Opinion
May 30, 2000
MOTION by the Grievance Committee for the Ninth Judicial District, pursuant to Judiciary Law § 90 (4), to suspend, censure, or disbar the respondent based on his conviction of a serious crime. Respondent was admitted to the Bar on February 9, 1983, at a term of the Appellate Division of the Supreme Court in the Second Judicial Department. By decision and order of this Court dated June 8, 1999, he was immediately suspended from the practice of law based on his being found guilty of a serious crime, and he was directed to apprise the Court upon being sentenced.
Gary L. Casella, White Plains ( Forrest Strauss of counsel), for petitioner.
MANGANO, P. J., BRACKEN, O'BRIEN, RITTER and SANTUCCI, JJ., concur.
OPINION OF THE COURT
On January 5, 1999, the respondent was found guilty in the United States District Court for the Southern District of New York of conspiracy, in violation of 18 U.S.C. § 371, and obstruction of justice, in violation of 18 U.S.C. § 1503, both of which are Federal felonies. On February 7, 2000, he was sentenced to 15 months' incarceration, 2 years' supervised release, and a $5,000 fine.
The respondent's convictions were based on his deliberate, knowing, and willful failure to produce a notebook which had been given to him by his client, Howard Mandel, in response to a Federal Grand Jury subpoena. The notebook contained a record of illegal cash payments by Mandel to his suppliers. The respondent, who acted as Mandel's accountant, refused to turn the notebook over in order to conceal cash payments to the respondent and his father.
Penal Law § 215.40 provides that "[a] person is guilty of tampering with physical evidence when * * * 2. Believing that certain physical evidence is about to be produced or used in an official proceeding or a prospective official proceeding, and intending to prevent such production or use, he suppresses it by any act of concealment, alteration or destruction, or by employing force, intimidation or deception against any person." "Physical evidence" is defined as "any article, object, document, record or other thing of physical substance which is or is about to be produced or used as evidence in an official proceeding" (Penal Law § 215.35). Tampering with physical evidence is a class E felony.
The respondent's convictions constitute tampering with physical evidence, a felony. Therefore, pursuant to Judiciary Law § 90 (4), the respondent ceased to be an attorney and counselor-at-law upon his conviction of a felony.
Accordingly, the petitioner's motion is granted. The respondent is disbarred, and his name is stricken from the roll of attorneys and counselors-at-law, effective immediately.
Ordered that pursuant to Judiciary Law § 90, effective immediately, the respondent, Jeffrey Alan Schwartz, is disbarred, and his name is stricken from the roll of attorneys and counselors-at-law; and it is further,
Ordered that the respondent shall continue to comply with this Court's rules governing the conduct of disbarred, suspended, and resigned attorneys ( 22 NYCRR 691.10); and it is further,
Ordered that pursuant to Judiciary Law § 90, effective immediately, Jeffrey Alan Schwartz is commanded to continue to desist and refrain from (1) practicing law in any form, either as principal or as agent, clerk, or employee of another, (2) appearing as an attorney or counselor-at-law before any court, Judge, Justice, board, commission, or other public authority, (3) giving to another an opinion as to the law or its application or any advice in relation thereto, and (4) holding himself out in any way as an attorney and counselor-at-law.