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Matter of Cappetta

Court of Appeals of the State of New York
Oct 13, 1977
42 N.Y.2d 1066 (N.Y. 1977)

Opinion

Argued October 3, 1977

Decided October 13, 1977

Appeal from the Appellate Division of the Supreme Court in the Second Judicial Department, BERNARD DUBIN, J.

Melvin Rubin for appellants.

John J. Santucci, District Attorney (Jon M. Bevilacqua of counsel), for respondent.


MEMORANDUM.

The order of the Appellate Division should be affirmed, with costs.

Petitioner's challenges to the two subpoenas duces tecum, one addressed to him and the other to his bank, were properly rejected. As to the former, Supreme Court found that "petitioner is employed by the Board of Education as a municipal servant * * * he is a public servant dealing with public funds, responsible for public records". The Appellate Division found no occasion to disturb this finding, nor do we. Accordingly, the records sought to be produced were those of the board of education, the employing institution, and hence were not petitioner's private property subject to his personal privilege against self incrimination (Bellis v United States, 417 U.S. 85, 88-90; United States v White, 322 U.S. 694, 699).

Originally a District Attorney's "request" subpoena was served on petitioner, returnable at the District Attorney's office. After the institution of the present proceeding, that subpoena was withdrawn.

Additionally, the records sought from petitioner fall within the "required records exception" to the privilege against self incrimination (Shapiro v United States, 335 U.S. 1). Petitioner was required to maintain records with respect to public moneys received and dispersed by him. It is of no significance for present purposes that the obligation of record-keeping was imposed by administrative regulation rather than by State statute.

As to the subpoena addressed to petitioner's bank, it is clear that the records sought are not subject to the constitutional privilege against unreasonable searches and seizures (United States v Miller, 425 U.S. 435). By similar token, inasmuch as the documents are the business records of the bank and not the personal property of petitioner, to require their production by the bank cannot be said to constitute a denial of petitioner's privilege against self incrimination.

Chief Judge BREITEL and Judges JASEN, GABRIELLI, JONES, WACHTLER, FUCHSBERG and COOKE concur in memorandum.

Order affirmed.


Summaries of

Matter of Cappetta

Court of Appeals of the State of New York
Oct 13, 1977
42 N.Y.2d 1066 (N.Y. 1977)
Case details for

Matter of Cappetta

Case Details

Full title:In the Matter of SEENA CAPPETTA et al., Appellants. JOHN J. SANTUCCI, as…

Court:Court of Appeals of the State of New York

Date published: Oct 13, 1977

Citations

42 N.Y.2d 1066 (N.Y. 1977)
399 N.Y.S.2d 638
369 N.E.2d 1172

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