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Matter of Williams v. Morton

Appellate Division of the Supreme Court of New York, First Department
Nov 14, 1947
272 App. Div. 713 (N.Y. App. Div. 1947)

Opinion

November 14, 1947.

Appeal from Supreme Court, New York County, KOCH, J.

H. Eliot Kaplan for appellant.

Arthur H. Kahn of counsel ( Seymour B. Quel and Michael A. Castaldi with him on the brief; Charles E. Murphy, Corporation Counsel, attorney), for respondents.


This proceeding under article 78 of the Civil Practice Act has been instituted by petitioner as a citizen to compel the removal of Dr. John E. Conboy as medical examiner in charge of the medical staff of the Board of Education of the City of New York. Petitioner moved for the relief demanded in the petition on the pleadings and affidavits. Acting under section 1295 of the Civil Practice Act empowering the court to render such final order as the case requires upon the return day of the application, if no triable issue of fact is duly raised by the pleadings and accompanying papers, Special Term dismissed the petition on the ground that this proceeding was not instituted within the statutory four months' period provided by section 1286 of the Civil Practice Act.

Inasmuch as Dr. Conboy continues to occupy his present position, a continuing violation of the Civil Service Law is involved if he occupies the position illegally ( Matter of Beggs v. Kern, 172 Misc. 556, 566). The ground on which the petition was dismissed at Special Term is, therefore, untenable.

Since the facts are not in dispute, however, Special Term correctly undertook to make a final disposition of the proceeding on the return date, and we are in accord with the result reached although for different reasons.

The medical staff of the Board of Education, of which Dr. Conboy has been made the directing head, has jurisdiction, under the supervision of the Superintendent of Schools, over the medical examination of all persons employed by the Board of Education or seeking restoration to such service, of all persons being examined by the Board of Examiners for licenses or certificates, and all persons being considered for retirement by the Board of Education Retirement Board. The members of the medical staff also perform such other duties as the Superintendent of Schools may require.

The members of this staff consist of school medical inspectors, including aurists and psychiatrists, laboratory technicians and registered graduate nurses, in addition to Dr. Conboy. All of the physicians on the medical staff with the exception of Dr. Conboy are in the unclassified civil service and have been appointed from lists promulgated by the Board of Examiners of the Board of Education instead of by the Municipal Civil Service Commission. As to school medical inspectors, they are licensed in accordance with section 870 Educ. of the Education Law (now § 2516).

The position of medical examiner, however, as contrasted with school medical inspector, whether in education or in other fields of municipal activity, is in the competitive class of the classified civil service, and is filled from eligible lists promulgated by the Municipal Civil Service Commission. Dr. Conboy was on such an eligible list as medical examiner in 1924, after having taken successfully a competitive examination. The eligibles resulting from that examination were deemed appropriate for appointment to positions in the Department of Education, as well as in other departments of the city requiring the services of such an officer. At that time it appears that the other members of the medical staff attached to the Board of Education were in the competitive class.

The medical service in the city of New York has been designated as part 12 of the classified civil service, divided into four grades. Grade 1 covers positions paying from $1,200 to $1,800 per annum; grade 2 from $1,801 to and including $2,400 per annum; grade 3 from $2,401 to but not including $3,000 per annum, and grade 4 covers positions paying $3,000 and over per annum. Grade 4 consequently is the highest grade of the medical service in the city, and the maximum salary paid to a person holding a grade 4 position is within the discretion of his department.

On January 1, 1928, after having passed successfully a promotional examination, Dr. Conboy was promoted to the position of Examining Physician, Grade 4, Department of Education, at $4,000 per annum. It may be repeated that he is thus the only member of the Board of Education's medical staff now in the competitive class of the civil service, and that he has attained his present rating as the result of passing two civil service examinations.

His present assignment dates from July 10, 1946, when his salary as Examining Physician, Grade 4, was set by the Board of Education at $7,500 ($7,850) per annum, and he was assigned to supervisory duties in charge of the said medical staff. He was the senior physician on the staff.

The assignment of supervisory duties to a position such as this does not necessarily constitute a promotion within the meaning of the Civil Service Law. It has been so held in respect of action by the Police Commissioner in selecting from among the members of the uniformed force a Superintendent of Buildings in the Police Department of the City of New York ( Barlow v. Craig, 209 App. Div. 89). The ability to superintend and work effectively over other men or women is one of the most intangible of human characteristics, and is difficult to measure by formal examination. There is common sense in leaving the determination of such qualities, within proper limits, to the good judgment of those who have been able to observe the conduct of the individual in question in the performance of his work over a period of time in association with the persons whom he is being detailed to supervise.

Neither did the increase in salary from $4,000 to $7,500 ($7,850) per annum constitute a promotion in this instance, in the absence of any upper limit to the salaries which may be paid to Examining Physicians, Grade 4. The same rule obtains, where there is no top limit and the salary is raised, as in the case of persons in the ungraded service. In Matter of Petrocelli v. McGoldrick ( 288 N.Y. 25, 29), the court stated: "The difference between `grade' and `rank' and between graded and ungraded service was clearly pointed out by Chief Judge LEHMAN in Matter of Beggs v. Kern ( 284 N.Y. 504, 509, 513). * * * Ungraded employees are such as do work so varied in character that there are no large groups which may be so typed as to place them within a single salary range."

That description applies also to grades such as Examining Physician, Grade 4, where the absence of a maximum salary limit, and the nature of the work, indicate that the duties appertaining to that grade were regarded as sufficiently varied in character so as to present an analogy with the ungraded service described in the opinions of the Court of Appeals in the two cases just cited.

For the reasons stated, there could be little ground for contending that Dr. Conboy occupies his present position illegally, except for the circumstance that in 1942 the Board of Education created a position described as chief medical examiner with a salary of $10,000 per annum plus salary increments, the duties of which were the same as those now performed by Dr. Conboy. He was appointed provisionally to that position, but prior to the conducting of a competitive examination by the Municipal Civil Service Commission, the position was abolished by the Board of Education on July 10, 1946, on which date Dr. Conboy was assigned to his present position.

Undoubtedly if the Board of Education could not have assigned Dr. Conboy in the first place to the performance of these supervisory duties at the salary which he now is paid without his being required to take a further promotional examination, the petitioner would be in a much stronger situation. On the other hand, if he could legally have been assigned to his present work and pay in 1942 as Examining Physician, Grade 4, without taking an additional promotional examination, as was the case, then the legality of his present tenure of office cannot be affected by the circumstance that the Board of Education in 1942 established a position known as chief medical examiner which was abolished in 1946. Section 868 Educ. of the Education Law (now § 2504) empowers boards of education to abolish as well as to create such positions. Nor can respondent Board of Education be held guilty of bad faith in abolishing this position so as to circumvent civil service requirements, if there was no necessity to create the position in the beginning.

The order appealed from denying the petitioner's motion should be affirmed, with $20 costs and disbursements.


On the papers before the court it would appear that for some time prior to 1941, Dr. John E. Conboy served as one of nine members of the medical staff of the Board of Education receiving a salary of $4,000 per annum. His position was that of Examining Physician, Grade 4. The fact that the other eight had different titles and were appointed pursuant to examinations held under the auspices of the Board of Education rather than of the Civil Service Commission is of no legal significance, the duties and the salaries of all being substantially the same. Dr. Conboy was the senior in point of service. On the retirement of the chief medical examiner in 1941, Dr. Conboy was designated as acting chief medical examiner at a salary of $4,000 per annum, the same salary he had theretofore been receiving in his position as Examining Physician, Grade 4.

In March, 1942, the Board of Education adopted a resolution dealing with the organization of its medical staff which provided, among other things, that "There shall be a Chief Medical Examiner who, subject to the direction and supervision of the Superintendent of Schools, shall supervise the Medical Staff, together with all matters under the jurisdiction of said Staff, and all persons employed therein"; that "Applicants for the position of Chief Medical Examiner shall meet all the qualifications that may be required by the Municipal Civil Service Commission with the added qualification that the applicant shall be recognized in the medical profession in the City and State of New York as outstanding as a general internist and he shall not be a psychiatrist or other specialist"; and that the appointment of chief medical examiner "shall be made from names certified by the Municipal Civil Service Commission from an eligible list established by a competitive examination."

In November, 1942, the Board of Education adopted a detailed statement of the duties and the qualifications for the position of chief medical examiner and forwarded the statement to the Municipal Civil Service Commission "for consideration in connection with the application of the Board of Education for the holding of an open competitive examination for said position". At the same time, the Board of Education suggested that no examination for the position be held during the period of the war emergency.

In the meantime, Dr. Conboy who had been continuing as acting chief medical examiner at a salary of $4,000 per annum was, on November 25, 1942, appointed by the Board of Education provisionally to the position of chief medical examiner at a salary of $7,500 per annum (afterwards increased to $7,850) and at the same time was granted a leave of absence without pay from his civil service position of Examining Physician, Grade 4.

In April, 1946, the Municipal Civil Service Commission advised the Board of Education that a competitive examination for the position would soon have to be held. Thereafter in July, 1946, the Board of Education adopted a resolution purporting to do three things concurrently: (1) to abolish the position of chief medical examiner as of June 1, 1946, (2) to reassign Dr. Conboy to his former position of Examining Physician, Grade 4, also effective as of June 1, 1946, and (3) to assign him "in Charge of the Medical Staff" at the same salary, $7,500 a year, that he had been receiving as acting chief medical examiner.

The record would indicate that the duties and functions performed by Dr. Conboy since November, 1942, pertain to the position of chief medical examiner and not to the position of Examining Physician, Grade 4; and that Dr. Conboy is now performing the identical duties and functions which he had been performing while serving provisionally as acting chief medical examiner from November, 1942, to July, 1946. The position now filled by Dr. Conboy is much higher in rank and in authority than that of Examining Physician, Grade 4; it involves higher responsibilities and duties, and the salary is almost twice as much.

The nature of a position is to be determined by its duties, functions and responsibilities and not merely by its title ( Matter of Byrnes v. Windels, 265 N.Y. 403, 406).

A competitive test for the position of chief medical examiner is practical and had been contemplated and agreed upon between the Board of Education and the Civil Service Commission. However, the action taken by the Board of Education in connection with this position plainly constitutes a design and an attempt on its part to avoid the requirements of the Constitution and the Civil Service Law.

Instead of going through with the plans which had been formulated and virtually agreed upon between the Board of Education and the Civil Service Commission, what the Board of Education did was simply this: In order to avoid a competitive test or a promotion examination for the position of chief medical examiner, it retraced all of the steps it had previously taken, purported to abolish the position altogether and bestowed upon the provisional appointee under his former title, all the duties, responsibilities and emoluments of chief medical examiner except the name. This indicates a design and attempt on the part of the Board of Education to avoid the requirements of the Constitution and of the Civil Service Law ( Matter of Wipfler v. Klebes, 284 N.Y. 248; Matter of Meenagh v. Dewey, 286 N.Y. 292, 298; Hale v. Worstell, 185 N.Y. 247).

Enough has been set forth to indicate that the proceeding should not have been dismissed as a matter of law. At the very least there should be a trial of the issue as to whether or not the acts and conduct of the Board of Education were designed to avoid and to frustrate the requirements of the Constitution and of the Civil Service Law. On such a trial, Dr. Conboy, while perhaps not a necessary party, is a proper party and should be joined as a defendant.

PECK, P.J., GLENNON and DORE, JJ., concur with VAN VOORHIS, J.; SHIENTAG, J., dissents in opinion.

Order affirmed, with $20 costs and disbursements.


Summaries of

Matter of Williams v. Morton

Appellate Division of the Supreme Court of New York, First Department
Nov 14, 1947
272 App. Div. 713 (N.Y. App. Div. 1947)
Case details for

Matter of Williams v. Morton

Case Details

Full title:In the Matter of ROGER H. WILLIAMS, Appellant, against FERDINAND Q. MORTON…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Nov 14, 1947

Citations

272 App. Div. 713 (N.Y. App. Div. 1947)
74 N.Y.S.2d 607