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Matter of Pollack

Appellate Division of the Supreme Court of New York, First Department
Jun 23, 1998
244 A.D.2d 28 (N.Y. App. Div. 1998)

Summary

In Matter of Pollack (244 A.D.2d 28), we held that a single act of giving an unlawful gratuity (also a class A misdemeanor) constituted professional misconduct warranting a three-month suspension from practice.

Summary of this case from Matter of Estrin, an Attorney

Opinion

June 23, 1998

Appeal from the Appellate Division of the Supreme Court in the First Judicial Department, as Alan Marshall Pollack.

Raymond Vallejo of counsel ( Hal R. Lieberman, attorney), for petitioner.

No appearance for respondent.


Respondent was admitted to the Bar in New York State at this Department in 1977, and has maintained an office for such practice within this Department during all periods relevant to this proceeding.

In 1995, in order to expedite the obtaining of certain publicly available documents he needed for litigation, respondent offered a $250 gratuity to an investigator at the New York City Comptroller's office. The giving of such an unlawful gratuity to a public servant is a class A misdemeanor (Penal Law § 200.30), to which respondent pleaded guilty for this act in 1997. He was sentenced to pay a $1,000 fine, serve 250 hours of community service, and make a $50,000 contribution to the Lawyers' Fund for Client Protection.

This Court subsequently determined that the crime to which respondent had pleaded was a "serious" one (Judiciary Law § 90 [d]). In litigating the question of an appropriate sanction, petitioner received evidence in aggravation and in mitigation, and decided to leave the decision ultimately to the discretion of this Court.

Respondent had offered the gratuity in the hope of short-circuiting the inevitable delay that accompanies a request for documents under the Freedom of Information Law. In aggravation of respondent's act, petitioner's Panel heard evidence that he had also offered a "moonlighting" job to the public official and a loan of additional money, and that respondent knew his request was unlawful. In mitigation, respondent cited his unblemished record of conduct over 23 years of practice and his many hours of pro bono work each year on behalf of battered women and others. As a result of his guilty plea, respondent has been disqualified from appearing before the City Comptroller's office, his professional reputation has been damaged, and he has consequently suffered financially.

We confirm the findings of fact and conclusions of law in the Hearing Panel report. Both parties are in agreement that this case demands something more than a public censure ( see, e.g., Matter of Goffen, 103 A.D.2d 197; cf., Matter of Ingber, 239 A.D.2d 58 [where no payment was actually made]). In Matter of Rotter ( 241 A.D.2d 81), we recently imposed a two-year suspension for similar conduct that was not a first-time occurrence. Under the circumstances, we adopt the Hearing Panel's recommendation that respondent be suspended from the practice of law for a period of three months.

ROSENBERGER, J. P., ELLERIN, WALLACH, MAZZARELLI and ANDRIAS, JJ., concur.

Motion granted to the extent of adopting the Hearing Panel's recommendation and suspending respondent for a period of three months, effective July 23, 1998, and until the further order of this Court.


Summaries of

Matter of Pollack

Appellate Division of the Supreme Court of New York, First Department
Jun 23, 1998
244 A.D.2d 28 (N.Y. App. Div. 1998)

In Matter of Pollack (244 A.D.2d 28), we held that a single act of giving an unlawful gratuity (also a class A misdemeanor) constituted professional misconduct warranting a three-month suspension from practice.

Summary of this case from Matter of Estrin, an Attorney
Case details for

Matter of Pollack

Case Details

Full title:In the Matter of ALAN M. POLLACK (Admitted as ALAN MARSHALL POLLACK), an…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Jun 23, 1998

Citations

244 A.D.2d 28 (N.Y. App. Div. 1998)
674 N.Y.S.2d 367

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