Summary
holding a party defaults by failing to answer or appear
Summary of this case from Brommelhorst v. Auto. Club Inter-Ins. Exch.Opinion
No. ED 99981.
2014-01-28
KNT MANAGEMENT, LLC, Plaintiff/Appellant, v. Kimberly FLENOID, Defendant/Respondent.
Katharyn B. Davis, St. Louis, MO, for appellant. Kimberly Flenoid, St. Louis, MO, pro se.
Katharyn B. Davis, St. Louis, MO, for appellant. Kimberly Flenoid, St. Louis, MO, pro se.
LAWRENCE E. MOONEY, Presiding Judge.
The plaintiff landlord, KNT Management, L.L.C., appeals the judgment entered by the Circuit Court of the City of St. Louis, awarding the landlord possession of an apartment leased by the defendant tenant, Kimberly Flenoid, but denying the landlord rent due, costs, and attorney's fees. Following a trial de novo requested by the tenant, the trial court declined to award the landlord rent due, attorney's fees, or costs because the court misapprehended the nature of a trial de novo and therefore its authority. The trial court erroneously declared and applied the law in ruling that it had only “derivative” jurisdiction and could award no relief greater than that previously awarded by the associate circuit judge. Consequently, we reverse the judgment and remand the cause to the trial court for entry of judgment consistent with this opinion.
The landlord filed a petition for rent due and possession of the apartment leased by the tenant. The petition sought a judgment “for rent through the day of court, other charges as permitted by statute and restitution of the above premises with costs.” The summons was posted on the door of the apartment. The landlord appeared for trial two weeks later, but the tenant failed to appear and did not otherwise file an answer. The associate circuit judge awarded possession of the apartment to the landlord but denied a money judgment. The tenant timely filed an application for trial de novo in the circuit court, and posted bond payments of $390 on two occasions, for a total bond posted of $780.
The landlord appeared for the trial de novo, but the tenant failed to appear. On February 20, 2013, the trial court issued a judgment for possession of the apartment only, expressly denying a money judgment for rent due, attorney's fees, and costs as requested by the landlord. The stated basis of the trial court's award of possession only was that its jurisdiction was “purely derivative” of that of the associate circuit judge. Since the associate circuit judge had tried only the possession “cause of action,” the trial court reasoned that it had jurisdiction to hear only the possession “cause of action” and not a “cause of action” for money damages. Following the landlord's motion for new trial, the trial court issued a second judgment on April 9, 2013. This judgment again denied rent due and other money damages based on the same reasoning, but awarded to the landlord the $780 bond posted by the tenant. The landlord appeals.
In a court-tried case, we will affirm the judgment unless there is no substantial evidence to support it, it is against the weight of the evidence, or it erroneously declares or applies the law. Murphy v. Carron, 536 S.W.2d 30, 32 (Mo. banc 1976).
The trial court misapprehended the nature of a trial de novo, and thus believed that its jurisdiction was “derivative” of that possessed by the associate circuit judge in the original trial. Consequently, the trial court declared that it could hear and consider only the cause of action—namely possession of the apartment—heard and decided by the associate circuit judge in the original trial. The trial court erroneously declared and applied the law. Because it misunderstood the nature of a trial de novo, and thus the nature of its jurisdiction, the trial court apparently believed that it could award no relief greater than that awarded by the associate circuit judge.
The associate circuit judge awarded the landlord the remedy of possession of the apartment only, and did not award the remedy of rent due or other money damages, because at that time, the landlord had not obtained personal service on the tenant. Rather, the landlord had achieved service via posting, and the tenant failed to answer or appear and was in default. Section 535.040.1 RSMo. (Supp.2012)
provides in relevant part that “[n]o money judgment shall be granted to the plaintiff if the defendant is in default and service was by the posting procedure provided in section 535.030 unless the defendant otherwise enters an appearance.” Thus, at the time of the original trial, the associate circuit judge lacked statutory authority to award a money judgment to the landlord. Section 535.040.1.
All statutory references are to RSMo. (Supp.2012) except as otherwise indicated.
With the exception of an objection to subject-matter jurisdiction, however, if a party takes any action in a case that recognizes the case as being in court, this amounts to a general appearance. Germanese v. Champlin, 540 S.W.2d 109, 112 (Mo.App.St.L.Dist.1976). Where a party seeks relief, she necessarily assumes the attitude that the court's jurisdiction has been acquired, and she is bound by that position. Id. For example, Missouri courts have held that affirmative action taken by a party constitutes a general entry of appearance when a party writes to the trial court requesting a delay in placing the case on the docket, id., and when a party's attorney enters his appearance and seeks the court's order allowing examination of juvenile files open only to persons having a legitimate interest therein, State ex rel. A.M.T. v. Weinstein, 411 S.W.2d 267, 273–74 (Mo.App.St.L.Dist.1967). In short, the test of a general appearance conferring jurisdiction over the person is whether the defendant becomes an actor in the cause. Id. at 272.
When the tenant requested the trial de novo, she took affirmative action recognizing the case as being in court and seeking relief. She became an actor in the cause. Thus, the tenant “otherwise enter[ed] an appearance” and submitted to the court's jurisdiction. The trial court correctly ruled to this effect in its February 20, 2013 judgment. Given the tenant's entry of appearance, the trial court then had statutory authority to consider a judgment for both rent due and possession of the apartment as prayed for by the landlord. The trial court was not constrained by the judgment for possession of the premises granted by the associate circuit judge.
The trial court indicated that it could not award any relief beyond that awarded by the associate circuit judge because the court believed that its jurisdiction was “derivative.” There is no such concept as “derivative” circuit-court jurisdiction in Missouri. Missouri courts recognize two kinds of jurisdiction—subject-matter jurisdiction and personal jurisdiction. J.C.W. ex rel. Webb v. Wyciskalla, 275 S.W.3d 249, 252 (Mo. banc 2009). These two kinds of jurisdiction—and the circuit court has only these two kinds—are based on constitutional principles. Id. For the most part, personal jurisdiction is a matter of federal constitutional law. Id. Today, when a court says it lacks personal jurisdiction, it means that due process prohibits it from affecting the rights and interests of a particular person or entity. Id. at 253. Webb defined subject-matter jurisdiction as “the court's authority to render a judgment in a particular category of case.” Id.Article V, section 14 of the Missouri Constitution governs subject-matter jurisdiction, and provides in relevant part that “[t]he circuit courts shall have original jurisdiction over all cases and matters, civil and criminal.” Id. at 253 (emphasis in Webb ). Thus, we reject the proposition that a circuit court has only “derivative” jurisdiction when conducting a trial de novo.
In concluding that it had only “derivative” jurisdiction, the trial court misapprehended the nature of a trial de novo and therefore its authority. 535.110 RSMo. (2000) provides in relevant part that applications for trials de novo and appeals shall be allowed and conducted in the manner provided in chapter 512. Section 512.180.1 provides in pertinent part that “[a]ny person aggrieved by a judgment in a case tried without a jury before an associate circuit judge ... shall have the right of a trial de novo in all cases tried ... under the provisions of chapters 482 [small claims], 534 [forcible entry and unlawful detainer], and 535 [landlord-tenant].”
We note the contrast in the language of section 512.180.1 with that of section 512.180.2, which provides in pertinent part that in all other contested civil cases tried before an associate circuit judge, a record shall be kept, and any person aggrieved by a judgment rendered in such a case may appeal to the appropriate appellate court (emphasis added).
While the caselaw uses the terms “appeal” and “trial de novo ” interchangeably, it is important conceptually to recognize that section 512.180.1 cases do not involve an “appeal” to the circuit court, but rather, the right to an automatic new trial of the entire case. Hloben v. Henry, 660 S.W.2d 431, 433 (Mo.App.E.D.1983)(emphases added). The term “trial de novo ” means “[a] new trial on the entire case—that is, on both questions of fact and issues of law—conducted as if there had been no trial in the first instance.” Black's Law Dictionary 1512 (7th ed.1999). The circuit court does not take a case not heard on the record by an associate circuit judge for “appeal” or review de novo, but for a trial de novo. State ex rel. Means v. Randall, 764 S.W.2d 120, 123 (Mo.App.W.D.1988). It takes such a case for a trial anew of the entire case. Id. Section 512.180.1 uses the term “ de novo ” “in its elemental and literal sense: a hearing anew of the whole case as if no trial whatever had been had in the first instance—an original action in which the evidence is heard anew and on which the de novo court is bound to give a judgment of its own.” See id. (making this observation with regard to section 482.365, chapter 482 actions being covered by the trial de novo provisions of section 512.180.1). The statute does not mean that the de novo court sits as an appellate court to assess claims of error in the original proceedings before the associate circuit judge. Id. Citing section 512.180.1, the Means court reiterated that the statutory scheme of a trial de novo contemplates an original proceeding in the circuit court. Id.
The trial court relied on Newman v. Weinstein, 230 Mo.App. 794, 75 S.W.2d 871, 873 (1934), and McMenamy v. Main, 686 S.W.2d 874, 876 (Mo.App.E.D.1985), for the proposition that the court's jurisdiction was merely derivative. The trial court also relied on Green v. Woodard, 588 S.W.2d 522, 524 (Mo.App.S.D.1979), and Beilstein v. Allen, 616 S.W.2d 140, 143 (Mo.App.E.D.1981), for the proposition that it was limited to the precise issues tried before the associate circuit judge, namely possession of the apartment. Newman, Green, and Beilstein, however, are clearly distinguishable. None of these cases involved a trial de novo from a trial before an associate circuit judge under the current statutory scheme, but rather an appeal from a justice or magistrate court to the circuit court when such appeals were authorized under prior statutes. Newman, 75 S.W.2d at 871;Green, 588 S.W.2d at 523;Beilstein, 616 S.W.2d at 143;see also Hloben, 660 S.W.2d at 432 (explaining that prior to Court Reform and Revision Act of 1978, judgments of magistrate courts could be appealed to circuit court). In addition, the Court's discussion in Beilstein relates to the statutory authority possessed by the magistrate court, and consequently by the circuit court in a case on appeal from the magistrate court. 616 S.W.2d at 142–43. It was in the context of an appeal from a magistrate court under a former statutory scheme, wherein the magistrate court lacked statutory authority to hear certain types of claims and claims for money damages above a certain amount, that the Eastern District stated that “[t]he circuit court was limited to the issues tried in the magistrate court.” Id. Furthermore, our reading of McMenamy convinces us that the Court there was speaking of the concept of “jurisdictional competence.” See686 S.W.2d at 876. As our Supreme Court clarified in Webb, Missouri does not recognize “jurisdictional competence” but only personal and subject-matter jurisdiction. 275 S.W.3d at 252. Thus, following Webb, we can no longer accept McMenamy as an accurate statement of the law. The cases relied on by the trial court are inapposite.
Here, we do not have an appeal from a justice or magistrate court to the circuit court under a former statutory scheme, but a trial de novo in the circuit court. We also do not have a different cause of action than that pleaded and tried before the associate circuit judge, but rather a landlord who, in the new trial, merely sought all remedies available in the same rent-and-possession claim, such being made possible by virtue of the tenant's entry of appearance.
In addition to the foregoing cases, the trial court also cited section 512.280 RSMo. (2000), which states in relevant part that “[t]he same cause of action, and no other, that was tried before the associate circuit judge, shall be tried before the judge upon the trial de novo[.]” This statute restricts the trial de novo to “the same cause of action” as the prior action. Obviously, to ascertain whether the present action is “the same cause of action” requires consideration of the prior cause of action. We conclude, however, that this statute exists to prevent abuse of the right to a trial de novo by litigants seeking to assert new or distinct causes of action under the guise of a new trial.
This statute's prohibition on changing or adding a cause of action upon a trial de novo does not alter our conclusion under the circumstances present here. This is because “rent” and “possession” are not distinct causes of action, but constitute alternative remedies available in a single cause of action pursuant to section 535.040.1 based on the same theory and the same ultimate facts. Although some authority exists stating that rent and possession are distinct actions, see, e.g., Rouse Co. of Missouri, Inc. v. Justin's Inc., 883 S.W.2d 525, 529 (Mo.App.E.D.1994) and Cook v. Am. Maint. Co., 588 S.W.2d 171, 172 (Mo.App.E.D.1979), we find this reasoning flawed.
Section 535.040.1 provides in relevant part that upon return of the summons executed, the judge shall set the case for the first available date, and “shall proceed to hear the cause,” phrased as a singular noun, and shall render judgment that the landlord recover possession of the premises and also the debt for the rent then due with all court costs. Moreover, rent and possession constitute alternative remedies because they arise from the same underlying operative facts. A “cause of action” is “[a] group of operative facts giving rise to one or more bases for suing; a factual situation that entitles one person to obtain a remedy in court from another person; claim [.]” Black's Law Dictionary 214. Conversely, a “new cause of action” is “[a] claim not arising out of or relating to the conduct, occurrence, or transaction contained in the original pleading.” Id.
We also draw guidance from S & P Properties, Inc. v. Bannister, where we held that by resolving the issue of possession alone in the plaintiff's unlawful-detainer action and bifurcating the issue of damages for later determination by a jury, the trial court failed to resolve one claim as to one party. 292 S.W.3d 404, 408 (Mo.App.E.D.2009). If a petition seeks to enforce only one legal right, then it states only a single claim, even if the petition seeks multiple remedies. Id. Here, the landlord sought both rent and possession in its petition. Thus, no party sought to try any different or additional cause of action upon the trial de novo in violation of section 512.280 RSMo. (2000), and the trial court's reliance on section 512.280 under these circumstances was misplaced.
The trial court erred in ruling that it had only “derivative” jurisdiction from the associate circuit judge and thus could award no relief greater than what the associate circuit judge had the statutory authority to consider at the time of the original proceeding, given the method of service combined with the tenant's failure to appear. A trial de novo contemplates an original proceeding in the circuit court, and the circuit court is bound to give a judgment of its own. Means, 764 S.W.2d at 123. The trial court is empowered under its original jurisdiction to award such relief as pleaded in the landlord's petition and proved by the evidence adduced. Therefore, we reverse the trial court's judgment, and remand the cause to the trial court for entry of judgment consistent with this opinion.