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Keesler v. Small

Supreme Court, Appellate Division, Second Department, New York.
Jun 22, 2016
140 A.D.3d 1021 (N.Y. App. Div. 2016)

Opinion

06-22-2016

Leonard KEESLER, et al., respondents, v. Kurt SMALL, etc., et al., defendants, Hudson Valley Hospital Center, appellant.

Pilkington & Leggett, P.C., White Plains, N.Y. (Michael N. Romano of counsel), for appellant. The Flomenhaft Law Firm, PLLC, New York, N.Y. (Stephen D. Chakwin, Jr., of counsel), for respondents.


Pilkington & Leggett, P.C., White Plains, N.Y. (Michael N. Romano of counsel), for appellant.

The Flomenhaft Law Firm, PLLC, New York, N.Y. (Stephen D. Chakwin, Jr., of counsel), for respondents.

CHERYL E. CHAMBERS, J.P., L. PRISCILLA HALL, LEONARD B. AUSTIN, and HECTOR D. LaSALLE, JJ.

Opinion In an action, inter alia, to recover damages for medical malpractice, etc., the defendant Hudson Valley Hospital Center appeals, as limited by its brief, from so much of an order of the Supreme Court, Putnam County (Lubell, J.), dated May 29, 2014, as denied its motion for summary judgment dismissing the complaint insofar as asserted against it.

ORDERED that the order is affirmed insofar as appealed from, with costs.

The plaintiffs commenced this action, inter alia, to recover damages for medical malpractice, etc., alleging, among other things, that the defendants Kurt Small and Josephine Ratnathicam (hereinafter together the individual defendants) negligently administered epidural anesthesia to Leonard Keesler (hereinafter the injured plaintiff) during and after a surgical procedure performed at the defendant Hudson Valley Hospital Center (hereinafter HVHC), and negligently delayed in diagnosing and treating the injured plaintiff's cauda equina syndrome. The amended bill of particulars alleges that HVHC was both vicariously liable for the acts of the individual defendants, and directly negligent with respect to the injured plaintiff's postoperative care.

Generally, a hospital may not be held liable for the acts of an anesthesiologist who was not an employee of the hospital, but was one of a group of independent contractors (see Hill v. St. Clare's Hosp., 67 N.Y.2d 72, 79, 499 N.Y.S.2d 904, 490 N.E.2d 823 ). However, vicarious liability for the medical malpractice of an independent physician may be imposed under a theory of apparent or ostensible agency (see id. at 80–81, 499 N.Y.S.2d 904, 490 N.E.2d 823 ; Hannon v. Siegel–Cooper Co., 167 N.Y. 244, 60 N.E. 597 ; King v. Mitchell, 31 A.D.3d 958, 959, 819 N.Y.S.2d 169 ). “In order to create such apparent agency, there must be words or conduct of the principal, communicated to a third party, which give rise to the appearance and belief that the agent possesses the authority to act on behalf of the principal. The third party must reasonably rely on the appearance of authority, based on some misleading words or conduct by the principal, not the agent. Moreover, the third party must accept the services of the agent in reliance upon the perceived relationship between the agent and the principal, and not in reliance on the agent's skill” (Dragotta v. Southampton Hosp., 39 A.D.3d 697, 698, 833 N.Y.S.2d 638 ; see King v. Mitchell, 31 A.D.3d at 959, 819 N.Y.S.2d 169 ; Searle v. Cayuga Med. Ctr. at Ithaca, 28 A.D.3d 834, 836, 813 N.Y.S.2d 552 ).

“There are two elements to such a claim of apparent or ostensible agency. To establish the ‘holding out’ element, the misleading words or conduct must be attributable to the principal. To establish the ‘reliance’ element, the third party must accept the agent's services and submit to the agent's care in reliance on the belief that the agent was an employee of the principal” (Dragotta v. Southampton Hosp., 39 A.D.3d at 698–699, 833 N.Y.S.2d 638 ). In the context of a medical malpractice action against a hospital, the patient must have reasonably believed that the physicians treating him or her were provided by the hospital or acted on the hospital's behalf (see Gunther v. Staten Is. Hosp., 226 A.D.2d 427, 428, 640 N.Y.S.2d 601 ).

Here, in opposition to HVHC's prima facie showing of its entitlement to judgment as a matter of law dismissing so much of the complaint as alleged that it was vicariously liable for the alleged negligence of the individual defendants, the plaintiffs raised a triable issue of fact as to whether HVHC may be held vicariously liable for the acts and omissions of the individual defendants under the doctrine of apparent or ostensible agency (see Loaiza v. Lam, 107 A.D.3d 951, 953, 968 N.Y.S.2d 548 ; Sosnoff v. Jackman, 45 A.D.3d 568, 571, 845 N.Y.S.2d 391 ; Dragotta v. Southampton Hosp., 39 A.D.3d at 699, 833 N.Y.S.2d 638 ; Gunther v. Staten Is. Hosp., 226 A.D.2d at 428, 640 N.Y.S.2d 601 ). Accordingly, that branch of HVHC's motion which was for summary judgment dismissing so much of the complaint as alleged that it was vicariously liable for the alleged negligence of the individual defendants was properly denied.

We reach the same conclusion with respect to so much of the complaint as alleged direct negligence and malpractice against HVHC and its staff. “In an action sounding in medical malpractice, a defendant moving for summary judgment must make a prima facie showing either that there was no departure from accepted medical practice, or that any departure was not a proximate cause of the patient's injuries” (Matos v. Khan, 119 A.D.3d 909, 910, 991 N.Y.S.2d 83 ; see Poter v. Adams, 104 A.D.3d 925, 926, 961 N.Y.S.2d 556 ). Once the defendant has made such a showing, the plaintiff, in opposition, must submit evidentiary facts or materials to rebut the defendant's prima facie showing, but only as to those elements on which the defendant met the prima facie burden (see Poter v. Adams, 104 A.D.3d at 926, 961 N.Y.S.2d 556 ; Stukas v. Streiter, 83 A.D.3d 18, 23–24, 918 N.Y.S.2d 176 ).

Here, HVHC demonstrated its prima facie entitlement to judgment as a matter of law with respect to direct liability by submitting the affirmation of its expert, who opined that the postoperative care by HVHC staff was not a proximate cause of the injured plaintiff's injuries, since the injuries occurred in the course of the administration of anesthesia during surgery and were complete by the time HVHC staff administered postoperative care. In opposition, however, the plaintiffs raised a triable issue of fact with the affirmation of their expert. “Summary judgment is not appropriate in a medical malpractice action where the parties adduce conflicting medical expert opinions” (Feinberg v. Feit, 23 A.D.3d 517, 519, 806 N.Y.S.2d 661 ; see Bengston v. Wang, 41 A.D.3d 625, 839 N.Y.S.2d 159 ).

Accordingly, the Supreme Court also properly denied that branch of HVHC's motion which was for summary judgment dismissing so much of the complaint as alleged direct negligence and malpractice against HVHC and its staff.


Summaries of

Keesler v. Small

Supreme Court, Appellate Division, Second Department, New York.
Jun 22, 2016
140 A.D.3d 1021 (N.Y. App. Div. 2016)
Case details for

Keesler v. Small

Case Details

Full title:Leonard KEESLER, et al., respondents, v. Kurt SMALL, etc., et al.…

Court:Supreme Court, Appellate Division, Second Department, New York.

Date published: Jun 22, 2016

Citations

140 A.D.3d 1021 (N.Y. App. Div. 2016)
35 N.Y.S.3d 356
2016 N.Y. Slip Op. 4912

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