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In re Old Banc One Shareholders Securities Litig.

United States District Court, N.D. Illinois, Eastern Division
Jun 19, 2002
File No. 00 C 2100 (N.D. Ill. Jun. 19, 2002)

Opinion

File No. 00 C 2100

June 19, 2002


MEMORANDUM, OPINION, AND ORDER


This case is before the Court on the objections of lead plaintiff Frank Villano to Magistrate Judge Denlow's Order of April 17, 2002. For the following reasons, the objections to Magistrate Judge Denlow's Order are denied.

BACKGROUND

In his April 17, 2002 Order, Magistrate Judge Denlow denied lead plaintiffs motion to compel production of documents because:

1. The documents prepared in connection with the "First USA/Sidley Austin Project' were prepared after the August 26, 1999 stock drop to examine specific legal issues in anticipation of possible relation unrelated to the Banc One/First Chicago merger that is the subject of this action. These documents constitute attorney work product.
2. Routine audit work or business reviews cannot be withheld under the attorney work product doctrine as this Court has previously made clear because they are not made in anticipation of litigation. Defendants are not withholding such documents relevant to the litigation.
3. The fact that Arthur Andersen was Banc One's regular auditor does not prevent them from being engaged to preform specific projects at the direction and under the supervision of Banc One's counsel in anticipation of litigation. Such is the case here.

4. Defendants' work product protection was not waived.

Plaintiff has filed objections to Magistrate Judge Denlow's April 17, 2002 Order. Plaintiff asks this Court to reverse Magistrate Judge Denlow's Order holding that certain documents prepared under the supervision of attorneys in anticipation of litigation, and that are unrelated to the matters at issue in this litigation, need not be produced. It should be noted that Magistrate Judge Denlow conducted an in camera review of the documents before issuing his decision.

DISCUSSION

Magistrate Judge Denlow's Order is reviewed by this Court under the "clearly erroneous" or "contrary to law" standard. Fed.R.Civ.P. 72(a); 28 U.S.C. § 636(b)(1)(A). The Seventh Circuit has explained the standard as follows:

The district court's review of any discovery-related decisions made by the magistrate judge is governed by Rule 72(a) of the Federal Rules of Civil Procedure, which provides: `The district court to whom the case is assigned shall consider such objections and shall modify or set aside any portion of the magistrate judge's order found to be clearly erroneous or contrary to law.' Fed.R.Civ.P. 72(a); see also 28 U.S.C. § 636(b)(1). The clear error standard means that the district court can overturn the magistrate judge's ruling only if the district court is left with the definite and firm conviction that a mistake has been made.

Weeks v. Samsung Heavy Indus. Co., Ltd., 126 F.3d 926, 943 (7th Cir. 1997).

We find that Magistrate Judge Denlow correctly held that the documents which plaintiff seeks are not relevant to this litigation and are protected from discovery by the attorney work product doctrine. First, the documents at issue were created well after the Banc One/First Chicago merger and do not refer, or relate back, to events prior to the merger. Based on Magistrate Judge Denlow's previous order defining the scope of discovery, the documents are not responsive and need not be produced. Second, as Magistrate Judge Denlow held, the documents at issue constitute attorney work product. Judge Denlow carefully considered the arguments of the parties and then conducted an in camera review of some of the documents at issue. With the benefit of this record, Magistrate Judge Denlow rejected the same contentions that plaintiff has repeated here. We agree with this result.

CONCLUSION

For these reasons, we find that Magistrate Judge Denlow's ruling was neither clearly erroneous nor contrary to law. Therefore, lead plaintiffs objections to Magistrate Judge Denlow's April 17, 2002 Order are denied.


Summaries of

In re Old Banc One Shareholders Securities Litig.

United States District Court, N.D. Illinois, Eastern Division
Jun 19, 2002
File No. 00 C 2100 (N.D. Ill. Jun. 19, 2002)
Case details for

In re Old Banc One Shareholders Securities Litig.

Case Details

Full title:IN RE OLD BANC ONE SHAREHOLDERS SECURITIES LITIGATION

Court:United States District Court, N.D. Illinois, Eastern Division

Date published: Jun 19, 2002

Citations

File No. 00 C 2100 (N.D. Ill. Jun. 19, 2002)