Opinion
M-2655
September 16, 2003.
Disciplinary proceedings instituted by the Departmental Disciplinary Committee for the First Judicial Department. Respondent was admitted to the Bar at a Term of the Appellate Division, First Department, on March 4, 1985.
Naomi F. Goldstein, of counsel. Thomas J. Cahill, (Chief Counsel) for petitioner.
No appearance for respondent.
Before: Nardelli, J.P., Andrias, Saxe, Williams, Friedman, JJ.
Respondent Stephen W. Dicker was admitted to the practice of law in the State of New York by the First Judicial Department on March 4, 1985. At all times relevant to these proceedings, respondent maintained an office for the practice of law within the First Judicial Department.
The Departmental Disciplinary Committee seeks an order, pursuant to 22 NYCRR 603.11, accepting respondent's affidavit of resignation from the practice of law and striking respondent's name from the roll of attorneys.
Respondent submits his resignation pursuant to 22 NYCRR 603.11. In his affidavit, sworn to May 20, 2003, respondent admits that there is a pending investigation by the Committee into allegations that he converted client funds for his personal use. Specifically, in 2002, over the course of his representation of one client, respondent misappropriated approximately $10,000 that he held in escrow on the client's behalf. Although respondent returned the money after the client made a request, he did not do so immediately. Also in 2002, without authorization, respondent used for his personal benefit the proceeds of another client's $30,000 settlement, which funds he has since returned to the client. Respondent also admits that he has not paid his attorney registration fee to the Office of Court Administration since 1997.
Upon review of respondent's affidavit of resignation, we are satisfied that it fully complies with the requirements of Section 603.11 of this Court's Rules governing the conduct of attorneys. Respondent acknowledges that he is the subject of a pending disciplinary investigation; he concedes that if charges were brought against him based on the aforementioned allegations he could not successfully defend himself on the merits; he asserts that his resignation is freely and voluntarily rendered without coercion or duress; and he states that he is fully aware of the implications of submitting his resignation. He also states that he "sincerely regret[s]" the actions he has taken.
Accordingly, the Committee's motion should be granted, respondent's resignation accepted, and his name stricken from the roll of attorneys and counselors-at-law in the State of New York, nunc pro tunc to May 20, 2003.
All concur.
Order filed.