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Matter of Melvin

Appellate Division of the Supreme Court of New York, First Department
Jun 29, 1995
216 A.D.2d 227 (N.Y. App. Div. 1995)

Opinion

June 29, 1995

Appeal from the Family Court, New York County (Bruce Kaplan, J.).


While a plea of guilty constitutes a forfeiture of any claims that might have been made under the speedy fact-finding provisions of the Family Court Act, it is without prejudice to a postjudgment application challenging its voluntariness ( Matter of Christopher F., 126 A.D.2d 975). Where the guilty plea is defective, and therefore a nullity, the plea does not constitute a waiver ( see, Matter of Gregory C., 202 A.D.2d 273).

Family Court Act § 321.3 (1) requires that before granting its consent to entry of a guilty plea, the court ascertain through allocution of the respondent and his parent or other person legally responsible for his care, if present, that he committed the act to which he is pleading guilty, that he is voluntarily waiving his right to a fact-finding hearing and that he is aware of all possible specific dispositional orders that it may issue, and further provides that these requirements are non-waivable.

Here, the court failed to inform respondent of all possible dispositional consequences of his plea and to ascertain whether he understood those consequences. While respondent's attorney advised him of some of the possible specific dispositional orders available to the court, she did not advise him, for instance, of the possibility of an extension of placement, after a hearing, if the court determined that an extension was warranted. The failure of the court to properly ascertain whether respondent understood the full ramifications of his plea renders his plea defective, and the fact-finding determination based upon his admission of the allegations must be vacated ( Matter of Gregory C., supra; Matter of Anthony D., 205 A.D.2d 533).

Moreover, the record was silent as to whether respondent's mother, who was in court, was advised by the court or respondent's attorney of the consequences of respondent's admission; her waiver cannot be presumed from a silent record ( see, Matter of John R., 71 A.D.2d 896, 897; Matter of Kim F., 109 A.D.2d 706). Consequently, there was a violation of Family Court Act § 321.3 as to respondent and his mother, and vacatur of respondent's defective plea is doubly warranted.

The plea did not, therefore, constitute a waiver of respondent's speedy fact-finding arguments ( see, Matter of Gregory C., supra), which the record indicates were timely raised and sufficiently preserved for appeal.

The record further indicates that Family Court Act § 340.1, the "speedy trial" provision, was violated here on as many as three separate grounds. The adjournment of the fact-finding hearing for more than 30 days and the failure to make a finding of "good cause" for the adjournment on the record are each grounds warranting dismissal of the petition ( see, Matter of Nakia L., 81 N.Y.2d 898, 901; Matter of Gregory C., supra). There is a third ground for dismissal as well, the unexcused failure to commence the undetained respondent's fact-finding hearing within the 60-day period ( see, Matter of Tommy C., 182 A.D.2d 312; Matter of Michelle BB., 186 A.D.2d 856). This ground is established by virtue of counsel's express refusal to waive speedy fact-finding issues, counsel's request to set a date within the 60-day period, and the fact that, ultimately, adjournment for "good cause" due to counsel's illness was not the reason the 60-day period was exceeded; the court purportedly "tolled" the statute, which it had no authority to do.

The presentment agency's reliance on this Court's decision in Matter of Walter P. ( 203 A.D.2d 213), in support of its contention that the legislative goal of prompt adjudication of juvenile delinquency cases was met here in that the fact-finding hearing was adjourned only once and the guilty plea was taken within 90 days of respondent's initial appearance, is misplaced. There the respondent was found to have effectively consented to the adjournment, whereas here, respondent's counsel specifically objected to an adjournment beyond the statutory period.

In view of our determination on the speedy fact-finding issue, we find it unnecessary to consider respondent's claims regarding the suppression of evidence.

Concur — Rubin, J.P., Ross, Nardelli, Williams and Tom, JJ.


Summaries of

Matter of Melvin

Appellate Division of the Supreme Court of New York, First Department
Jun 29, 1995
216 A.D.2d 227 (N.Y. App. Div. 1995)
Case details for

Matter of Melvin

Case Details

Full title:In the Matter of MELVIN A., a Person Alleged to be a Juvenile Delinquent…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Jun 29, 1995

Citations

216 A.D.2d 227 (N.Y. App. Div. 1995)
628 N.Y.S.2d 698

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