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Parenteau v. Prescott Unified School District

United States District Court, D. Arizona
Mar 3, 2009
No. CV 07-8072-PCT-NVW (D. Ariz. Mar. 3, 2009)

Opinion

No. CV 07-8072-PCT-NVW.

March 3, 2009


ORDER


On December 11, 2008, the Court denied Plaintiffs' appeal from an administrative decision under the Individuals with Disabilities Education Act ("IDEA"), 20 U.S.C. §§ 1400 1482, and ordered Plaintiffs to show cause why the remainder of the Complaint should not be dismissed with prejudice for failure to state a claim upon which relief can be granted. (Doc. #80.) Plaintiffs' response included a motion to amend their Complaint. (Doc. #81.)

I. Background

On August 10, 2007, Plaintiffs filed their Complaint, which identifies four counts: (1) Violation of IDEA; (2) 42 U.S.C. § 1983 — Violation of IDEA and Section 504 of the Rehabilitation Act of 1973, as amended; (3) Violation of Due Process and Denial of Property and Liberty Interests in a Free Public Education; and (4) 42 U.S.C. § 1983, Americans with Disabilities Act (ADA). The Complaint alleges only the following facts:

a. Defendants placed Plaintiffs' autistic son Cody in a cross-categorical program for the 2003-04 school year, and "[t]here was no autism program or qualified teachers who knew anything about the teaching of autistic students in the Prescott Unified School District, but the district provided extra compensatory education services to CP as a result of settlement of due process claims filed against the District." (Doc. #1, ¶ 2.)
b. In the cross-categorical program Cody "made no gains or received any meaningful educational progress." ( Id. at ¶ 3.)
c. The District did not have an acceptable program for 2005 or 2006. ( Id. at ¶ 5.)
d. The District began an autism program in 2006, but the teacher did not have proper certification and submitted false information on her employment application. ( Id.)
e. Plaintiffs "have suffered great financial, emotional, and other distress." ( Id. at ¶ 8.)
f. "There is no administrative remedy available as such would be futile under the facts and circumstances as the Parenteaus are seeking compensation for past failures to educate and admitted violations of IDEA and other obligations under State and Federal law." ( Id.)

(Doc. #1.) On January 31, 2008, Defendants filed their Answer, which identified fortyfive affirmative defenses. (Doc. #13.) Their affirmative defenses include, in part:

a. "Plaintiffs failed to exhaust available administrative remedies prior to filing suit as required by 20 U.S.C. § 1415(1), Section 504 of the Rehabilitation Act and the Americans with Disabilities Act." ( Id. at ¶ 25.)
b. "[R]ecovery of compensatory damages are not available under 42 U.S.C. § 1983 to the extent a claim is premised on a violation of the IDEA." ( Id. at ¶ 43.)
c. "[T]he comprehensive enforcement scheme of the IDEA precludes a 42 U.S.C. § 1983 claim for violation of rights under the IDEA." ( Id. at ¶ 46.)
d. "Plaintiffs do not have a protected property or due process interest that Defendants have violated." ( Id. at ¶ 48.)
e. "Defendants have not failed to protect CP Parenteau from harassment, discrimination or a hostile environment predicated on the student's disability such that Plaintiffs may recover under Section 504 of the Rehabilitation Act or the Americans with Disabilities Act." ( Id. at ¶ 49.)
f. "Defendants have not failed to provide CP Parenteau with education aides and services designed to meet the individual needs of handicapped persons as adequately as the needs of non-handicapped persons such that Plaintiffs may recover under Section 504 of the Rehabilitation Act or the Americans with Disabilities Act." ( Id. at ¶ 50.)
g. "Defendants have not excluded CP Parenteau from participation in, or denied the benefits of, or have subjected CP Parenteau to discrimination as related to education services provided by the District such that Plaintiffs may recover under Section 504 of the Rehabilitation Act or the Americans with Disabilities Act." ( Id. at ¶ 51.)
h. "Defendants have not denied CP Parenteau educational services or benefits solely because of disability such that Plaintiffs may recover under Section 504 of the Rehabilitation Act or the Americans with Disabilities Act." ( Id. at ¶ 52.)
I. "Defendants have not engaged in conduct constituting intentional discrimination or deliberate indifference, thus precluding recovery under Section 504 of the Rehabilitation Act and the Americans with Disabilities Act." ( Id. at ¶ 58.)
j. "Plaintiffs have not suffered any actual harm, thereby subjecting Plaintiffs' claims to dismissal." ( Id. at ¶ 61.)

On February 5, 2008, the Court ordered the parties to "provide initial disclosures at least 21 calendar days before the case management conference in the form required by Federal Rule of Procedure 26(a)(1)." (Doc. #18.) On March 20, 2008, Plaintiffs filed notice that they had served their initial disclosure statement on Defendants. (Doc. #20.)

On April 4, 2008, the parties filed their joint Proposed Rule 26(f) Case Management Report. (Doc. #25.) In Plaintiffs' description of the nature of the case, Plaintiffs described their appeal of the administrative decision regarding their IDEA claim and summarily mentioned "other federal causes of action including 42 U.S.C. § 1983, the Americans with Disabilities Act, 42 U.S.C. § 121361 et seq. [sic] and § 504 of the Rehabilitation Act, 29 U.S.C. § 794." ( Id.) Plaintiffs identified thirteen issues, ten of which relate to their IDEA claim. ( Id.) Plaintiffs stated the final three issues as:

11. Whether any violations of known laws constitute violations of § 1983 in that they involve the Constitution or Statute [sic] of the United States, whose violation has caused damage and harm to Plaintiffs.
12. Whether Defendants have violated Plaintiffs' rights under 42 U.S.C. § 1983 and the ADA.
13. Whether Defendants violated Plaintiffs' due process rights affecting CP's right to an education.

( Id.) Defendants stated they did not anticipate further amendments to the pleadings or addition of parties; Plaintiffs did not say anything. Defendants described what they anticipated as necessary discovery; Plaintiffs did not.

Regarding a request for jury trial, Plaintiffs said only that they had requested a jury trial. Defendants said they requested a jury trial on Plaintiffs' 42 U.S.C. § 1983, ADA, and Section 504 (Rehabilitation Act) claims, but not on Plaintiffs' IDEA claim, which was an administrative appeal that could only be decided by a judge. ( Id.)

On April 11, 2008, the Court held a Rule 16 scheduling conference with the parties' counsel. (Doc. #26.) The Court confirmed that no one contemplated any amended pleadings, and Plaintiffs' counsel agreed. The Court said it would set May 9, 2008, as a deadline for amending pleadings, and there was no objection. The Court questioned counsel regarding anticipated discovery, and Plaintiffs' counsel said there could be a need for some discovery, but it would be limited. The discussion regarding amending pleadings and anticipated discovery did not distinguish between the IDEA claim and the claims to be tried to a jury.

Then the Court asked how the parties anticipated handling the overlap between issues to be decided by judicial review and those to be decided by a jury. Plaintiffs' counsel said the entirety of the underlying disputed facts would be the same for the IDEA issues and the jury issues, only the inquiry would be different. Plaintiffs' counsel did not dispute that the IDEA claim must be decided by a judge, not a jury. The Court questioned both counsel regarding the most efficient way to process the case, whether they anticipated some issues being decided by summary judgment, and whether it would make sense to complete the judicial review of the IDEA claim while developing the rest of the case for summary judgment or jury trial. Plaintiffs' counsel said he liked the notion of addressing the IDEA claim first because it was the dominant part of the lawsuit. The Court said doing so would seem to have benefit if the IDEA claim could be addressed quickly without holding back the other parts of the case and if it would help parties focus on what matters. The Court expressly stated it did not want people to be repeating work at different times. The Court and counsel then discussed and set deadlines related to processing the IDEA claim. The Court indicated it anticipated issuing a decision on the IDEA claim by December 2008, at which point they would need to come back and determine a schedule for processing the remaining claims, if they were not settled. At different times during the scheduling conference, each counsel indicated that the other claims may not remain after the IDEA claim was decided.

On November 18 and 19, 2008, a bench trial was held on Plaintiffs' IDEA claim. On December 11, 2008, the Court made findings of fact and conclusions of law and denied Plaintiffs' appeal under the IDEA. (Doc. #80.) The Court ruled that IDEA's two-year limitation period applied, the administrative law judge correctly determined that exceptions to the limitation period do not apply, and the administrative law judge properly limited Plaintiffs' IDEA claim to events after November 27, 2004. Because the Court found no IDEA violation in 2003-04, applying the two-year limitation period did not affect determination of the IDEA claim.

The Court found, by a preponderance of the evidence, that Cody's IEPs for the 2003-04, 2004-05, and 2005-06 school years were reasonably calculated to provide meaningful educational benefit, and the District did not fail to provide Cody a free appropriate public education as required by the IDEA. ( Id.) Among other things, the Court found that the District used instructional and behavioral methods and strategies to educate Cody that were generally accepted for the education of autistic children and derived from educational theory and research; Cody's 2003, 2004, and 2005 IEP goals and objectives were based upon assessment data, were individualized for Cody's needs, and were calculated to enable Cody to make educational progress; and Cody made meaningful progress toward each of his annual goals and objectives identified in his 2003, 2004, and 2005 IEPs. ( Id.) The Court further found that the District provided Cody with qualified special education teachers, qualified paraprofessionals, a qualified speech/language therapist, and a qualified occupational therapist. The Court also found that the Plaintiffs incurred no out-of-pocket costs for education-related services for Cody from August 2003 through November 2006. ( Id.)

In its December 11, 2008 Order, the Court also explained:

Although the IDEA does not restrict rights and remedies independently available through other sources of law, "where the underlying claim is one of violation of the IDEA, plaintiffs may not use § 1983-or any other federal statute for that matter-in an attempt to evade the limited remedial structure of the IDEA." Diaz-Fonseca v. Puerto Rico, 451 F.3d 13, 29 (1st Cir. 2006). During trial on Count One, Plaintiffs conceded they must withdraw at least one of their claims.
The Complaint does not allege facts beyond the bare minimum to support the IDEA claim, and the Court has determined that the District provided Cody with a free appropriate public education and has not violated the IDEA. The rest of the Complaint does not appear to state a claim upon which relief can be granted on any legal basis. Therefore, the Plaintiffs will be ordered to show cause why the rest of the Complaint should not be dismissed for failure to state a claim.

( Id.) The Court therefore ordered that Plaintiffs show cause why the remainder of the Complaint beyond Count One (Violation of IDEA) should not be dismissed with prejudice for failure to state a claim upon which relief can be granted. ( Id.) On December 24, 2008, Plaintiffs filed their response to the Order and moved for leave to amend their Complaint. (Doc. #81.)

II. Substantive Law

A. Title II of the Americans with Disabilities Act ("ADA")

Title II of the ADA, 42 U.S.C. § 12132, provides that "no qualified individual shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity." In Title II, "qualified individual with a disability" means "an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids or services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity." 42 U.S.C. § 12131(2).

To prove a discrimination claim under § 12132, a plaintiff must show:

(1) he is a "qualified individual with a disability"; (2) he was either excluded from participation in or denied the benefits of a public entity's services, programs or activities, or was otherwise discriminated against by the public entity; and (3) such exclusion, denial of benefits, or discrimination was by reason of his disability.
Weinreich v. Los Angeles County Metro. Transp. Auth., 114 F.3d 976, 978 (9th Cir. 1997).

B. Section 504 of the Rehabilitation Act

Section 504 of the Rehabilitation Act provides in part:

No otherwise qualified individual with a disability in the United States, as defined in section 705(20) of this title, shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance or under any program or activity conducted by any Executive agency or by the United States postal service.
29 U.S.C. § 794(a). For purposes of this section, the term "program or activity" means all the operations of a local educational agency. 29 U.S.C. § 794(b)(2)(B).

United States Department of Education regulations interpreting Section 504 require recipients of federal funds to "provide a free appropriate public education to each qualified handicapped person" and define "provision of an appropriate education" as:

the provision of regular or special education and related aids and services that (I) are designed to meet individual educational needs of handicapped persons as adequately as the needs of nonhandicapped persons are met and (ii) are based upon adherence to procedures that satisfy the requirements of §§ 104.34, 104.35, and 104.36.
34 C.F.R. § 104.33(a), (b)(1). A recipient of federal funds must "place a handicapped person in the regular educational environment [] unless it is demonstrated by the recipient that the education of the person in the regular environment with the use of supplementary aids and services cannot be achieved satisfactorily." 34 C.F.R. § 104.34(a). Further, a recipient must ensure that handicapped persons participate with nonhandicapped persons in nonacademic and extracurricular services and activities, including meals, recess periods, physical recreational athletics, and others, "to the maximum extent appropriate to the needs of the handicapped person in question." 34 C.F.R. § 104.34(b). If a recipient operates a facility that is identifiable as being for handicapped persons, the recipient must "ensure that the facility and the services and activities provided therein are comparable to the other facilities, services, and activities of the recipient." 34 C.F.R. § 104.34(c).

To prove a discrimination claim under Section 504 of the Rehabilitation Act, a plaintiff must show:

(1) he is an "individual with a disability"; (2) he is "otherwise qualified" to receive the benefit; (3) he was denied the benefits of the program solely by reason of his disability; and (4) the program receives federal financial assistance.
Weinreich, 114 F.3d at 978 (footnote omitted). There is no individual liability for damages under Title II of the ADA or § 504 of the Rehabilitation Act. S.W. by J.W. v. Warren, 528 F. Supp. 2d 282, 298 (S.D.N.Y. 2007).

There is no significant difference in the analysis of rights and obligations created by the ADA and § 504 of the Rehabilitation Act. Vinson v. Thomas, 288 F.3d 1145, 1152 n. 7 (9th Cir. 2002); accord McGary v. City of Portland, 386 F.3d 1259, 1269 n. 7 (9th Cir. 2004). Title II of the ADA expressly provides that the remedies, procedures, and rights set forth in 29 U.S.C. § 794(a) shall be the remedies, procedures, and rights Title II provides to any person alleging discrimination on the basis of disability in violation of 42 U.S.C. § 12132.

C. 42 U.S.C. § 1983

Section 1983 provides a remedy for the deprivation of any rights, privileges, or immunities secured by the United States Constitution or a federal statute where the deprivation was committed under color of state law. Smith v. Barton, 914 F.2d 1330, 1333 (9th Cir. 1990). A § 1983 claim based solely on violation of a federal statute, however, does not lie where Congress has foreclosed a § 1983 remedy through a sufficiently comprehensive remedial and enforcement apparatus in the underlying federal statute. Id. at 1333-34. Although the IDEA does not restrict rights and remedies independently available through other sources of law, "where the underlying claim is one of violation of the IDEA, plaintiffs may not use § 1983 — or any other federal statute for that matter — in an attempt to evade the limited remedial structure of the IDEA." Diaz-Fonseca v. Puerto Rico, 451 F.3d 13, 29 (1st Cir. 2006).

III. Order to Show Cause

A. Legal Standard

To avoid dismissal for failure to state a claim upon which relief can be granted, a plaintiff must allege facts sufficient "to raise a right to relief above the speculative level, on the assumption that all the allegations in the complaint are true (even if doubtful in fact)." Bell Atl. Corp. v. Twombly, 127 S. Ct. 1955, 1965 (2007) (citations and footnote omitted). A plaintiff is required to plead "only enough facts to state a claim to relief that is plausible on its face," but "a plaintiff's obligation to provide the `grounds' of his `entitlement to relief' requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Id. at 1964-65, 1974.

B. Plaintiffs' Current Complaint Fails to State a Claim Upon Which Relief Can Be Granted.

In their response to the Court's order to show cause, Plaintiffs state that "other Counts were set forth," but they do not argue that the Complaint alleged facts sufficient to state a claim upon which relief can be granted. They contend only that they should be permitted to amend their Complaint and that it would have been inappropriate for them to seek to amend the Complaint during the period in which the parties focused on their IDEA count. Plaintiffs, therefore, concede that the Complaint fails to state a claim upon which relief can be granted under the ADA, § 504 of the Rehabilitation Act, 42 U.S.C. § 1983, or state or federal constitutional due process provisions.

Moreover, the Complaint, in fact, fails to state a claim upon which relief can be granted. It does not allege discrimination on the basis of disability, exclusion from participation or denial of benefits by reason of disability, or any facts that would support claims of discrimination, exclusion from participation, or denial of benefits by reason of disability. Nor does it allege any injury or damages caused by any violations of the ADA, § 504 of the Rehabilitation Act, 42 U.S.C. § 1983, or state or federal constitutional due process provisions. The Complaint not only fails to allege enough facts to state a claim to relief that is plausible on its face, it fails to allege any material facts. See Twombly, 127 S. Ct. at 1964-65.

IV. Plaintiffs' Motion to Amend the Complaint

A. Legal Standard

Leave to amend should be freely given "when justice so requires." Fed.R.Civ.P. 15(a)(2). "In deciding whether justice requires granting leave to amend, factors to be considered include the presence or absence of undue delay, bad faith, dilatory motive, repeated failure to cure deficiencies by previous amendments, undue prejudice to the opposing party and futility of the proposed amendment." Moore v. Kayport Package Exp., Inc., 885 F.2d 531, 538 (9th Cir. 1989) (citing Foman v. Davis, 371 U.S. 178, 182 (1962)). The district court's discretion to deny leave to amend a complaint is "especially broad" where the plaintiff already has had one or more opportunities to amend his complaint. Ascon Properties, Inc. v. Mobil Oil Co., 866 F.2d 1149, 1161 (9th Cir. 1989). "Leave to amend need not be given if a complaint, as amended, is subject to dismissal." Moore, 885 F.2d at 538.

B. Bifurcation of the IDEA Bench Trial and the Jury Trial Claims Did Not Prevent Plaintiffs from Timely Amending Their Complaint.

Plaintiffs' only argument in support of their motion to amend their Complaint is that it would have been inappropriate for Plaintiffs to seek to amend the Complaint during the time the parties were processing the IDEA claim. Plaintiffs' counsel's recollection of the April 11, 2008 scheduling conference, without the benefit of a certified transcript, is incorrect, however, and the reasoning therefrom is faulty.

First, Plaintiffs had adequate opportunity to amend their Complaint before the April 11, 2008 scheduling conference and notice that they should do so. Defendants' Answer filed January 31, 2008, identified elements of the ADA, § 504 of the Rehabilitation Act, and § 1983 claims that Plaintiffs had failed to allege. But Plaintiffs did not seek leave to amend their Complaint. Then, on March 20, 2008, when Plaintiffs served their initial disclosure statement, they were required to have disclosed all of the documents that they may use to support all of their claims, a computation of each category of damages they claimed, and the documents or other evidentiary material on which each computation is based, including materials bearing on the nature and extent of injuries suffered. See Fed.R.Civ.P. 26(a). Plaintiffs still did not seek leave to amend their Complaint. Then, on April 4, 2008, the parties submitted their jointly proposed scheduling memorandum. If, as Plaintiffs state, they addressed all claims simultaneously in their jointly proposed scheduling memorandum, Plaintiffs should have included a description of their allegations of discrimination and denial of benefits in violation of § 1983, ADA, and § 504 of the Rehabilitation Act if they had such allegations, or any allegations, independent from their IDEA claim. During the April 11, 2008 scheduling conference — before any discussion of bifurcating the IDEA claim and the jury trial claims — Plaintiffs' counsel said they did not contemplate any amended pleadings and needed only limited discovery to supplement the administrative record. Even then, the Court set May 9, 2008, as the deadline to file amended pleadings, and Plaintiffs did not file one.

Second, during the April 11, 2008 scheduling conference, the Court questioned both counsel regarding the most efficient way to process the case and asked whether it made sense to complete judicial review of the IDEA claim expeditiously without delaying other parts of the case. The Court did not suggest an approach different from what the parties wanted. In fact, Plaintiffs' counsel said he liked the notion of addressing the IDEA claim first because it was the dominant part of the lawsuit.

Plaintiffs had ample opportunity to amend their Complaint before May 9, 2008. Their delay is not excused by the plan to try the IDEA claim first, to which Plaintiffs' counsel expressly agreed and which developed after Plaintiffs should have been aware that their Complaint was inadequate.

C. Plaintiffs' Motion to Amend the Complaint Is Futile.

Plaintiffs' proposed First Amended Complaint includes the following general allegations:

a. "Defendant Prescott denied a FAPE [free appropriate public education] to CJP under § 504 in that comparable resources, facilities, and opportunities provided to regular educational students were denied CJP." (Doc. #81-2, ¶ 1.)
b. "Prescott did not have any program for the 2005-06 or 2006-07 school years designed specifically to educate autistic children." ( Id. at ¶ 5.)
c. "Plaintiff CJP did not have a program designed to meet his educational needs comparable to what regular education students were given. There was no systematic curriculum provided designed to focus on his acquisition of primary skills that would allow for building upon acquired skills to progress to acquire more complex educational skills." ( Id. at ¶ 6.)
d. "The programs designed and implemented for CJP were not designed to allow him the benefit of statewide standards available to regular education students and they were based solely upon the convenience and individual preferences of the staff. The program designed for CJP failed to include objective measures of his current levels of academic functioning as were provided to regular education students." ( Id. at ¶ 8.)
e. "CJP attended classes in a special education resource room where CJP was not allowed to receive instruction above a whisper; CJP and his instructional aide(s) had no access to classroom computers; CJP and his instructional aide(s) were not provided access to supplies or instructional items, and [CJP] was routinely forced to be with his aide in the hallway or a converted janitor's closet." ( Id. at ¶ 11.)
f. "Prescott intentionally failed to design and implement an education program for CJP to meet his educational needs. . . . In violation of 34 CFR § 104.33(b)(1), Prescott officials failed to implement and design programs comparable for autistic children to regular education children." ( Id. at ¶ 12.)
g. "In August of 2007, CJP was not permitted to attend school with other children and was denied access to any education for three weeks and was then only allowed limited access at the convenience of the regular education teachers." ( Id. at ¶ 13.)
h. "The District, during the years 2003 through 2008[,] engaged in baseless discriminatory segregation of disabled children, particularly autistic children. School principals during this time were given full authority to and did deny access to comparable facilities and programs to autistic students and segregated them from regular education students." ( Id. at ¶ 15.)
I. "Prescott School District officials intentionally denied and/or were deliberately indifferent to the denial of educational access to CJP." ( Id. at ¶ 16.)

Specifically addressing their claim of violation of § 504 of the Rehabilitation Act, Plaintiffs allege that Cody was denied:

a. "access to recess, lunch, and physical education services at the same time and location, and in the presence of regular education students" ( id. at ¶ 20);
b. "opportunity to participate and have access to the general education curriculum and other benefits" ( id. at ¶ 17);
c. "opportunities to attend school and/or classes afforded same age nonhandicapped students" ( id.);
d. "the benefit of access to a regular education environment" ( id. at ¶ 21); and
e. "access to facilities comparable to non-handicapped students" ( id.).

In addition, Plaintiffs allege that "the class and campus location during 2003-06 was changed several times unilaterally without IEP team meetings or input from parents and special educators." ( Id. at ¶ 21.) Plaintiffs further allege that the District's deliberate indifference was demonstrated by "the grossly overcrowded classrooms to which CJP was assigned with insufficient staffing and resources to all for meaningful educational benefit" and that Cody's "cross-categorical class during this period contained between 15 to 18 students, one certified teacher who was not a specialist in autism and one aide." ( Id. at ¶ 22.) As violations of § 504, Plaintiffs allege the "District failed to provide an education to CJP to meet his educational needs in the same fashion as non-handicapped students, [] failed to adhere to procedures that considered placement or access to a regular education environment with supplementary aides and services," failed "to ensure, absent such access or placement, that the facilities were comparable," and "failed to design an education program designed to allow CJP the opportunity to develop independent living and vocational skills." ( Id. at ¶¶ 23-24.)

To support their claim the District violated "the Due Process clause of the United States and State Constitutions" and denied "property and liberty interests in a free public education," Plaintiffs allege only the following:

26. Defendant Prescott Unified School District has suspended services, denied educational services, and provided services at such an inadequate level as to deprive Plaintiffs the right to due process and an education by changing the placement, location of classes, predetermination of placement, and segregation of handicapped children in violation of his due process and constitutional right to an education[.]

( Id. at ¶ 26.)

The proposed First Amended Complaint includes only one allegation specifically related to the final count, which is titled " 42 U.S.C. § 1983, Americans With Disabilities Act (ADA)." It states: "Defendants' actions as set forth above have also violated Plaintiff's rights under 42 U.S.C. § 1983 and the ADA." ( Id. at ¶ 29.)

1. The Court Lacks Subject Matter Jurisdiction Over Plaintiffs' Proposed Amended ADA, § 504, and Constitutional Claims Because Plaintiffs Have Not Exhausted Their Administrative Remedies.

Federal courts do not have jurisdiction to hear a plaintiff's claim if a plaintiff is required to exhaust administrative remedies and fails to do so. Blanchard v. Morton Sch. Dist., 420 F.3d 918, 920-21 (9th Cir. 2005). Exhaustion of IDEA administrative remedies is required when a plaintiff seeks relief that is also available under the IDEA. Id. at 921; 20 U.S.C. § 1415(1). "[T]he exhaustion requirement embodies the notion that educational agencies, not the courts, ought to have primary responsibility for the educational programs that Congress has charged them to administer." Robb v. Bethel Sch. Dist. #403, 308 F.3d 1047, 1051 (9th Cir. 2002). Further:

The IDEA's exhaustion requirement recognizes the traditionally strong state and local interest in education, allows for the exercise of discretion and educational expertise by state agencies, affords full exploration of technical educational issues, furthers development of a factual record and promotes judicial efficiency by giving state and local agencies the first opportunity to correct shortcomings.
Kutasi v. Las Virgenes Unified Sch. Dist., 494 F.3d 1162, 1167 (9th Cir. 2007).

Plaintiffs cannot avoid the IDEA's exhaustion requirement merely by limiting a prayer for relief to money damages. Robb, 308 F.3d at 1049. "Relief is available under the IDEA when `both the genesis and the manifestations of the problem are educational.'" Blanchard, 420 F.3d at 921. Relief that is "also available" under the IDEA "may not always be relief in the precise form the plaintiff prefers":

Our primary concern in determining whether a plaintiff must use the IDEA's administrative procedures relates to the source and the nature of the alleged injuries for which he or she seeks a remedy, not the specific remedy requested. The dispositive question generally is whether the plaintiff has alleged injuries that could be redressed to any degree by the IDEA's administrative procedures and remedies. If so, exhaustion of those remedies is required. If not, the claim necessarily falls outside the IDEA's scope, and exhaustion is unnecessary. Where the IDEA's ability to remedy a particular injury is unclear, exhaustion should be required to give educational agencies an initial opportunity to ascertain and alleviate the problem.
Robb, 308 F.3d at 1049-50. Moreover, Plaintiffs bear the burden of proving they need not exhaust administrative remedies because IDEA procedures are futile or inadequate. Id. at 1050 n. 2.

Here, the prayer for relief in the proposed First Amended Complaint seeks compensatory damages, punitive and exemplary damages, costs, and attorneys' fees. Plaintiffs claim to have suffered "great financial, emotional, and other damages" without further elaboration. Their injuries alleged in the proposed First Amended Complaint essentially are that, during some undefined periods of time: (a) Cody was denied an educational program comparable to what regular education students were provided; (b) Cody's educational progress was not measured by regular education standards; (c) Cody did not have access to classroom computers; (d) Cody received individual educational services in a hallway, converted janitor's closet, or the back of a special education resource room where the instructor spoke in a whisper to avoid disturbing the instruction of other students; (e) Cody was not permitted to participate in recess, lunch, and physical education services with regular education students; (f) Cody was denied access to facilities comparable to non-handicapped students; and (g) Cody was denied opportunities to attend school and/or classes provided to same age non-handicapped students.

The IDEA's administrative procedures include meetings of an IEP Team, which consists of the student's parents, a special education teacher, a regular education teacher (if appropriate), and a district representative who is knowledgeable about the school district's programs, resources, and regular education curriculum. 20 U.S.C. § 1414(d)(1)(B). The IDEA requires the IEP Team to annually develop an IEP, which is an Individualized Education Program, for each special education student. The IEP must include "a statement of the child's present levels of academic achievement and functional performance"; "a statement of measurable annual goals, including academic and functional goals, designed to . . . enable the child to be involved in and make progress in the general education curriculum"; "a description of how the child's progress . . . will be measured" and when it will be reported; "a statement of the special education and related services and supplementary aids and services, based on peer-reviewed research to the extent practicable, to be provided to the child"; "an explanation of the extent, if any, to which the child will not participate with nondisabled children in the regular class"; "a statement of any individual appropriate accommodations that are necessary to measure the academic achievement and functional performance of the child on State and districtwide assessments"; and "the projected date for the beginning of the services and modifications . . . and the anticipated frequency, location, and duration of those services and modifications." 20 U.S.C. § 1414(d)(1)(A)(I).

The IDEA's remedies include procedures for parents and schools to resolve disputes regarding the provision of educational services to children with disabilities, including opportunity to serve a due process complaint and request an impartial due process hearing. 20 U.S.C. § 1415(f). Under the IDEA, any party aggrieved by the findings and decision rendered in an administrative hearing conducted pursuant to 20 U.S.C. § 1415(f) has the right to bring a civil action for judicial review. 20 U.S.C. § 1415(i)(2)(A).

All of Plaintiffs' alleged injuries could have been redressed to some degree by the IDEA's administrative procedures and remedies. Each year, Plaintiffs participated in IEP Team meetings and gave written consent to Cody's IEP. Plaintiffs met at least annually, and more often upon request, with the IEP Team. They had opportunity to question and dispute whether the services, resources, and facilities provided to Cody were comparable to those provided to regular education students. If Plaintiffs had any concerns regarding Cody's access to classroom computers, the extent of his participation in lunch, recess, or physical education with regular education students, and/or how Cody's educational program, curriculum, and progress compared to that of regular education students, Plaintiffs could have — and should have — raised those concerns at a time when the District could have done something about them that would have made a difference to Cody. See, e.g., Kutasi, 494 F.3d at 1169 (district's alleged refusal to allow disabled student to attend school was "precisely the kind of educational injury that we expect plaintiffs to adjudicate at the administrative stage before seeking relief from a court of law").

Further, Plaintiffs were knowledgeable about the IDEA dispute resolution procedures. In fact, they filed five separate due process hearing requests. And they settled one or more of those due process complaints with the District. As a result, the District provided Cody with additional aides and hired the autism experts Plaintiffs wanted to provide Cody the educational programs Plaintiffs wanted. Plaintiffs indicated that beginning with the 2006-07 school year, they were extremely satisfied with the programs and services the District provided to Cody. Remedies under the IDEA would have been adequate to provide comparable facilities, appropriate curriculum, assessment relative to regular education standards, and participation in lunch, recess, and physical education with regular education students if Plaintiffs had raised any of those issues during IDEA administrative proceedings.

Plaintiffs rely heavily, if not entirely, on Mark H. v. Lemahieu, 513 F.3d 922 (9th Cir. 2008), which provides a thorough discussion of the differences between "free appropriate public education" under the IDEA and § 504 and held that the availability of relief under the IDEA does not limit the availability of a damages remedy under § 504 for failure to provide the free appropriate public education required by § 504 and its implementing regulations. However, Mark H. did not reach the issue of exhaustion because, in that case, the plaintiffs had exhausted the IDEA remedies. Id. at 935.

Although Witte v. Clark County Sch. Dist., 197 F.3d 1271 (9th Cir. 1999), held that a disabled student was not required to exhaust his IDEA administrative remedies before seeking monetary damages under the ADA and § 504, the disabled student in that case alleged injuries that were not educational in nature. In Witte, a student with Tourette's Syndrome, asthma, attention deficit hyperactivity disorder, and emotional problems alleged physical, psychological, and verbal abuse. Id. at 1272-73. He alleged that, although they were aware he was allergic to oatmeal, a teacher and instructional assistant forcibly fed him oatmeal mixed with his own vomit, while holding his hands behind his back. Id. at 1273. He further alleged that when his mother complained, the school principal told his mother that she knew that staff force-fed oatmeal to students as a form of punishment. The student further alleged that the instructional assistant, under the teacher's direction, choked him in an attempt to make the student run faster even though he kept falling down because of deformed feet and legs. Id. He alleged additional multiple forms of physical punishment, physical injuries, and specific emotional abuse for actions related to his disabilities, such as involuntary body movements or tics. Eventually, through the IEP process, the student was transferred to another school within the district, and the student was satisfied with the new placement and services provided. Id. at 1273-74. It can be inferred that the student and his mother gave the school district notice through the IEP process of the physical and emotional abuse inflicted on the student by school employees. In federal court, the student sought only monetary retrospective relief, both compensatory and punitive, because all of the educational issues had been resolved through the IEP process and the IDEA administrative proceedings did not adequately address past physical injuries. Id. at 1275-76. In Witte, unlike here, the ADA and § 504 claims were based on injuries that were not educational in nature, likely were raised during the IDEA administrative proceedings, and were not able to be resolved during the administrative proceedings.

Because, here, all of the alleged violations of the ADA, § 504, and federal and state constitutions are educational in nature — in fact, directly part of or integrated in Cody's IEPs — and could have been redressed by IDEA administrative procedures and remedies, Plaintiffs were required to exhaust their administrative remedies. They did not raise any of the alleged ADA, § 504, or constitutional violations during administrative proceedings where the violations could have been redressed to some degree even if monetary damages could not have been awarded. ( See Administrative Law Decision, doc. #85-2.) Exhaustion of administrative remedies would not have been futile. Therefore, the Court lacks subject matter jurisdiction over Plaintiffs' proposed amended ADA, § 504, and constitutional claims because Plaintiffs have not exhausted their administrative remedies.

2. Plaintiffs' Proposed First Amended Complaint Fails to Allege Injury or Damages Above the Speculative Level.

The proposed First Amended Complaint alleges:

17. As a result of all the above, the Parenteaus have suffered great financial, emotional, and other damages, and as a result thereof have asked this Court to seek relief. There is no administrative remedy available as such would be futile under the facts and circumstances as the Parenteaus are seeking compensation for past failures to educate and admitted violations of IDEA and other obligations under State and Federal law.

(Doc. #81-2, ¶ 17.) During the evidentiary hearing on their IDEA claim, Plaintiffs sought monetary compensation to pay for programs, services, and products to make up for educational services and opportunities that they contended Cody should have, but did not, receive during the 2003-04, 2004-05, and 2005-06 school years. However, Plaintiffs conceded they had not incurred any actual expenses in providing compensatory education for Cody during those years and they were extremely satisfied with what the District has provided following those years. Therefore, allegations of "great financial" damages conflicts with Plaintiffs' previous testimony. Further, the proposed First Amended Complaint does not specify which Plaintiff is alleged to have suffered emotional and "other damages" or how the alleged statutory and constitutional violations caused emotional and "other damages." Moreover, beyond bare accusations of intentional discrimination and deliberate indifference, the proposed First Amended Complaint does not allege facts upon which damages can be awarded.

Because "a formulaic recitation of the elements of a cause of action" is not sufficient to state a claim upon which relief can be granted and the proposed First Amended Complaint does not allege damage or injury "above the speculative level," the proposed First Amended Complaint fails to state a claim upon which relief can be granted. See Bell Atl. Corp. v. Twombly, 127 S. Ct. 1955, 1965 (2007); see also Blanchard v. Morton Sch. Dist., 509 F.3d 934, 938 (9th Cir. 2007) (although parent had standing to bring claims under § 504 of the Rehabilitation Act and title II of the ADA, at least insofar as she was asserting and enforcing rights of her son and incurring expenses for his benefit, her claims were properly dismissed because she was not entitled to the damages she sought).

Therefore, amending the Complaint as Plaintiffs propose would be futile, and the Court will deny Plaintiffs' motion to amend the Complaint.

D. Permitting Plaintiffs to File Their Proposed First Amended Complaint Would Cause Undue Prejudice to Defendants.

Plaintiffs' proposed First Amended Complaint relies entirely on allegations regarding educational programs, resources, curricula, facilities, and opportunities that Defendants allegedly did or did not provide for Cody. Evidence to establish or refute these allegations likely would be provided by the same witnesses and experts who previously were deposed and/or who testified at the trial on the IDEA claim, but they would need to be deposed again to investigate Plaintiffs' new allegations. Defendants would be unduly prejudiced by the additional time and expense required for a second round of discovery and also by receiving first notice of discrimination many years after it allegedly occurred.

E. No Further Leave to Amend Will Be Granted.

Plaintiffs' motion for leave to amend did not request leave to submit another proposed amended complaint if their proposed First Amended Complaint failed to state a claim. Further, the Court has found undue delay, undue prejudice to Defendants, and futility regarding Plaintiffs' proposed First Amended Complaint, which fails to state a claim. Plaintiffs are not entitled to extend this litigation — and impose further unjustified expense on Defendants — while they try to identify new factual allegations for their claims. Moreover, it is unlikely Plaintiffs could allege any violations of the ADA or § 504 of the Rehabilitation Act that are not educational in nature and therefore not barred for failure to exhaust administrative remedies, do not conflict with evidence previously offered by Plaintiffs ( e.g., their satisfaction with services provided by the District to Cody after the 2005-06 school year), and are not barred by the statute of limitations because non-educational claims arising out of events not previously pled (or disclosed) might not relate back to the date the Complaint was filed. See Fed.R.Civ.P. 15(c). Therefore, Plaintiffs would not be entitled to leave to propose another amended complaint even if they had asked for it. See Ascon Properties, Inc. v. Mobil Oil Co., 866 F.2d 1149, 1161 (9th Cir. 1989); Moore v. Kayport Package Exp., Inc., 885 F.2d 531, 538 (9th Cir. 1989).

V. Conclusion

Plaintiffs' Complaint fails to state a claim upon which relief can be granted. Plaintiffs' motion for leave to amend their Complaint is unduly delayed and prejudicial, and granting it would be futile because the proposed First Amended Complaint also fails to state a claim upon which relief can be granted. Therefore, the Motion to Amend Complaint will be denied with prejudice, and this action will be terminated.

IT IS THEREFORE ORDERED that the claims in Plaintiffs' Complaint (doc. #1) that were not directly adjudicated in the order of December 11, 2008 (doc. # 80), are dismissed with prejudice for failure to state a claim upon which relief can be granted.

IT IS FURTHER ORDERED that Plaintiffs' Motion to Amend Complaint (doc. #81) is denied.

IT IS FURTHER ORDERED that the Clerk enter judgment (1) on Count One of the Complaint under the IDEA affirming the Administrative Law Judge Decision dated May 14, 2007, in No. 07C-DP-07019-ADE, and (2) dismissing with prejudice the remaining claims in this action. The Clerk is directed to terminate this action.


Summaries of

Parenteau v. Prescott Unified School District

United States District Court, D. Arizona
Mar 3, 2009
No. CV 07-8072-PCT-NVW (D. Ariz. Mar. 3, 2009)
Case details for

Parenteau v. Prescott Unified School District

Case Details

Full title:Raymond Parenteau and Jolene Parenteau, husband and wife, and Raymond and…

Court:United States District Court, D. Arizona

Date published: Mar 3, 2009

Citations

No. CV 07-8072-PCT-NVW (D. Ariz. Mar. 3, 2009)

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