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MERRILL LYNCH v. ENC CORP

United States Court of Appeals, Ninth Circuit
Nov 3, 2006
467 F.3d 1205 (9th Cir. 2006)

Opinion

Nos. 04-16401, 04-16503, 04-16538.

November 3, 2006.

Jeffrey S. Portnoy, Esq., Cades, Schutte, Fleming Wright, Honolulu, HI, for Plaintiff-Appellee.

Andrew V. Beaman, Esq., New York, NY, Chun, Kerr, Dodd, Beaman Wong, William C. McCorriston, Esq., McCorriston Miller Mukai Mackinnon LLP, Attorney at Law, Honolulu, HI, Terry R. Grimm, Winston Strawn LLP, Chicago, IL, for Defendants.

A. Robert Pietrzak, Esq., Sidley Austin Brown Wood LLP, New York, NY, for Defendant/Plaintiff-Appellee.

Barry A. Smith, Buchalter Nemer Fields Younger, Daniel C. Cathcart, Esq., Magana, Cathcart McCarthy, Los Angeles, CA, Carol A. Eblen, Esq., Honolulu, HI, for Defendant/Defendant-Appellant.

Robert A. Swift, Esq., Kohn Swift Graf, PC, Philadelphia, PA, for Defendant-Appellee.

Stephen V. Bomse, Esq., Heller Ehrman LLP, San Francisco, CA, Matthew J. Viola, Esq., Law Office of Matthew J. Viola, Alexander T. MacLaren, Esq., Ward D. Jones, Esq., Bervar Jones, Honolulu, HI, Richard Cashman, Heller Ehrmann LLP, New York, NY, for Defendant-Appellant.

Before JOHN T. NOONAN, SIDNEY R. THOMAS, Circuit Judges, and JAMES L. ROBART, District Judge.

The Honorable James L. Robart, United States District Judge for the Western District of Washington, sitting by designation.


ORDER

The panel has voted to deny the petitions for rehearing. Judge Thomas has voted to deny the petitions for rehearing en banc and to deny any further petitions, and Judge Noonan and Judge Robart so recommend.

Petitioners' fears of res judicata are baseless.

The Republic's claims of prejudice under Rule 19(b) are without merit, because its suit to recover the Arelma assets in the Philippines is a forfeiture action, one which a unanimous en banc Philippine Supreme Court has "categorically declared" is in rem. Rep. of the Phil. v. Sandiganbayan, (Nov. 18, 2003). The Republic has no jurisdiction over the rem, which is in the United States, and any judgment made without proper jurisdiction is unenforceable in the United States. Restatement (Third) of the Foreign Relations Law of the United States, § 482(2)(a) (1987).

Petitioner also omits the crucial language in American Greyhound, see Pet. Reh'g at 6, which reads, "some courts have held that sovereign immunity forecloses in favor of tribes the entire balancing process under Rule 19(b), but we have continued to follow the four-factor process even with immune tribes." Am. Greyhound Racing, Inc. v. Hull, 305 F.3d 1015, 1025 (9th Cir.2002).

The full court has been advised of the petitions for rehearing en banc, and no active judge has requested a vote whether to rehear the matter en banc. Fed.R.App.P. 35.

The petitions for rehearing en banc are DENIED.


Summaries of

MERRILL LYNCH v. ENC CORP

United States Court of Appeals, Ninth Circuit
Nov 3, 2006
467 F.3d 1205 (9th Cir. 2006)
Case details for

MERRILL LYNCH v. ENC CORP

Case Details

Full title:MERRILL LYNCH, PIERCE, FENNER AND SMITH, INCORPORATED, a corporation…

Court:United States Court of Appeals, Ninth Circuit

Date published: Nov 3, 2006

Citations

467 F.3d 1205 (9th Cir. 2006)

Citing Cases

In re Enf't of Philippine Forfeiture

” Merrill Lynch, Pierce, Fenner and Smith, Inc. v. ENC Corp., 467 F.3d 1205, 1207 (9th Cir. 2006)…