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Matter of Kaufman

Appellate Division of the Supreme Court of New York, First Department
May 4, 1978
62 A.D.2d 134 (N.Y. App. Div. 1978)

Opinion

May 4, 1978

James D. Porter, Jr., of counsel (Michael Alan Schwartz with him on the brief), for petitioner.

Ostwald Weinberg for respondent.


Respondent, an attorney, was admitted to practice in the First Judicial Department on December 3, 1956. On July 29, 1969, respondent was convicted in the United States District Court for the Southern District of New York, after a jury trial, of charges of securities fraud (US Code, tit 15, § 77q, subd [a]; § 77x) and conspiracy to defraud securities' purchasers (US Code, tit 18, § 371), Federal felonies. Petitioner, the Committee on Grievances of the Association of the Bar of the City of New York, seeks to have respondent's name stricken from the roll of attorneys pursuant to subdivision 4 of section 90 Jud. of the Judiciary Law, contending that under Matter of Chu ( 42 N.Y.2d 490), respondent may be subject to automatic disbarment.

Under the clear mandate of Matter of Chu, it is no longer necessary to determine whether New York expressly treats the same conduct in a similar manner. There is nothing in the circumstances underlying the Federal felony conviction herein, nothing of a compelling, mitigating nature which would serve as a basis of substantial merit sufficient to compel distinguishing between the conviction of the Federal felony and conviction in New York State. In light of Matter of Chu (supra) under the circumstances herein, the petition is granted and respondent's name is stricken from the roll of attorneys (see, also, Matter of Peltz, 60 A.D.2d 587, mot for lv to app den 43 N.Y.2d 844).

LUPIANO, J.P., FEIN, LANE, SANDLER and SULLIVAN, JJ., concur.

Respondent's name struck from the roll of attorneys and counselors at law in the State of New York.


Summaries of

Matter of Kaufman

Appellate Division of the Supreme Court of New York, First Department
May 4, 1978
62 A.D.2d 134 (N.Y. App. Div. 1978)
Case details for

Matter of Kaufman

Case Details

Full title:In the Matter of PAUL M. KAUFMAN, an Attorney, Respondent. ASSOCIATION OF…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: May 4, 1978

Citations

62 A.D.2d 134 (N.Y. App. Div. 1978)
404 N.Y.S.2d 358

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Here it is significant that respondent was convicted of a felony for violation of Federal securities laws.…