Summary
applying burden-shifting framework to § 1983 claim for violation of First Amendment rights alleging that the "defendants had violated [plaintiffs'] Federal and State Constitutional rights by removing them from their positions solely because of or in retaliation for their affiliation with the Democratic Party"
Summary of this case from Truitt v. Salisbury Bank & Tr. Co.Opinion
November 6, 1997
Appeal from the Supreme Court (Coutant, J.).
In 1994, the Broome County Legislature retained the Center for Government Research (hereinafter CGR) for the purpose of conducting an efficiency and cost-savings study of certain aspects of the County government. CGR's wide-ranging report, issued in May 1995, recommended retaining plaintiff Kevin M. McManus' position as Assistant Arena Manager, restructuring plaintiff Gregory T. Quinn's position and downgrading plaintiff William J. Ryan's position. Thereafter, the Legislature, a majority of whom are members of the Republican Party, adopted a resolution recommending to the County Executive, defendant Timothy Grippen, that these proposals be considered in his proposed 1996 budget. Grippen's proposed budget retained the McManus position and removed the positions of Quinn and Ryan, apparently downgrading these latter two positions to new budget lines. However, the budget adopted by the Legislature removed the two new downgraded positions that were to be filled by Quinn and Ryan and eliminated eight other positions, including that of McManus.
Plaintiffs, registered Democrats who are active in party affairs, then commenced this action under 42 U.S.C. § 1983 charging that defendants had violated their Federal and State constitutional rights by removing them from their positions solely because of or in retaliation for their affiliation with the Democratic Party. Following the service of their answers, defendants moved for summary judgment prompting a cross motion by plaintiff's for discovery pursuant to CPLR 3212 (f). Supreme Court dismissed the action against the defendant County Legislators on the ground of legislative immunity and against Grippen, finding the suit against him was the functional equivalent of the suit against defendant County of Broome and, as such, was redundant. It also dismissed plaintiffs' claims against the County that were founded upon State law due to their failure to file a notice of claim, but denied the County's motion with respect to the remaining causes of action on the ground it was premature. The County appeals.
It is clear that plaintiffs' political views and affiliations are entitled to protection under the 1st Amendment (see, Matter of Zaretsky v. New York City Health Hosps. Corp., 84 N.Y.2d 140, 145). Thus, to prevail on its motion, it was incumbent upon the County to come forward with admissible evidence showing that plaintiffs' political affiliations and activities did not play a substantial part in its decision to eliminate their jobs or that their positions would have been terminated regardless of their protected activities (see, Mt. Healthy City School Dist. Bd. of Educ. v. Doyle, 429 U.S. 274; Ezekwo v. New York City Health Hosps. Corp., 940 F.2d 775, 780, 781, cert denied 502 U.S. 1013). To meet this burden, the County submitted the combined affidavit of the Legislature's Chair, Majority Leader and Finance Committee Chair. They aver that the Legislature eliminated plaintiffs' positions in furtherance of an over-all plan to effectuate more than $6 million worth of budget cuts over and above those proposed by Grippen. They further point out that of the 10 positions eliminated, five were held by Democrats, four by Republicans and one by an Independent.
Prior to the 1992 election in which Grippen, a Democrat, was running for reelection as County Executive, a political advertisement listing a large number of voters advocating Grippen's reelection appeared in the local newspaper. Plaintiffs allege that shortly after Grippen's reelection, defendant Daniel A. Schofield, Finance Committee Chair, instructed County employees to review the advertisement for the purpose of identifying County employees listed therein so that the Republican members of the Legislature could target their jobs for elimination in the budget process. Schofield then presided over a work session of the Legislature's Finance Committee that produced a proposal to cut 26 middle level managerial posts from the County government, 22 of which were filled by Democrats. While this proposal was eventually withdrawn, Schofield was active in formulating the work force reduction that was included in the 1996 budget enacted by the Legislature. After Grippen submitted his 1996 proposed budget, it appears that Schofield, pursuant to a Freedom of Information Law request, obtained the Broome County Government/Position Salary Book that lists government employees by name and salary. Thereafter, he was involved in preparing the 1996 Legislative Budget eliminating plaintiffs' positions which was passed by the County Legislature.
Since we must construe these facts in the light most favorable to plaintiffs, giving them the benefit of every reasonable inference (see, Stata v. Village of Waterford, 225 A.D.2d 163, 167; Meyers v. Haskins, 140 A.D.2d 923, 925), we cannot find as a matter of law on this incomplete record that plaintiffs' political activities and affiliations were not a motivating factor in the elimination of their positions or that their jobs would have been eliminated regardless of such factors (see, Vezzetti v. Pellegrini, 22 F.3d 483, 487-488; Laidley v. McClain, 914 F.2d 1386, 1392-1394). Courts have traditionally held that summary judgment is inappropriate to resolve complicated questions of motive and intent in this type of case, for without a searching inquiry, those intent on punishing the exercise of constitutional rights could easily mask their behavior behind a complex web of post hoc rationalizations (see, Peacock v. Duval, 694 F.2d 644, 646; Kelly v. New York State Executive Dept., 203 A.D.2d 836, 839). Accordingly, Supreme Court properly denied the County's motion at this stage in the action.
Although we have recently stated that municipalities do not enjoy immunity from suit under 42 U.S.C. § 1983 (see, Matter of Kaczmarek v. Conroy, 218 A.D.2d 97, 101), the County urges us to adopt the contrary position espoused by the Fourth Circuit Court of Appeals in Baker v. Mayor City Council ( 894 F.2d 679, cert denied 498 U.S. 815). We decline to do so since the Fourth Circuit has overruled its decision in Baker (see, Berkley v. Common Council, 63 F.3d 295, 303, cert denied 516 U.S. 1073).
Mikoll, J. P., Crew III, Casey and Spain, JJ., concur.
Ordered that the order is affirmed, with costs.