Opinion
08-15-2017
Jorge Dopico, Chief Attorney, Attorney Grievance Committee, New York (Sherine F. Cummings, of counsel), for petitioner. Respondent pro se.
Jorge Dopico, Chief Attorney, Attorney Grievance Committee, New York (Sherine F. Cummings, of counsel), for petitioner.
Respondent pro se.
ROLANDO T. ACOSTA, Justice Presiding, DIANNE T. RENWICK, ANGELA M. MAZZARELLI, JUDITH J. GISCHE, ELLEN GESMER, Justices.
PER CURIAM.Respondent George P. Stasiuk was admitted to the practice of law in the State of New York by the First Judicial Department on April 17, 2001. He was also admitted as an attorney and counselor-at-law in the State of New Jersey in 1990. By order entered and effective January 30, 2017, this Court suspended respondent from the practice of law in the State of New York, pursuant to Judiciary Law § 468–a, for his failure to register with the Office of Court Administration and pay applicable fees for several biennial periods. Respondent has not moved for reinstatement and remains suspended in New York.
The Attorney Grievance Committee now seeks an order pursuant to the doctrine of reciprocal discipline and the Rules for Attorney Disciplinary Matters ( 22 NYCRR) § 1240.13, disciplining respondent predicated upon discipline imposed by the Supreme Court of New Jersey, and directing him to demonstrate why discipline should not be imposed for the underlying misconduct, or sanctioning him as this Court deems appropriate. Although properly served, respondent has not appeared on this motion.
By order filed February 12, 2016, the Supreme Court of New Jersey censured respondent for violating New Jersey Rules of Professional Conduct (RPC) rule 1.1(a) (gross neglect), rule 1.3 (lack of diligence), rule 1.4(b) (failure to communicate with client), rule 1.16(d) (failure to return an unearned fee) and rule 8.1(b) (failure to cooperate with disciplinary authorities), and ordered him to refund $6,500 to one of his clients, in full or on a payment plan, within 30 days after the filing of the date of the order, failing which, he would be temporarily suspended from the practice of law without further notice. By order filed March 30, 2016, the Supreme Court of New Jersey temporarily suspended respondent, effective immediately, due to his failure to comply with the terms of the foregoing order. Respondent failed to inform the Attorney Grievance Committee and this Court of his New Jersey discipline as required by 22 NYCRR 1240.13(d).
According to the record in the New Jersey disciplinary proceeding, in May 2012, a client retained respondent to pursue a workplace discrimination action, apparently agreeing to pay respondent $900 to file an initial notice. Thereafter, respondent was paid an additional $6,500 for future litigation costs and fees but took no further action on the client's behalf, and failed to keep her apprised of the status of the case, prompting the client to request fee arbitration. In April 2013, respondent appeared at the client's home, telling her, inter alia, that he had been ill and was ready to proceed with her matter. However, he never contacted her again. In August 2013, without respondent's participation, respondent was ordered to pay the client $6,500 within 30 days, but he failed to do so.
Notwithstanding being properly served with an amended complaint by the District Ethics Committee (via service by publication), respondent failed to submit an answer to the complaint. Thereafter, the matter was submitted to the Disciplinary Review Board (DRB), certified as a default. In a decision dated July 28, 2015, the DRB determined that respondent's actions involving the client violated RPC rule 1.1(a) (gross neglect), rule 1.3 (lack of diligence), rule 1.4(b) (failure to communicate with client), that his failure to answer the amended complaint violated RPC rule 8.1(b) (failure to cooperate with disciplinary authorities), and his failure to return the $6,500 given to him by his client, forcing her to petition for fee arbitration, violated RPC rule 1.16(d) (failure to return an unearned fee).
In recommending the more serious discipline of a censure as the appropriate discipline, the DRB balanced respondent's lack of a disciplinary history with the financial harm caused to his client ($6,500), the fact that he had still not refunded the money to the client, and that he defaulted in the disciplinary matter. Thereafter, the DRB's decision was submitted to the Supreme Court of New Jersey and an order to show cause was issued directing respondent to show why he should not be disbarred or otherwise disciplined. Respondent failed to appear and the court issued its February 12, 2016 order censuring him for the above rule violations and requiring him to refund his client $6,500 within 30 days after the filing of the order, failing which he would be temporarily suspended. As noted, when respondent failed to comply with the direction to pay the client (in full or on an acceptable payment plan), by order filed March 30, 2016, the court temporarily suspended him from the practice of law, effective immediately.In a proceeding seeking reciprocal discipline pursuant to 22 NYCRR 1240.13, the respondent is precluded from raising any defenses except: (1) lack of notice or opportunity to be heard in the foreign jurisdiction constituting a deprivation of due process; (2) an infirmity of proof establishing the misconduct presented to the foreign jurisdiction; or (3) that the misconduct for which the attorney was disciplined in the foreign jurisdiction does not constitute misconduct in this State.
Since respondent has not submitted a response to this petition, he has not raised any of the aforementioned defenses. In any event, a review of the record establishes that respondent was afforded due process and that sufficient evidence established his admitted misconduct. Moreover, the conduct for which he was disciplined in New Jersey constitutes violations of parallel disciplinary provisions in this State. The imposition of reciprocal discipline is therefore appropriate (see Matter of Vohra, 303 A.D.2d 61, 755 N.Y.S.2d 71 [1st Dept.2003] [attorney censured for failing to perform work for client and misrepresenting to client and law partner that work had been completed]; Matter of Gold, 240 A.D.2d 74, 668 N.Y.S.2d 605 [1st Dept.1998] ).
As no available defense under 22 NYCRR 1240.13 exists, the only issue for this Court to decide is the appropriate sanction to be imposed. It is a generally accepted principle that the state where respondent lived and practiced law at the time of the offense has the greatest interest in the issue and the public policy considerations relevant to such disciplinary actions (see Matter of Reiss, 119 A.D.2d 1, 6, 505 N.Y.S.2d 604 [1st Dept.1986] ; see also Matter of Supino, 23 A.D.3d 11, 14, 806 N.Y.S.2d 178 [1st Dept.2005] ). Moreover, a censure is in accord with this Court's precedent under similar circumstances (see Matter of Hoffman, 34 A.D.3d 1, 822 N.Y.S.2d 42 [1st Dept.2006] [attorney reciprocally censured for failing to appear and provide adequate representation to client]; Matter of Vohra, 303 A.D.2d at 63–64, 755 N.Y.S.2d 71 ; Matter of LaSalle, 194 A.D.2d 28, 604 N.Y.S.2d 72 [1st Dept.1993] [attorney censured for neglecting client matter and misrepresenting status of the case] ).
We note that, as a consequence of his failure to comply with that portion of the New Jersey Supreme Court's initial order that required respondent to refund money to his client, he is currently suspended in that State. Nevertheless, we need not impose a reciprocal suspension on respondent, since he is already, and continues to be, under suspension in New York for his failure to register.Accordingly, the Committee's petition for reciprocal discipline should be granted, and respondent publicly censured.
Order filed.
ALL CONCUR.