Opinion
No. 05-09-00182-CR
Opinion Filed April 14, 2010. DO NOT PUBLISH. Tex. R. App. P. 47
On Appeal from the Criminal District Court No. 6, Dallas County, Texas, Trial Court Cause No. F07-59841-WX.
Before Justices MOSELEY, BRIDGES, and FILLMORE.
OPINION
A jury convicted appellant Jose Manuel Morales of murder and sentenced him to twenty-five years' incarceration. In four issues pertaining to the guilt/innocence phase of the trial, appellant asserts the evidence is factually insufficient to support the conviction; the trial court erred by failing to grant a mistrial after the prosecutor commented on appellant's failure to testify; and the jury charge improperly instructed the jury on the duty to retreat and failed to instruct the jury that appellant's belief deadly force was immediately necessary was presumed to be reasonable under certain circumstances. We resolve these issues against appellant. Appellant also complains in two issues that the instruction on sudden passion in the punishment phase charge did not require the jury to render a unanimous verdict and trial counsel was ineffective by failing to object to the improper instruction. The State agrees the instruction was improper but argues there was no egregious harm. Because we conclude the error caused egregious harm, we resolve appellant's fifth issue in his favor, reverse the trial court's judgment as to punishment, and remand the case for a new punishment hearing.
Background
We limit our recitation of the evidence to that necessary to address appellants's complaints on appeal.
Sufficiency of the Evidence
The trial court instructed the jury that the use of deadly force by appellant could be justified if used in the defense of a third person. In his first issue, appellant argues the evidence is factually insufficient to support the jury's implied finding against this justification defense. When conducting a factual sufficiency review of the evidence supporting the jury's rejection of a defense, we view all of the evidence in a neutral light. Lancon v. State, 253 S.W.3d 699, 705 (Tex. Crim. App. 2008); Zuliani v. State, 97 S.W.3d 589, 595 (Tex. Crim. App. 2003). A defendant has the burden to produce some evidence to support his justification defense. Zuliani, 97 S.W.3d at 594. Once the defense is raised, the State bears the burden of persuasion in disproving the defense. Id. This burden of persuasion does not require the State to affirmatively produce evidence refuting the claimed defense; rather the State is required only to prove its case beyond a reasonable doubt. Id. When the jury determines the defendant is guilty, there is an implicit finding against the defensive theory. Id. The evidence is factually insufficient to support the rejection of a defense (1) if the State's evidence, considered alone, is too weak to support the finding, or (2) when the proof of guilt, although adequate if taken alone, is against the great weight and preponderance of the evidence. Id. at 595. In a factual sufficiency review, we are permitted to substitute our judgment for the fact finder's when considering credibility and weight determinations, but only to a "very limited degree." Marshall v. State, 210 S.W.3d 618, 625 (Tex. Crim. App. 2006). Unless the record clearly reveals a different result is appropriate, we must defer to the fact finder's determination concerning what weight to give contradictory testimony. Lancon, 253 S.W.3d at 705, 706; Marshall, 210 S.W.3d at 625. To justify the use of deadly force to protect another, an actor must show that he reasonably believed (1) the third person would be justified in using deadly force to protect himself against another's use or attempted use of unlawful deadly force, and (2) his intervention was immediately necessary to protect the third person. Tex. Penal Code §§ 9 .31(a), 9.32(a) (Vernon Supp. 2009), § 9.33 (Vernon 2003); Hughes v. State, 719 S.W.2d 560, 564 (Tex. Crim. App. 1986); Kennedy v. State, 193 S.W.3d 645, 653 (Tex. App.-Fort Worth 2006, pet. ref'd). However, a defendant does not have to prove that the other person was actually using or attempting to use unlawful deadly force; he is justified in using force to defend against danger as he reasonably apprehends it. Hamel v. State, 916 S.W.2d 491, 493 (Tex. Crim. App. 1996). A person claiming defense of a third person stands in the shoes of the third person. Hughes, 719 S.W.2d at 564. Thus, the use of force to protect a third person is justified in any situation in which the third person would apparently be justified in using force to protect himself. Id. In this case, Celis testified Juan had escaped from Lopez prior to the shooting and, when appellant shot Lopez, Lopez was lying on the ground. Garcia testified Lopez was on the ground being hit and kicked by a number of people, including Juan, when appellant shot Lopez. Ortiz testified Lopez was hitting Juan with a red pipe and would have killed Juan if appellant had not helped Juan. However, Ortiz did not see the shooting and does not know if Lopez still had the pipe when appellant shot him. Soria testified Lopez was hitting Juan with a pipe, but admitted she did not tell the police about it. Brenda testified Lopez was beating Juan violently with a shiny stick and Lopez was shot because it was the only way to get him to stop. Brenda did not tell the police what she had seen. Palmer testified Juan had no visible injuries the day after the fight. There was considerable variation in the testimony about Juan's and Lopez's conduct during the fight and about what they were doing at the time of the shooting. The resolution of this conflict required a determination by the jury of the credibility of the witnesses. We are bound to defer to the jury's determination. Lancon, 253 S.W.3d at 706. Applying the appropriate standard of review, we conclude the evidence is factually sufficient to support the jury's rejection of appellant's justification defense. We overrule appellant's first issue.Comment on Failure to Testify
In his fourth issue, appellant asserts the trial court erred by denying his motion for mistrial after the prosecutor commented on appellant's failure to testify. We review a trial court's decision to deny a motion for mistrial for an abuse of discretion. Archie v. State, 221 S.W.3d 695, 699 (Tex. Crim. App. 2007); Hawkins v. State, 135 S.W.3d 72, 77 (Tex. Crim. App. 2004). We must uphold the trial court's ruling if it was within the zone of reasonable disagreement. Archie, 221 S.W.3d at 699. "Only in extreme circumstances, where the prejudice is incurable, will a mistrial be required." Hawkins, 135 S.W.3d at 77. An instruction to disregard will generally cure any harm from an improper jury argument. Id. at 77, 84. In determining whether improper jury argument warrants a mistrial, we balance (1) the severity of the misconduct or the magnitude of the prejudicial effect; (2) the measure adopted to cure the misconduct; and (3) the certainty of conviction absent the misconduct. Archie, 221 S.W.3d at 699; Ramon v. State, 159 S.W.3d 927, 929 (Tex. Crim. App. 2004). During closing arguments in the guilt/innocence phase of the trial, the prosecutor argued:So clearly, you have the evidence that he shot Emil Lopez three times in the back, no question.
Now, the only question was was it justified. Was it justified? From his viewpoint, you know, this charge is erroneous, but at the end of the day, when [sic] it really comes down to is, from his viewpoint, was he entitled to defend his brother. That's what we're talking about here, isn't it? That's what we're talking about. From his viewpoint.
Recalling the evidence that was submitted during the trial, from his viewpoint, does the evidence support that he should get self-defense.Appellant did not object to this argument, and the prosecutor continued:
When you are recalling all of the witnesses, all the witnesses that Mr. Garza called, all the witnesses that they brought, and you're trying to apply it to this charge, I want you to ask yourself, what evidence did we have about his viewpoint? What evidence did we have about his viewpoint?
The trial court sustained appellant's counsel's general objection to the argument and instructed the jury to disregard "the last portion of the State's argument." After an off-the-record discussion, the trial court denied appellant's motion for mistrial. The prosecutor then continued to argue:
Ladies and gentlemen, again, when you are calling witness after witness — all I'm asking you is what credible — the only three people you heard that actually say they saw the shooting — remember, you got to put yourself in the position of this defendant prior to firing.
What evidence was there presented in this case that led you to believe that it was immediately necessary for him to fire three times into the complainant's back at the time he did it? What evidence have you heard? What evidence was presented?
You got three witnesses, that was it, that say they actually saw the shooting. You got Ms. Morales [sic], who clearly told you that Juan Morales was nowhere near — remember Ms. Morales [sic] said that he was on the ground, they kicked him, they knocked him off, and then he was trying to get up and the defendant shoots him. From that viewpoint, what did you hear? That it was immediately necessary to shoot him? No.
Then you heard from Rosio. Rosio specifically told you that Juan Morales was nowhere near Mr. Lopez at the time this defendant shot him three times in the back. What evidence have you heard? What has been presented? Absolutely nothing that would support, from his viewpoint — from his viewpoint — that it was immediately necessary to shoot this man like a dog. You heard nothing, absolutely nothing that would support self-defense. That's the issue here.Appellant did not object to this argument. Even if the prosecutor's argument was improper, we conclude any error was harmless. The trial court immediately instructed the jury to disregard the comment. See Hawkins, 135 S.W.3d at 77, 84. Further, without objection, the prosecutor argued both before and after the complained-of statement that appellant had presented no evidence that from his viewpoint it was necessary to shoot Lopez to protect Juan. "Where the same evidence or argument is presented elsewhere during the trial without objection, no reversible error exists." McFarland v. State, 845 S.W.2d 824, 840 (Tex. Crim. App. 1992), reversed on other grounds, Bingham v. State, 915 S.W.2d 9 (Tex. Crim. App. 1994); see also Greenwood v. State, 740 S.W.2d 857, 860 (Tex. App.-Dallas 1987, no pet.). We overrule appellant's fourth issue.
Charge Error
In his second, third, and sixth issues, appellant argues the trial court erred by instructing the jury on a duty to retreat, by not instructing the jury that appellant's belief deadly force was necessary was presumed reasonable under certain circumstances, and by not requiring the jury to unanimously determine that appellant did not act under sudden passion. Our first duty in analyzing a jury-charge issue is to decide whether error exists. Sakil v. State, 287 S.W.3d 23, 25 (Tex. Crim. App. 2009). If error exists and if the defendant objected to the error at trial, we must reverse if there is some harm to the defendant from the error. Id. at 25-26; Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1985) (op. on reh'g). If, however, the defendant did not object to the error at trial, we reverse only if the error is so egregious and created such harm that the defendant was denied a fair and impartial trial. Sakil, 287 S.W.3d. at 26; Almanza, 686 S.W.2d at 171.A. Duty to Retreat
The trial court instructed the jury: Therefore, a person may act against another in defense of a third person, provided he acted upon a reasonable apprehension of danger to such third person, as it appeared to him from his standpoint at the time, and that he reasonably believed such deadly force by his intervention on behalf of such third person was immediately necessary to protect such person from another's use or attempted use of unlawful deadly force, and provided it reasonably appeared to such person, as seen from his viewpoint alone, that a person in the situation of the person being defended would not have had a duty to retreat. A person who has a right to be present at the location where the force is used, who has not provoked the person against whom the force is used, and who is not engaged in criminal activity at the time the force is used is not required to retreat before using force as described herein. In his second issue, appellant asserts the legislature deleted the duty to retreat from the penal code and, therefore, the trial court erred by instructing the jury on the duty to retreat. Prior to September 1, 2007, section 9.32 of the penal code provided the use of deadly force was justified only "if a reasonable person in the actor's situation would not have retreated." See Act of May 16, 1995, 74th Leg., R.S., ch. 235, § 1, 1995 Tex. Gen. Laws, 2141, 2141-42 (amended 2007) (current version at Tex. Penal Code Ann. § 9.32 (Vernon Supp. 2009)). Effective September 1 2007, the legislature deleted the requirement that a reasonable person in the actor's situation would not have retreated. However, the legislature also added to both sections 9.31 and 9.32 of the penal code the provision that "[a] person who has a right to be present at the location where the deadly force is used, who has not provoked the person against whom the deadly force is used, and who is not engaged in criminal activity at the time the deadly force is used is not required to retreat before using deadly force as required by this section." Tex. Penal Code Ann. §§ 9.31(e); 9.32(c). A jury charge that tracks the language of the relevant statute is sufficient and, therefore, not erroneous. Casey v. State, 215 S.W.3d 870, 886-87 (Tex. Crim. App. 2007) (trial court did not err by including word "victim" in charge because charge "set forth the law applicable to the case by tracking the language of the statute"); Martinez v. State, 924 S.W.2d 693, 699 (Tex. Crim. App. 1996) (instruction that tracks statutory language "as it is set out by the Texas Legislature will not be deemed error on the part of a trial judge"); Riddle v. State, 888 S.W.2d 1, 8 (Tex. Crim. App. 1994) ("A jury charge which tracks the language of a particular statute is a proper charge on the statutory issue."). Here, the language of the charge states the penal code's language regarding when a person does not have a duty to retreat almost verbatim. See Tex. Penal Code Ann. §§ 9.31(e), 9.32(c). Therefore, there was no error in the charge, See Casey, 215 S.W.3d at 887; Martinez, 924 S.W.3d at 699; Riddle, 888 S.W.2d at 8. We overrule appellant's second issue.B. Presumption of Reasonableness
In his third issue, appellant contends the trial court erred by not sua sponte instructing the jury that appellant's use of deadly force is presumed reasonable under certain circumstances. A trial court "has an absolute sua sponte duty to prepare a jury charge that accurately sets out the law applicable to the specific offense charged." Delgado v. State, 235 S.W.3d 244, 249 (Tex. Crim. App. 2007). A trial court generally has no duty to sua sponte include in the jury charge an instruction on a defensive issue. See Bennett v. State, 235 S.W.3d 241, 243 (Tex. Crim. App. 2007) ("Defensive instructions must be requested in order to be considered applicable law of the case requiring submission to the jury."). However, when a rule or statute requires an instruction under the particular circumstance, that instruction is law applicable to the case, and the trial court must include the required instruction, even if it is not requested. Oursbourn v. State, 259 S.W.3d 159, 180 (Tex. Crim. App. 2008). In 2007, the legislature amended sections 9.31 and 9.32 of the penal code to include the presumption the actor's belief deadly force was immediately necessary is reasonable if the actor:(1) knew or had reason to believe that the person against whom the force was used:
(A) unlawfully and with force entered, or was attempting to enter unlawfully and with force, the actor's occupied habitation, vehicle, or place of business or employment;
(B) unlawfully and with force removed, or was attempting to remove unlawfully and with force, the actor from the actor's habitation, vehicle, or place of business or employment; or
(C) was committing or attempting to commit aggravated kidnapping, murder, sexual assault, aggravated sexual assault, robbery, or aggravated robbery;
(2) did not provoke the person against whom the force was used; and
(3) was not otherwise engaged in criminal activity, other than a Class C misdemeanor that is a violation of a law or ordinance regulating traffic at the time the force was used.Tex. Penal Code Ann. §§ 9.31(a); 9.32(b). Although appellant did not request the trial court include an instruction in the charge on this presumption, he asserts section 2.05(b)(1) of the penal code required the trial court to sua sponte include the instruction in the charge. Because appellant claimed he was defending Juan, he stands in Juan's shoes for purposes of the presumption. See Hughes, 719 S.W.2d at 564. Therefore, appellant was not entitled to an instruction that his use of deadly force was presumed reasonable unless there was sufficient evidence that Juan was entitled to the presumption. Juan would not be entitled to the presumption if he was engaged in criminal activity, other than a Class C misdemeanor violation of a traffic law, at the time appellant used the deadly force. Pursuant to section 42.02 of the penal code, a person commits a criminal offense if he knowingly participates in a riot. Tex. Penal Code Ann. § 42.02(b) (Vernon 2003). A riot includes an assemblage of seven or more persons resulting in conduct that creates an immediate danger of damage to property or injury to persons. Id. § 42.02(a)(1). The offense is at least a Class B misdemeanor. Id. § 42.02(e)-(f). Appellant argues the evidence established only that Juan was at the scene and defending himself against an unlawful attack and that even if Juan has been engaged in rioting prior to the shooting, he was not engaged at the time appellant used the deadly force. However, the evidence was undisputed that more than seven persons, including Juan, were involved in the fight. Further, it was undisputed that some participants in the fight were using weapons. Celis testified without contradiction that the fighters were throwing rocks at his apartment. Also without contradiction, Ortiz testified Perez threw a bat that hit her sign, and Brenda testified a "piece of metal" almost hit her mother. Perez testified he was hit with a bat and that he tried to hit other fighters with a bat. The evidence was undisputed the conduct of the participants in the riot, including Juan, created an immediate danger of damage to property or injury to persons. Because there was insufficient evidence to establish Juan was entitled to the presumption that the use of deadly force was reasonable, appellant was not entitled to an instruction on the presumption. Therefore, an instruction on the presumption was not law applicable to the case, and the trial court did not err by failing to include the presumption in the jury charge. See Tolbert v. State, PD-0265-09, 2010 WL 935377, at *4 (Tex. Crim. App. Mar. 17, 2010). We overrule appellant's third issue.