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Matter of Department of Soc. Serv. v. Waleska

Appellate Division of the Supreme Court of New York, Second Department
Jul 12, 1993
195 A.D.2d 507 (N.Y. App. Div. 1993)

Opinion

July 12, 1993

Appeal from the Family Court, Kings County (Cozier, J.).


Ordered that the order of disposition is affirmed, without costs or disbursements.

The appellants Michael R. and Waleska M. were single parents with two children each at the time of the incidents complained of. They met and began dating in March 1986 and their children were introduced to each other in October 1986. After that, Michael R. and his children frequently spent weekends with Waleska M. and her children in the M. family apartment in Queens. In September 1987 Michael R. voluntarily placed his children with a foster care agency on a limited-time basis. As part of his agreement with the agency, Michael R. had unlimited and unsupervised visitation with the children on alternate weekends. During the relevant time period, September 1987 to November 1987, Michael R. and his children spent three weekends at the M. apartment.

On November 2, 1987, the unsupervised weekend visitations were terminated after an employee of the foster care agency reported to the R. children's caseworker what she perceived as sexual abuse by Michael R. of his daughter. A subsequent interview of the child by the caseworker uncovered additional allegations of sexual abuse, and an investigation followed. The investigation resulted in the commencement of the instant proceeding alleging sexual abuse and neglect of all four children by both appellants. The abuse allegedly occurred from September to November 1987 during the R. family's weekend visits to the M. apartment. After protracted proceedings spanning three years, the Family Court sustained the allegations and removed the children from the appellants, placing them with the petitioner for a specified time period.

The appellants contend that the insufficiency of the record precludes meaningful appellate review of the issues. We find this argument baseless. This is not a case where the transcript of the proceedings is lost or woefully inadequate (see, People v Glass, 43 N.Y.2d 283; People v. Rivera, 39 N.Y.2d 519; Matter of Ernest LL v. Rosemary LL, 50 A.D.2d 706). Rather, the nearly 1,500-page transcript is intact and available for our review. In addition, most of the missing exhibits have been recovered, and those that have not are either irrelevant to the issues on appeal or are otherwise of minimal significance.

The appellants also contend that the charges against them are not supported by a preponderance of the evidence and, in any event, they cannot be held liable for the sexual abuse of all four children, since they are not "persons legally responsible" for the children of the other. The respondents are incorrect on both counts.

First, the Family Court Act defines an "abused child" as a person less than 18 years of age whose parent or other person legally responsible for the child's care "commits, or allows to be committed, a sex offense against such child" (Family Ct Act § 1012 [e] [iii]). In addition, the Family Court Act provides that a "'[p]erson legally responsible' [for the child] includes the child's custodian, guardian [or] any other person responsible for the child's care at the relevant time" (Family Ct Act § 1012 [g]).

Further, a "[c]ustodian may include any person continually * * * in the same household as the child when the conduct of such person causes or contributes to the abuse or neglect of the child" (Family Ct Act § 1012 [g]). The primary effect of the supplemental definition of the word "custodian" is to authorize child protective petitions against paramours (see, Besharov, Practice Commentary, McKinney's Cons Laws of NY, Book 29A, Family Ct Act § 1012, at 268; see also, Matter of Joey T., 185 A.D.2d 851; Matter of Faith AA., 139 A.D.2d 22; cf., Matter of Faith GG., 179 A.D.2d 901).

In the present circumstances, each appellant was regularly in the household when the other appellant's children were present. Moreover, the record shows that each appellant was responsible on an ongoing basis for the care and management of the other's children. For these reasons, both appellants could be found liable for the sexual abuse of the other's children, as well as of their own children (see, Family Ct Act § 1046 [a] [i]), provided that, as here, a preponderance of the evidence supported the finding of sexual abuse (see, Family Ct Act § 1046 [b] [i]; Matter of Nicole V., 123 A.D.2d 97, affd 71 N.Y.2d 112; Matter of Tammie Z., 66 N.Y.2d 1).

To satisfy the applicable "preponderance of the evidence" standard of proof, Family Court Act § 1046 (a) (vi) allows the child's prior out-of-court statements relating to the abuse or neglect to be introduced into evidence, provided that these hearsay statements are corroborated, so as to ensure their reliability (see, Matter of Nicole V., 71 N.Y.2d 112, 117-118, supra). The statute broadly provides that the child's out-of-court statements may be corroborated by "[a]ny other evidence tending to support the reliability of the previous statements, including, but not limited to the types of evidence defined in this subdivision" (Family Ct Act § 1046 [a] [vi]; see also, Matter of Linda K., 132 A.D.2d 149, 157-158). Moreover, the Family Court has considerable discretion in the first instance to determine if the child's statements have been reliably corroborated, and whether the record as a whole supports a finding of abuse (see, Matter of Christina F., 74 N.Y.2d 532, 536).

The evidence in this case consisted of various forms of corroboration, all of which were considered by the Family Court when it correctly sustained the allegations of sexual abuse against the appellants. Specifically, corroboration of the children's sexual abuse included the detail and consistency of the children's own statements, the cross-corroboration of one child's statements by another child's independent statements, some of the children's behavioral symptoms of sexual abuse, and the opinion of an expert in child sexual abuse syndrome, i.e., that sexual abuse of the most heinous and bizarre forms had indeed been committed against these children.

The appellants also contend that they were unduly prejudiced by the Family Court's ruling to admit the foster care agency's certified records of the R. children into evidence, as these records contained inadmissible hearsay. In fact, these records consisted of some medical and psychological evaluations of the children, as well as statements made by the children to their caseworkers and foster mothers. Because the latter were employees who were under a business duty to timely record and report all matters concerning the physical, mental, and emotional conditions of the children in their care to the foster care agency, we find that the court's decision to admit the records pursuant to Family Court Act § 1046 (a) (iv) was proper.

We further note that, although the court permitted the introduction of the children's entire case file into evidence, this case differs from Matter of Leon RR ( 48 N.Y.2d 117) and its progeny, where a similar determination constituted error. Leon RR was a termination of parental rights proceeding brought pursuant to Social Services Law § 384-b, not pursuant to Family Court Act article 10, and the record was thus introduced under the business records exception to the hearsay rule as codified in CPLR 4518 (a). Moreover, in Leon RR the case record was replete with inadmissible hearsay from persons who had no business duty to report to the agency, unlike the foster mothers in the present case.

We have considered the appellants' remaining contentions, including all of their claims of erroneous evidentiary rulings made by the court, as well as the ineffective assistance of counsel claim, and find them lacking in merit. Sullivan, J.P., Balletta, Ritter and Santucci, JJ., concur.


Summaries of

Matter of Department of Soc. Serv. v. Waleska

Appellate Division of the Supreme Court of New York, Second Department
Jul 12, 1993
195 A.D.2d 507 (N.Y. App. Div. 1993)
Case details for

Matter of Department of Soc. Serv. v. Waleska

Case Details

Full title:In the Matter of DEPARTMENT OF SOCIAL SERVICES, on Behalf of R. CHILDREN…

Court:Appellate Division of the Supreme Court of New York, Second Department

Date published: Jul 12, 1993

Citations

195 A.D.2d 507 (N.Y. App. Div. 1993)
600 N.Y.S.2d 464

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