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Nguyen v. Wells Fargo

United States District Court, Northern District of California
Jan 19, 2023
20-cv-07991-EMC (N.D. Cal. Jan. 19, 2023)

Opinion

20-cv-07991-EMC

01-19-2023

PHUONG T. NGUYEN, et al., Plaintiffs, v. WELLS FARGO, N.A., et al., Defendants.


ORDER GRANTING IN PART AND DENYING IN PART PLAINTIFF'S MOTION FOR RELIEF FROM SANCTIONS

Docket No. 78

EDWARD M. CHEN, UNITED STATES DISTRICT JUDGE

Previously, the Court granted the Wells Fargo Defendants' motion for sanctions against Ms. Nguyen and ordered Ms. Nguyen to pay monetary sanctions in the amount of $1,620. This figure represented the attorney's fees incurred by the Wells Fargo Defendants to discover the fraud and bring the issue to the Court. See Docket No. 77 (order). Currently pending before the Court is Ms. Nguyen's motion for relief from the sanctions order. Having considered the papers submitted, the Court finds the matter suitable for resolution without oral argument. The motion for relief is GRANTED in part and DENIED in part.

In her motion, Ms. Nguyen invokes Federal Rule of Civil Procedure 60(b)(6) in support of her position. That rule provides that a “court may relieve a party . . . from a final judgment, order, or proceeding for . . . (6) any other reason that justifies relief.” Fed.R.Civ.P. 60(b)(6). The Wells Fargo Defendants argue that Rule 60(b)(6) allows for relief only where there are extraordinary circumstances, which are not present here. See, e.g., Harvest v. Castro, 531 F.3d 737, 749 (9th Cir. 2008) (“A party moving for relief under Rule 60(b)(6) ‘must demonstrate both injury and circumstances beyond his control that prevented him from proceeding with the action in a proper fashion.' We have cautioned that this Rule is to be ‘used sparingly as an equitable remedy to prevent manifest injustice and is to be utilized only where extraordinary circumstances prevented a party from taking timely action to prevent or correct an erroneous judgment.'”).

The Court largely agrees. For example, Ms. Nguyen argues that the sanctions order in favor of the Wells Fargo Defendants was improper because (1) it was the federal government, and not the Wells Fargo Defendants, that asked to relate Nguyen I and Nguyen II, and thus (2) Nguyen DDS's opposition to relation could had no impact, and in fact had no impact, on the Wells Fargo Defendants. This argument lacks merit. Simply because it was the federal government that moved to relate does not mean that the Wells Fargo Defendants had no interest in whether the cases would be related. The Court credits the Wells Fargo Defendants' representation that they did in fact have an interest in having the cases related and believed that they should be related because the relation requirement had clearly been met - i.e., Nguyen I and Nguyen II are effectively the same case as both are based on the same state court case.

Ms. Nguyen also argues that the Wells Fargo Defendants should not be entitled to any monetary award because they failed to meet and confer with her about the Nguyen DDS opposition brief. But the Wells Fargo Defendants did not have an obligation to meet and confer with her, and, in any event, once Wells Fargo moved for sanctions, Ms. Nguyen could have promptly withdrawn the Nguyen DDS opposition brief rather than trying to defend it.

Ms. Nguyen's final argument is that the sanctions award should be vacated because she cannot afford it. According to Ms. Nguyen, she lost her dental business and, at some unidentified point, she broke her hand (allegedly after she fainted and fell based on mental anguish she suffered as a result of Defendants' alleged wrongdoing) such that she can only work part time. The Wells Fargo Defendants correctly note that Ms. Nguyen could have argued in her opposition to the motion for sanctions that she was financially unable to pay for a monetary sanctions award. She did not do so. Nonetheless, in the interests of justice, the Court will reduce the amount of the award to $800.00.

Accordingly, for the reasons stated above, Ms. Nguyen's motion for relief is granted in part and denied in part.

This order disposes of Docket No. 78.

IT IS SO ORDERED.


Summaries of

Nguyen v. Wells Fargo

United States District Court, Northern District of California
Jan 19, 2023
20-cv-07991-EMC (N.D. Cal. Jan. 19, 2023)
Case details for

Nguyen v. Wells Fargo

Case Details

Full title:PHUONG T. NGUYEN, et al., Plaintiffs, v. WELLS FARGO, N.A., et al.…

Court:United States District Court, Northern District of California

Date published: Jan 19, 2023

Citations

20-cv-07991-EMC (N.D. Cal. Jan. 19, 2023)