Summary
permitting plaintiff to substitute individual for nonexistent corporation under which individual was doing business
Summary of this case from Coldwell Banker Manning Realty, Inc. v. Cushman & Wakefield of Conn., Inc.Opinion
The presence of the conditions necessary for the application of the doctrine of res ipsa loquitur does not shift the burden of proof to the defendant or even compel an inference of negligence. When the case goes to the jury the doctrine as such has no further application, but the facts upon which the application depends remain in the case to be considered alone or with other proven facts as a basis for an inference of negligence. The plaintiff was injured by an electric light globe falling on her head from a standard in front of premises owned by the defendant, the apparatus being under the complete control of the latter. The court, after charging that the doctrine of res ipsa loquitur was applicable only where certain conditions existed, stated that the plaintiff had established a prima facie case if she had shown that she was injured by the falling of the globe without fault of hers; that in such case there was a presumption or inference that the accident was caused by the negligence of the defendant and the duty was on the defendant then to show that the accident did not happen through the defendant's negligence; and that if the jury were satisfied that the plaintiff was injured in the manner she claimed, and the evidence was not sufficiently strong to rebut the presumption that the defendant was negligent under the doctrine of res ipsa loquitur, the verdict should be for the plaintiff. Held that the charge was calculated to give the jury the impression that the doctrine itself had evidential force, and also that the burden of proof was thereby imposed upon the defendant, and for both reasons it was erroneous. The writ was directed against the J corporation and the action was tried by both parties against it as the owner of the premises and the electric light standard. After verdict and before judgment, the plaintiff moved to substitute J individually and as executor of A. J., they having been copartners and the latter having died after the action was brought. The defendant's attorney then filed a representation that there was no such corporation as the defendant and moved that judgment be arrested. It was found that counsel for the defendant actually represented an insurance company under whose policy the partners were indemnified against loss by reason of negligence in the maintenance of the premises. The court granted the motions to amend, denied the defendant's motion and rendered judgment against J individually and as executor. Held:
1. That the situation was one where the parties who should have been sued really appeared and defended, although ostensibly another party was named, and the court committed no error in allowing an amendment naming the real parties. 2. That the court was not justified in rendering the judgment which was entered, as no amendment was filed and the granting of the motion did not in itself constitute an amendment, and if A. J. had died after the action was brought, his executor should have been made a party by writ of scire facias. 3. That before further proceedings are had, these steps should be taken by the plaintiff.
Argued October 11th, 1933
Decided December 8th, 1933.
ACTION to recover damages for personal injuries, alleged to have been caused by the negligence of the defendants, brought to the Court of Common Pleas for the Judicial District of Waterbury and tried to the jury before McNiff, Deputy Judge; verdict for the plaintiff, after which the plaintiff moved to amend the writ by changing the parties defendant, and the defendants filed a motion in arrest of judgment; the court granted the plaintiff's motion, denied the defendants', and rendered judgment upon the verdict, from which the defendants appealed. Error and new trial ordered.
Theodore V. Meyer, with whom, on the brief, was Michael J. Galullo, for the appellants (defendants).
Michael V. Blansfield, with whom, on the brief, was Herman B. Engelman, for the appellee (plaintiff).
In her complaint, the plaintiff alleged that while walking on Bank Street in Waterbury in front of the premises owned by the defendant, a large electric light globe fell from the top of a standard on which it was supported, striking her upon the head and injuring her. She alleged that the apparatus was under the complete control of and owned by the defendant; and that it was negligent in failing to securely fasten the globe or in allowing the fastening to become defective or out of repair whereby it became loose or fell away from the standard. At the trial to the jury, she claimed to have proved from her evidence that the electric light standard in front of the store, owned and maintained by the defendant, was about fourteen feet in height, on top of which was a large globe of glass fifteen inches high, weighing seven or eight pounds, and beneath it four smaller ones supported by brackets; that as she was walking upon the street, the large globe fell from the top and struck her; that it was caused to fall by some defective condition not disclosed coupled with a moderate gust of wind; and that the entire apparatus was under the complete charge of the defendant. The defendant offered no witnesses as to the cause of the accident but claimed to have developed on cross-examination of the plaintiff's witnesses that the standard was located on the curb of the sidewalk; that the globe on top sets into a frame with four screws to tighten it, and when an automobile backs up and shakes the standard it leaves the socket where it is and throws the top off; that on various occasions automobiles had backed against the standard; that on the day of the accident it was extremely windy; that after the globe fell, the screws which had been holding it on the standard were still on the socket tightened thereto; that when the globe was placed upon the standard each screw was tightly fastened and after the globe fell off the bottom part of the glass was still in the socket, and it was not the giving away of the screws or the manner in which the globe was installed that caused it to fall.
In this situation, as to the claims of the parties the court instructed the jury with reference to the doctrine of res ipsa loquitur. After stating that the doctrine was applicable only where the conditions, as set forth in Stebel v. Connecticut Co., 90 Conn. 24, 26, 96 A. 171, existed, which were enumerated as stated in that case, the court went on to say: "So that in this case I charge you that the plaintiff has established a prima facie case against the defendant, if she has shown that she was injured by the falling of the electric light globe without fault of hers, on her part. In such a case there is a presumption or inference that the accident was caused by the negligence of the defendant, and the duty is upon the defendant then to show that the accident did not happen through the defendant's negligence. . . . So, as I have said, if you are satisfied that the plaintiff was injured in the manner she claims, and any evidence you have heard is not sufficiently strong to rebut the presumption that the defendant was negligent under the doctrine of res ipsa loquitur, your verdict should be for the plaintiff."
The appellant assigns error in this instruction as inadequately stating the doctrine in view of the claims of the parties, and especially as relating to the burden of proof. In Ruerat v. Stevens, 113 Conn. 333, 337, 155 A. 219, we stated: "The doctrine is ordinarily relied upon in cases of accidents resulting from defective machines, vehicles or apparatus, where the evidence as to the true cause of the accident is accessible to the defendant but not to the plaintiff. It does not change the burden of proof, but its application satisfies the plaintiff's duty of producing evidence sufficient to go to the jury. The distinctive function of the rule is to permit an inference of negligence from proof of the injury and the physical agency inflicting it, without proof of facts pointing to the responsible human cause. If the proof includes facts tending to show negligence, the doctrine becomes simply a specific application of the general principle that negligence can be proven by circumstantial evidence."
If, upon the evidence, reasonable men might disagree as to whether or not the conditions upon which the application of the doctrine depends were present in the case, it must be submitted to the jury. If the jury finds that those conditions do exist, and no further relevant facts are proven, they may draw from them an inference of negligence upon the part of the defendant if they deem it reasonable, but are not compelled to do so. Whether or not they find that the conditions do exist, if, upon all the evidence, they find proven a definite cause or causes of the accident, it is then for them to determine whether, in view of such cause or causes, the defendant was negligent and the doctrine has no application. If they find that the conditions do exist but no definite cause or causes of the accident are proven, it is for them to determine whether, in view of the circumstances of the accident including those involved in the application of the doctrine and all the relevant facts, it is more probable than not that the injury was due to the negligence of the defendant. The presence of the conditions necessary for the application of the doctrine does not shift the burden of proof to the defendant or even compel an inference of negligence. When the case goes to the jury, the doctrine as such has no further application, but the facts upon which that application depends remain in the case to be considered alone or with other proven facts as a basis for an inference of negligence. Burns v. Reardon, 117 Conn. 679, 168 A. 878; Firszt v. Capitol Park Realty Co., 98 Conn. 627, 641, 120 A. 300; Ruerat v. Stevens, 113 Conn. 333, 336, 155 A. 219; Vincent v. Mutual Reserve Fund Life Asso., 77 Conn. 281, 290, 58 A. 963; State v. Smith, 65 Conn. 283, 285, 31 A. 206. We think the instructions of the court were calculated to give the jury the impression that the doctrine itself had evidential force and also that the burden of proof was thereby imposed upon the defendant. For both reasons, the instructions were erroneous.
The writ in this case was directed against "J. Johnson Sons, Incorporated, a corporation duly organized under the laws of the State of Connecticut, and having an office and principal place of business in the City of Waterbury." The complaint alleged that the defendant owned the electric light standard and globe and maintained them to light the highway in front of its premises, that it had complete control of them, and that the injury was due to its negligence. An appearance was entered for the defendant and an answer filed which admitted the allegation as to the ownership and maintenance by the defendant of the light standards and globes in front of its property. After the case had gone to trial and the verdict had been rendered but before judgment was entered, the plaintiff moved to amend the writ by striking out the words quoted and substituting therefor the following: "Joseph C. Johnson, New Haven, Connecticut, and Joseph C. Johnson as executor of the estate of Albert J. Johnson, formerly of said town of New Haven, they having been co-partners in trade with an office and place of business at [the premises in question], doing business as J. Johnson Sons, up to September, 1932, when the said Albert J. Johnson died and Joseph C. Johnson was appointed executor of his estate and has qualified as such." The next day the attorneys who had appeared for the defendant filed a written representation to the court to the effect that there was no such corporation as J. Johnson Sons, Incorporated, and they prayed that judgment be arrested. Later, the plaintiff again moved to amend the writ by substituting for the words quoted from it as it originally stood, the following: "Joseph C. Johnson, of New Haven, Connecticut, and Albert J. Johnson, of New Haven, Connecticut, the said Joseph C. Johnson and Albert J. Johnson being co-partners in trade doing business under the name of J. Johnson Sons" at the premises in question. The trial court denied the motion of counsel praying that the judgment be arrested and granted both motions to amend. Thereafter, judgment was entered against Joseph C. Johnson individually and Joseph C. Johnson as executor of the estate of Albert J. Johnson.
It is obvious from the complaint that the plaintiff intended to bring her action against the owners of the premises in front of which the light standard stood and who were maintaining and controlling it. This the counsel who filed the answer for the defendant must have understood and they could not escape the imputation of knowledge that the premises were occupied, not by a corporation known as J. Johnson Sons, Incorporated, but by a copartnership doing business under the name of J. Johnson Sons. Nevertheless they proceeded with the action, conducted the trial, and raised no objection to the misnomer of parties until after the verdict was rendered. It is found by the trial court that counsel for the defendant actually represented an insurance company under whose policy the partners were indemnified against loss by reason of negligence in the maintenance of the premises. Had the plaintiff seen fit to bring its action against the partnership, it might have sued them under the partnership name, "J. Johnson Sons," without inserting the names of the partners. General Statutes, § 5526. An amendment to the writ which struck out the word "Incorporated" and the description of the corporation would have accomplished the same result as the amendment offered. Under the circumstances, the situation is one where the parties who should have been sued really appeared and defended, although ostensibly another party was named, and the trial court committed no error in permitting an amendment naming the real parties. World Fire Marine Ins. Co. v. Alliance Sandblasting Co., 105 Conn. 640, 642, 136 A. 681; Boehmke v. Northern Ohio Traction Co., 88 Ohio St. 156, 163, 102 N.E. 700.
The mere granting by the trial court of a proper motion to amend was not, however, effectual to justify the judgment which was entered. In the first place, no amendment of the writ was filed and the granting of a motion to amend does not in itself constitute an amendment. In the second place, if we assume the truth of the allegations of the first motion to amend, that Albert J. Johnson died in September, 1932, which was after the action was brought, his executor should have been made a party by writ of scire facias. General Statutes, § 6030; Craig v. Wagner, 88 Conn. 100, 103, 89 A. 916. Before further proceedings are had in the case, the plaintiff should file an amendment to the writ making the necessary change in the designation of the parties defendant. As this amendment would relate back to the beginning of the action, the defendants should be described as Joseph C. Johnson and Albert J. Johnson doing business as copartners under the name of J. Johnson Sons. The plaintiff may then, if in fact Albert J. Johnson died after the action was brought, make the executor of his estate a party by writ of scire facias.