U.S. 199, 203 (2007) (stating that, as of 2005, nearly ten percent of all civil cases filed in federal courts were prisoner complaints and that most were without merit or frivolous).
Seeking to stem the "tide of substantively meritless" claims from prisoners, Congress enacted the Prison Litigation Reform Act ("PLRA") in 1996. Ball, 726 F.3d at 452. Especially pertinent in this case is the so-called "three strikes" provision, which stipulates:
In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.28 U.S.C. § 1915(g). The point of the "three strikes" rule is to "limit the number of lawsuits brought by prisoners with a history of meritless litigation." Ball, 726 F.3d at 452. Nothing in § 1915(g) blocks access to the federal courts; it merely "denies the prisoner the privilege of filing before he has acquired the necessary filing fee." Abdul-Akbar v. McKelvie, 239 F.3d 307, 314 (3d Cir. 2001) (en banc).
The statutory definition for the term "prisoner" is given at § 1915(h). There is no question that Parker was a prisoner at the time he filed this action; yet, Parker was later paroled and, for a short time, was not incarcerated. See Docs. 9 (letter from Clerk of Court to Parker noting Parker's change of address and that review of a prisoner database showed that Parker was no longer in custody), 11 (most recent change of address listing Parker's address as the Curran-Fromhold Correctional Facility in Philadelphia). Parker's temporary taste of freedom notwithstanding, the provisions of the PLRA still apply to the present case because Parker was a prisoner when he filed. See In re Smith, 114 F.3d 1247, 1251 (D.C. Cir. 1997) ("If a litigant is a prisoner on the day he files a civil action, the PLRA applies."); accord Simpson v. City of Coatesville Pa., 2012 WL 2648008, at *1 n.1 (E.D. Pa. Aug. 23, 2012); see also Drayer v. Attorney Gen. of State of Delaware, 81 F. App'x 429, 431 (3d Cir. 2003) (holding that requirements of § 1915(b)(1)-(2) applied to former prisoner's case even though he had been released after filing his case).
On his application to proceed in forma pauperis, Parker falsely states that he is not barred by the "three strikes" provision of § 1915 (g) (see Doc. 2 at 1) despite the fact that, on at least three prior occasions, courts have dismissed Parker's actions as frivolous or for failing to state a claim. For instance, in March of 2015, Judge Goldberg, of the United States District Court for the Eastern District of Pennsylvania, dismissed a complaint filed by Parker on the grounds that it failed to state a claim. See Parker v. Nutter, et al., 2:14-CV-07113 (E.D. Pa.). Judge Goldberg similarly dispensed with two other claims in September of 2015. See Parker v. O'Connor, et al., 2:15-CV-03475 (E.D. Pa.) (dismissing the case as frivolous and for failure to state a claim); Parker v. Montgomery County Correctional Facility, et al., 2:15-CV-04205 (E.D. Pa.) (dismissing the case for failure to state a claim). Given Parker's record of filing frivolous cases and cases that fail to state a claim, § 1915(g) denies him the benefit of proceeding in forma pauperis. Gibbs v. Cross, 160 F.3d 962, 965 (3d Cir. 1998). Parker's response to the "three strikes" question is simply untrue.
Noting that Parker had "three strikes" under § 1915(g), Judge Goldberg also denied Parker in forma pauperis status in December of 2015. See Parker v. Shuter, et al., 2:15-CV-05429 (E.D. Pa.).
The question now becomes whether Parker can maintain the present action despite his earlier "strikes." Ordinarily, a prisoner can circumvent the "three strikes" provision if, at the time the action is filed, he or she is under imminent danger of serious physical injury. Abdul-Akbar, 239 F.3d at 314. Although the complaint alleges that Parker has been subjected to "cruel and unusual punishment" as a result of the defendants' actions, Parker cannot avail himself of this exemption because his complaint is bereft of any assertion of imminent physical injury. See Doc 1 at 3; Doc 1-1. at 1, 3. Parker likewise neglected to make any such claim on his application for leave to proceed in forma pauperis. See Doc. 2 at 2.
The fact that Parker has filed appeals of his earlier "strikes" is also without consequence for the instant case. "A prior dismissal on a statutorily enumerated ground counts as a strike even if the dismissal is the subject of an appeal." Coleman, 135 S.Ct. at 1763. Clearly, whatever glimmer of hope an appeal once afforded has been extinguished for Parker, whose prior dismissals were all for "statutorily enumerated" reasons.
See Parker v. Montgomery County Correctional Facility, et al., 2:15-CV-04205 (E.D. Pa.), appeal docketed, No. 15-3449 (3d Cir. Oct. 15, 2015); Parker v. O'Connor, et al., 2:15-CV-03475 (E.D. Pa.), appeal docketed, No. 15-3451 (3d Cir. Oct. 15, 2015). --------
In sum, Parker has accumulated at least three "strikes" under § 1915(g). Accordingly, his application for leave to proceed in forma pauperis should be denied and his case dismissed without prejudice.
IV. Recommendations.
Based on the foregoing, IT IS RECOMMENDED that Parker's application (Doc. 2) for leave to proceed in forma pauperis be DENIED and that the case be DISMISSED without prejudice to Parker refiling the case along with the full filing fee.
The Parties are further placed on notice that pursuant to Local Rule 72.3: Any party may object to a magistrate judge's proposed findings, recommendations or report addressing a motion or matter described in 28 U.S.C. § 636 (b)(1)(B) or making a recommendation for the disposition of a prisoner case or a habeas corpus petition within fourteen (14) days after being served with a copy thereof. Such party shall file with the clerk of court, and serve on the magistrate judge and all parties, written objections which shall specifically identify the portions of the proposed findings, recommendations or report to which objection is made and the basis for such objections. The briefing requirements set forth in Local Rule 72.2 shall apply. A judge shall make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made and may accept, reject, or modify, in whole or in part, the findings or recommendations made by the magistrate judge. The judge, however, need conduct a new hearing only in his or her discretion or where required by law, and may consider the record developed before the magistrate judge, making his or her own determination on the basis of that record. The judge may also receive further evidence, recall witnesses or recommit the matter to the magistrate judge with instructions.
Submitted this 23rd day of May, 2016.
S/Susan E . Schwab
Susan E. Schwab
United States Magistrate Judge