Opinion
June, 1895.
George H. Hart, for appellants.
George E. Mott, for respondent Weber.
Thomas F. Grady, for respondent Powers.
The action is by the personal representatives of a deceased person in behalf of his widow and next of kin, to recover damages resulting from his death in May, 1892, through the alleged wrongful act, neglect or default of the defendants. It was commenced in May, 1892, service of the summons upon all the defendants being complete in September of the same year. The complaint alleged and demanded damages in the sum of $5,000. In January, 1895, the action having been in abeyance meanwhile, the plaintiffs applied for leave to amend the complaint by increasing the allegation and demand of damages to $25,000. Such application was denied upon the sole ground that the court had not jurisdiction to allow a recovery in excess of the sum already demanded.
No right of action for damages existed at common law against a person who, by his wrongful act, neglect or default, had caused the death of another (5 Am. Eng. Ency. of Law, 125; Whitford v. Panama R.R. Co., 23 N.Y. 468), such right being purely of statutory creation. 3 Suth. Dam. (2d ed.) § 1259. In this state it was conferred by Laws of 1847, chapter 450, upon the representatives of the decedent, for the benefit of his widow and next of kin, in every case where the decedent himself could have recovered for the injuries sustained had he survived. No limit of recovery, however, was prescribed by that act. By Laws of 1849, chapter 256, the limit was fixed at $5,000, and by Laws of 1870, chapter 78, the benefit of the recovery was extended to the husband of the decedent. In 1880, by Laws of 1880, chapter 178, the provisions of the several statutes above alluded to were incorporated as a part of the Code of Civil Procedure (§§ 1902, 1904), and thus the law remained at the time of the death of the plaintiff's intestate and the commencement of this action, and until it was affected by the constitutional provision next to be alluded to.
By the Constitution of the state of New York, adopted November 6, 1894, and directed to take effect as of January 1, 1895 (Art. XV), it is provided (Art. I, § 18) as follows: "The right of action now existing to recover damages for injuries resulting in death shall never be abrogated, and the amount recoverable shall not be subject to any statutory limitation."
The precise question, therefore, which we are asked to decide upon this appeal from the order denying the plaintiffs' application for leave to amend is whether, or not, the constitutional inhibition of any limit of recovery applies to rights of action which had become vested prior to the day upon which such prohibition became a part of the organic law of the state.
It is conceded that there can be no vested right to a mere remedy, and that the state may, therefore, at will, abolish existing remedies. But it is urged that here the remedy is "of the essence of the right" ( Lowry v. Inman, 46 N.Y. 119), and, therefore, the abolition of the remedy necessarily involves the annihilation of the right. It would be futile, however, by consideration of the effect upon the plaintiffs and their beneficiaries, had the Constitution undertaken to abolish vested rights of action of the kind here involved, or to diminish the liability herein, to discuss, correlatively, the rights of the defendants which are affected by an increase of the liability, since it is clear that if such rights of action had been taken away, or the liability had been diminished, the Constitution of the United States would not have been impinged.
Article V of the amendments to the Constitution of the United States, which inhibits the taking of property "without due process of law," is restrictive of the powers of the federal government only. Matter of Spies, 123 U.S. 80, L.Ed.; Matter of Sawyer, 124 id. 402, 408, L.Ed. The plaintiffs' property and that of their beneficiaries ( Quin v. Moore, 15 N.Y. 432) could have been taken, and why may not the defendants'? Unless, therefore, restraint is to be found in the Constitution of the United States, the sovereign power of the people of the several states extends to the adoption of retrospective laws, whatever their effect may be. Burch v. Newbury, 10 N.Y. 374, 392; Charles River Bridge Co. v. Warren Bridge Co., 11 Pet. 420; Watson v. Mercer, 8 id. 88; Satterlee v. Matthewson, 2 id. 380; Baltimore S.R.R. Co. v. Nesbit, 10 How. U.S. 395; Drehman v. Stifle, 8 Wall. 595; Randall v. Kreiger, 23 id. 137. Such restraint is imposed (Art. I, § 10) only with regard to ex post facto laws and laws impairing the obligation of contracts. The first refer exclusively to crimes, forfeitures and penalties (7 Am. Eng. Ency. of Law, 529, and cases collated in note 1; Calder v. Bull, 3 Dall. 386), and, obviously, a consideration of the provision of the State Constitution under review raises no question with reference to the last. In French v. Deane, 24 L.R. Ann. 387, the Colorado Supreme Court held a statute which allowed punitive or exemplary damages in actions brought to enforce rights of action which had accrued before the enactment of the statute to be ex post facto, but this upon invocation of the doctrine prevailing in that state ( Murphy v. Hobbs, 7 Colo. 541; 49 Am. Rep. 366), and here rejected, that such damages are not, in the absence of statute authority, a part of the redress to be secured in civil actions; and, hence, that the statute allowing such damages is of a penal character.
Whether or not, therefore, the constitutional provision in controversy applies to rights of action which had become vested at the time of its adoption presents a question purely of intention and interpretation. In this connection it may be noted that it seems of doubtful propriety to consult the contemporaneous debates and proceedings of the convention from which the proposed Constitution issued, since the inquiry is not with regard to the intention of its framers, but with the people who adopt it. The contemporaneous debates and proceedings of legislatures have frequently been resorted to as an aid in determining, in cases of uncertainty, what the law enacted was intended to effect, but in such cases the inquiry has been with regard to the intention of the body which framed and enacted the law. In considering a constitutional provision, the relevancy of the debates and proceedings of those who framed it to the intention of those who adopted it is certainly not apparent. However, in consulting the debates and proceedings, we but follow precedent. Matter of Oliver Lee Co.'s Bank, 21 N.Y. 9, 13.
Every change in the law, however desirable the change may appear, if it is permitted to disturb conditions which were created by or with reference to the existing law, is fraught with serious mischief and resultant confusion. While, therefore, the right of civil liberty and self-government implies the power of a people to alter its laws at will, the endurance of social order and the political prosperity of the state require that the mischief and confusion resulting from a change of the law should always be minimized. Hence the principle, which governs alike the interpretation of constitutions and legislative enactments, that unless an intention to lend them a retrospective effect is apparent, all laws must be presumed to have been intended to operate prospectively only. " Nova constitutio futuris formam imponere debet, non præteritis." Bract. lib. 4, fol. 288; 2 Inst. 292; Broom's Maxims (8th Am. ed.), 34; Dash v. Van Kleeck, 7 Johns. 477; Butler v. Palmer, 1 Hill, 324; Matter of Lee Co.'s Bank, 21 N.Y. 9; Suth. Stat. Const. §§ 463, et seq. "Constitutions operate prospectively only, unless on their face the contrary intention is manifest beyond reasonable question." Shreveport v. Cole, 129 U.S. 36, L.Ed. bk. 32, p. 589.
Thus we are brought to a scrutiny of the language of the constitutional provision under review. "The right of action * * * shall never be abrogated, and the amount recoverable shall not be subject to any statutory limitation." The clear import of this is to attach the inhibition of any limit to all future recoveries, and so comprehends recoveries under rights of action which had accrued at the time when the Constitution went into effect, as well as recoveries under rights of action which might thereafter accrue. That the language is sufficiently comprehensive to include a retrospective, as well as a prospective effect, affords no plausible ground for holding that the latter effect was intended to be exclusive of the former. To restrict, therefore, the operation of the provision under review to recoveries under future rights of action requires distortion of the apparent and unambiguous sense of the language used, that sense in which the people must be presumed to have understood the provision when it was adopted by popular vote. We are not permitted to consider any alleged and resultant hardship from such a provision, or to question the wisdom of its adoption, our office being, at all times, to give effect to the supreme will of the people.
If reference is had to the contemporaneous debates and proceedings of the constitutional convention when the proposed provision was the subject of consideration, we are met by the rejection of propositions the import of which was to inhibit the limit of recovery with regard to future rights of action only. From such rejection the inference plainly manifest is, that the provision as finally evolved and issued from the convention was intended to be retrospective as well as prospective in its operation. "The right of action is hereby given, * * * and no statutory limitation shall be placed upon the amount of damages recoverable," etc. Record of Debates Proceedings, 595. "Whenever the death of a person shall be caused by wrongful act, etc., the person who, or the corporation which, would have been liable, if death had not ensued, shall be liable to an action for damages. * * * No law shall be passed limiting the amount to be recovered for damages," etc. Id. 651. "The right of action is hereby given for loss of life, etc., and whatever statutory limitation may be placed upon the amount of damages recoverable * * * shall be the minimum, as well as the maximum amount," etc. Id. 947.
Our conclusion is that it was error to deny the plaintiffs' motion for leave to amend the complaint upon the ground stated. The order appealed from should be reversed, with costs of this appeal, and the plaintiffs' motion for leave to amend should be granted, with costs.
DALY, Ch. J., and BOOKSTAVER, J., concur.
Order reversed, with costs, and motion granted, with costs.