From Casetext: Smarter Legal Research

Madison Liquidity Investors 103 v. Carey

Appellate Division of the Supreme Court of New York, First Department
Feb 28, 2002
291 A.D.2d 362 (N.Y. App. Div. 2002)

Opinion

375N

February 28, 2002.

Order, Supreme Court, New York County (Sheila Abdus-Salaam, J.), entered on or about March 29, 2001, which granted petitioners' application to compel respondents to produce shareholder lists of the corporate respondents, unanimously affirmed, with costs.

Lawrence P. Kolker for petitioners-respondents.

Jonathan Young Andrew B. Messite for respondents-appellants.

Before: Tom, J.P., Andrias, Saxe, Wallach, Rubin, JJ.


As New York resident shareholders in respondent foreign corporations, petitioners are entitled to inspect the corporations' shareholder lists for the avowed purpose of soliciting sales of stock from other shareholders (Business Corporation Law § 1315; Matter of Crane Co. v. Anaconda Co., 39 N.Y.2d 14). It does not avail respondents to argue that petitioners' intent is to purchase less than a controlling interest at a "discount" for personal gain (see, at 22), at least absent any showing that forces other than the market would dictate the price of the shares petitioners would purchase (see, id., at 23). As respondents fail to raise an issue of fact in the latter regard, or other evidence tending to show an improper purpose or bad faith, their request for a hearing was properly rejected. Nor does it avail respondents to argue that under the law of Maryland, where the corporate respondents were incorporated, petitioners lack the minimum 5% equity interest necessary to entitle a shareholder to the inspection that petitioners seek (see, Sadler v. NCR Corp., 928 F.2d 48, 55).

THIS CONSTITUTES THE DECISION AND ORDER OF THE SUPREME COURT, APPELLATE DIVISION, FIRST DEPARTMENT.


Summaries of

Madison Liquidity Investors 103 v. Carey

Appellate Division of the Supreme Court of New York, First Department
Feb 28, 2002
291 A.D.2d 362 (N.Y. App. Div. 2002)
Case details for

Madison Liquidity Investors 103 v. Carey

Case Details

Full title:MADISON LIQUIDITY INVESTORS 103 LLC, ET AL., PETITIONERS-RESPONDENTS, v…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Feb 28, 2002

Citations

291 A.D.2d 362 (N.Y. App. Div. 2002)
739 N.Y.S.2d 18

Citing Cases

Pomerance ex rel. Her & in the Right of 310 W. 52 St. Condo. Ass'n v. McGrath

If the corporation raises an issue of fact as to the shareholder's good faith or motive in seeking corporate…

Goldman v. ICARO Media Grp.

Further, "[t]he use of a state's courts to reach a corporation doing business within the state for the…