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In re Amendments to the Florida Small Claims Rules

Supreme Court of Florida
Oct 10, 1996
682 So. 2d 1075 (Fla. 1996)

Opinion

No. 86895.

October 10, 1996.

John W. Frost, II, President, Bartow, Edward R. Blumberg, President-elect, Miami, and John F. Harkness, Jr., Executive Director, Tallahassee, on behalf of The Florida Bar Board of Governors; Stephen C. Shenkman, Chair, Small Claims Rules Committee, Miami, and Neil H. Butler of Butler Long, Tallahassee, on behalf of the Florida Chapters of the National Association of Credit Management, for Petitioners.

Honorable Thomas B. Freeman, Chair, Small Claims Rules Committee, Conference of County Court Judges, Clearwater, and Honorable Marvin H. Gillman, County Judge, Eleventh Judicial Circuit, Miami, Interested Parties.


The Florida Bar Small Claims Rules Committee has submitted its quadrennial report of proposed changes to the Florida Small Claims Rules. We have jurisdiction pursuant to article V, section 2(a), Florida Constitution.

The rules committee proposes substantive amendments to rules 7.020(b), 7.070, 7.110(e), 7.140(e), 7.221, 7.343, and 7.345. The proposed rule changes were approved unanimously by the rules committee. Pursuant to Florida Rule of Judicial Administration 2.130(c), the proposed amendments were submitted to the Board of Governors of The Florida Bar for its recommendation. The Board of Governors approved the proposed changes. The proposed changes were published for comment and comments dealing with rule 7.010(b) were filed by The Florida Bar Board of Governors and the Florida Chapters of the National Association of Credit Management. These two entities have recommended that we increase the jurisdictional limit of Small Claims Courts from $2,500 to $5,000. They point out that inflation alone would justify a substantial increase in the jurisdictional limit. They also note that we have not reviewed this matter since 1988 when we turned down a similar request to raise the limit to $5,000. See In re Florida Bar Small Claims Rules, 537 So.2d 81 (Fla. 1988).

After reviewing the report of the rules committee, we approve the proposed amendments to the Florida Small Claims Rules and follow the recommendation of the Board of Governors that we increase the jurisdictional limit to $5,000. The following is a brief explanation of the rule changes approved by this Court.

The last time we changed the jurisdictional limit was over twelve years ago. See Florida Bar re Rules of Summary Procedure, 461 So.2d 1344 (Fla. 1984) (raising jurisdictional limit from $1,500 to $2,500).

Subdivision (b) of rule 7.020, "Applicability of Rules of Civil Procedure," expands the scope of the applicable Florida Rules of Civil Procedure to include rule 1.380. This change allows a small claims court to issue and impose sanctions for failure to comply with discovery requests.

Rule 7.070 is modified to preclude the application of Rule of Civil Procedure 1.070(i) because Small Claims Rule 7.110(e) already provides for dismissal of a claim for failure to prosecute after six months of inactivity.

Rule 7.110(e) is amended to be consistent with Rule of Civil Procedure 1.420(e). The present language prevents the dismissal of an action for failure to prosecute only if a party, before the motion to dismiss hearing, shows good cause in writing. The new language prevents the dismissal of an action for failure to prosecute when a stipulation staying the action has been filed with the court, when a stay order has been filed, or when a party shows good cause in writing at least five days before the hearing on the motion.

Rule 7.140(e) is revised to expressly provide that the judge, while able to assist an unrepresented party, should not act as an advocate for that party. The subdivision heading is changed from "Assistance by Court" to "Unrepresented Parties" and courts are now allowed to assist unrepresented parties on "courtroom decorum" and "order of presentation of material evidence."

Rule 7.221 is amended by the addition of a new initial paragraph. The purpose of this addition is to make form 7.343 (Fact Information Sheet) available for use by both a judgment creditor and a judgment creditor's attorney, even though the hearing in aid of execution is not available to the attorney. The rule allows the court to include the order to complete the Fact Information Sheet as part of the final judgment or the court may issue the order within thirty days of the order or within a reasonable time determined by the court.

Form 7.340, the final judgment, is revised to make provision for interest, including prejudgment interest.

Form 7.343, the "Fact Information Sheet," is substantially changed by the addition and deletion of numerous information requests. The changes allow the judgment creditor to better evaluate the financial position of the judgment debtor involved.

Form 7.345 — Stipulation for Installment Settlement and Stay and Order Approving Stipulation — is modified to reflect state statutory changes regarding the rate of post judgment interest which accrues in the event a defendant defaults in payment as set forth in the stipulation.

In the appendix below, deletions are indicated by use of struck-through type. New language is indicated by underscoring. The committee notes are offered only for explanation and are not adopted as an official part of the rules. These amendments shall become effective January 1, 1997.

It is so ordered.

KOGAN, C.J., and OVERTON, SHAW, GRIMES, HARDING, WELLS and ANSTEAD, JJ., concur. RULE 7.010. TITLE AND SCOPE Title. Scope. $2,500 $5,000 51.011 RULE 7.020. APPLICABILITY OF RULES OF CIVIL PROCEDURE Generally. Discovery. 1.370 1.380 1.370 1.380, Additional Rules. Committee Notes 1972 Amendment. 1978 Amendment. 1996 Amendment. The addition of Fla. R. Civ. P. 1.380 enables the court to issue and impose sanctions for failure to comply with discovery requests. RULE 7.070. METHOD OF SERVICE OF PROCESS s (a)-(h) Committee Notes 1978 Amendment. 1984 Amendment. 1992 Amendment. 1996 Amendment. The rule is being modified to exclude Fla. R. Civ. P. 1.070(i) because Small Claims Rule 7.110(e) provides for dismissal of a claim for failure to prosecute after 6 months of inactivity. Court's Commentary 1972 Amendment. 34.041 RULE 7.110. DISMISSAL OF ACTIONS Voluntary Dismissal; Effect Thereof. By Parties. By Order of the Court; If Counterclaim. Involuntary Dismissal. Dismissal of Counterclaim. Costs. Failure to Prosecute. a party before the hearing on the motion shows good cause in writing a stipulation staying the action has been filed with the court, or a stay order has been filed, or a party shows good cause in writing at least 5 days before the hearing on the motion Committee Notes 1978 Amendment. 1984 Amendment. 1996 Amendment. Subdivision (e) is amended to be consistent with Fla. R. Civ. P. 1.420(e), which includes specific language concerning a stipulation staying the action approved by the court or a stay order as a condition when an action would not automatically be up for dismissal based on lack of prosecution. Court's Commentary 1972 Amendment. RULE 7.140. TRIAL Time. Determination. Pretrial. Settlement. Assistance by Court Unrepresented Parties. secure further the proceedings and in the interest of securing procedure to be follow; courtroom decorum; and order of ; and (3) questions of law. The court may not instruct any party not represented by an attorney on accepted rules of law. The court shall not act as an advocate for a party. How Conducted. Committee Notes 1984 Amendment. 1988 Amendment. 1996 Amendment. The revised version of subdivision (e) addresses the need to expressly provide that the judge, while able to assist an unrepresented party, should not act as an advocate for that party. RULE 7.221. HEARING IN AID OF EXECUTION (a) Use of Form 7.343. In any final judgment, the judge shall include the Optional Enforcement Paragraph of form 7.340 if requested by the prevailing party or attorney. In addition to the forms of discovery available to the judgment creditor under Fla. R. Civ. P. 1.560, the judge, at the request of the judgment creditor or the judgment creditor's attorney, shall order a judgment debtor to complete form 7.343 within 30 days of the order or other such reasonable time determined by the court. If the judgment debtor fails to obey the order, Fla. R. Civ. P. Form 1.982 may be used in conjunction with this subdivision of this rule. (b) Purpose of Hearing. this subdivision of this subdivision of Committee Notes 1988 Amendment. 1996 Amendment. The purpose of the change is to make form 7.343 (Fact Information Sheet) available for use by both a party and the party's attorney, even though the hearing in aid of execution is not available to the attorney. The rule will allow the court to include the order as part of the final judgment or to issue the order after the judgment. The court may adjust the time allowed for the response to the Fact Information Sheet to fit the circumstances. FORM 7.340. FINAL JUDGMENT (S) (s) principal on principal, $....... as prejudgment interest, $.......... for attorneys' fees, making a subtotal of $......., that all of which a for the current in addition prejudgment interest of $....... (if applicable) thereafter at the prevailing rate per year as provided for by Florida Statute, the above which Copies furnished to: PLAINTIFF(S) DEFENDANT(S) Plaintiff(s)'s address: ........................... ........................... (s) and Social Security Number (if known): if is FORM 7.343. FACT INFORMATION SHEET Full Legal Nicknames or Aliases: Residence Mailing Address (if different): s (Home) (Business) Place of Employment Name of Employer: Salary: $ ______/______ Address of Employer: Position or Job Description: Rate of Pay: per Average Paycheck: $ per Average Commissions or Bonuses: $ per Commissions or bonuses are based on Other Personal Income: $ from (Explain details on the back of this sheet or an additional sheet if necessary.) Driver's License Number: Marital Status: Spouse's Address (if different): Spouse's Employment: Salary: Other Income: Amount: $ Number in Family: Home Mortgage or Rent Paid to: Spouse's Employer: Spouse's Average Paycheck or Income: $ Other Family Income: $ per (Explain details on back of this sheet or an additional sheet if necessary.) Names and Ages of All Your Children (and addresses if not living with you): Child Support or Alimony Paid: $ per Names of Others You Live With: Who is Head of Your Household? You Spouse Other Person (Describe all other accounts or investments you may have, including stocks, mutual funds, savings bonds, or annuities, on the back of this sheet or an additional sheet if necessary.) For Real Estate (land) You Own or Are Buying: Address: All Names on Title: Mortgage Owed to: Balance Owed: Monthly Payment: $ (Attach a copy of the deed or mortgage, or list the legal description of the property on the back of this sheet or an additional sheet if necessary. Also provide the same information on any other property you own or are buying.) For All Motor Vehicles You Own or Are Buying: Do You Own a Vehicle? Loan: $ Mileage: Names on Title: Present Value: $ Loan Owed to: Balance on Loan: $ Monthly Payment: $ (List all other automobiles, as well as other vehicles, such as boats, motorcycles, bicycles, or aircraft, on the back of this sheet or an additional sheet if necessary.) Please check if you own the following: Boat Camper Stocks/Bonds Other Real Property Other Personal Property Have you given, sold, loaned, or transferred any real or personal property worth more than $100 to any person in the last year. If your answer is yes describe the property and sale price, and give the name and address of the person who received the property. Does anyone owe you money? Amount Owed: $ Name and Address of Person Owing Money: Reason money is owed: Bring papers, e.g., deeds, titles, certificates, and tax returns, to hearing (Explain details on the back of this sheet.) Please attach copies of the following: a. Your last pay stub. b. Your last 3 statements for each bank, savings, credit union, or other financial account. c. Your motor vehicle registrations and titles. d. Any deeds or titles to any real or personal property you own or are buying, or leases to property you are renting. UNDER PENALTY OF PERJURY, SWEAR OR AFFIRM THAT THE FOREGOING ANSWERS ARE TRUE AND COMPLETE. STATE OF FLORIDA COUNTY OF .................... The foregoing instrument was acknowledged before me this ....... day of ............... ..............., 19....., by ..................., who is personally known to me or has produced .................... as identification and who" ..... did/did ....... not take" an oath. MAIL OR DELIVER THIS FORM TO THE CLERK OF THE COURT, AND MAIL OR DELIVER A COPY OF THE COMPLETED FORM TO THE JUDGMENT CREDITOR OR THE CREDITOR'S ATTORNEY. FORM 7.345. STIPULATION FOR INSTALLMENT SETTLEMENT AND STAY AND ORDER APPROVING STIPULATION of 12% or at the contract rate provided by law, Committee Notes 1992 Adoption. 1996 Amendment. This form has been modified to reflect recent changes in the statutory rate of interest calculated on final judgment amounts.

APPENDIX (a) These rules shall be cited as Florida Small Claims Rules and may be abbreviated "Fla.Sm.Cl.R." These rules shall be construed to implement the simple, speedy, and inexpensive trial of actions at law in county courts. (b) These rules are applicable to all actions at law of a civil nature in the county courts in which the demand or value of property involved does not exceed [] [] exclusive of costs, interest, and attorneys' fees; if there is a difference between the time period prescribed by these rules and section , Florida Statutes, the statutory provision shall govern. (a) Florida Rules of Civil Procedure 1.090(a), (b), and (c); 1.190(e); 1.210(b); 1.260; 1.410; and 1.560 are applicable in all actions covered by these rules. (b) Any party represented by an attorney is subject to discovery pursuant to Florida Rules of Civil Procedure 1.280-[] [] directed at said party, without order of court. If a party proceeding without an attorney directs discovery to a party represented by an attorney, the represented party may also use discovery pursuant to the above-mentioned rules without leave of court. When a party is unrepresented and has not initiated discovery pursuant to Florida Rules of Civil Procedure 1.280-[][] the opposing party shall not be entitled to initiate such discovery without leave of court. However, the time for such discovery procedures may be prescribed by the court. (c) In any particular action, the court may order that action to proceed under 1 or more additional Florida Rules of Civil Procedure on application of any party or the stipulation of all parties on the court's own motion. Subdivision (a) is amended by giving the court authority to apply additional rules of civil procedure in any particular case on the application of a party, stipulation of all parties, or order on the court's own motion. These proposed amendments would help prevent overreaching and the ability of one party to obtain judgment without giving the court the full opportunity to consider the merits of the case. When attorneys are involved, the rule would preserve the ability of the parties to fully develop their cases. [] [ ] Service of process shall be effected as provided by law or as provided by Florida Rule[] of Civil Procedure 1.070[]. Constructive service or substituted service of process may be effected as provided by law. Service of process on Florida residents only may also be effected by certified mail, return receipt signed by the defendant, or someone authorized to receive mail at the residence or principal place of business of the defendant, the cost of which is in addition to the filing fee. Present rule provides for certified or registered mail. Certified mail has not been satisfactory since the Postal Service does not deliver to the defendant in all cases. Mail service is allowed on persons authorized to receive mail for the defendant similar to substituted service by the sheriff on a resident of the defendant's abode. The proposal clarifies the rule that service by mail is not available for out-of-state defendants. The committee has found that most jurisdictions forward the summons and complaint for service by certified mail rather than registered mail. Therefore, the rule is changed to conform to the custom and to be more in keeping with the other service requirements that are required by certified mail as opposed to registered mail. [] [ ] The payment of costs of service by certified or registered mail from the filing fee is authorized by section (1), Florida Statutes; chapter 72-404, Laws of Florida. (a) (1) Except in actions where property has been seized or is in the custody of the court, an action may be dismissed by the plaintiff without order of court (A) by the plaintiff informing the defendant and clerk of the dismissal before the trial date fixed in the notice to appear, or before retirement of the jury in a case tried before a jury or before submission of a nonjury case to the court for decision, or (B) by filing a stipulation of dismissal signed by all parties who have appeared in the action. Unless otherwise stated, the dismissal is without prejudice, except that a dismissal operates as an adjudication on the merits when a plaintiff has once dismissed in any court an action based on or including the same claim. (2) Except as provided in subdivision (a)(1) of this rule, an action shall not be dismissed at a party's instance except upon order of the court and on such terms and conditions as the court deems proper. If a counterclaim has been made by the defendant before the plaintiff dismisses voluntarily, the action shall not be dismissed against the defendant's objections unless the counterclaim can remain pending for independent adjudication. Unless otherwise specified in the order, a dismissal under this subdivision is without prejudice. (b) Any party may move for dismissal of an action or of any claim against that party for failure of an adverse party to comply with these rules or any order of court. After a party seeking affirmative relief in an action has completed the presentation of evidence, any other party may move for a dismissal on the ground that upon the facts and the law the party seeking affirmative relief has shown no right to relief without waiving the right to offer evidence in the event the motion is not granted. The court may then determine them and render judgment against the party seeking affirmative relief or may decline to render any judgment until the close of all the evidence. Unless the court in its order for dismissal otherwise specifies, a dismissal under this subdivision and any dismissal not provided for in this rule, other than a dismissal for lack of jurisdiction or for improper venue or for lack of an indispensable party, operates as an adjudication on the merits. (c) The provisions of this rule apply to the dismissal of any counterclaim. (d) Costs in any action dismissed under this rule shall be assessed and judgment for costs entered in that action. If a party who has once dismissed a claim in any court of this state commences an action based on or including the same claim against the same adverse party, the court shall make such order for the payment of costs of the claim previously dismissed as it may deem proper and shall stay the proceedings in the action until the party seeking affirmative relief has complied with the order. (e) All actions in which it affirmatively appears that no action has been taken by filing of pleadings, order of court, or otherwise for a period of 6 months shall be dismissed by the court on its own motion or on motion of any interested person, whether a party to the action or not, after 30 days' notice to the parties, unless [ ] [ ] why the action should remain pending. Former subdivision (e) provided for 1 year rather than 6 months. Subdivision (e) is changed to allow more time for an attorney to inquire about the status of a claim. Many actions are disposed of by a stipulation to pay, and it may take longer than 10 days to determine the amount due, if any. [] [ ] Substantially the same as Florida Rule of Civil Procedure 1.420. (a) The trial date shall be set by the court at pretrial. (b) Issues shall be settled and motions determined summarily. (c) The pretrial conference should narrow contested factual issues. The case may proceed to trial with the consent of both parties. (d) At any time before judgment, the judge shall make an effort to assist the parties in settling the controversy by conciliation or compromise. (e) [] [ ] In an effort to [] [ ] substantial justice, the court shall assist any party not represented by an attorney on: (1) [] [ ] (2) [] presentation of material evidence[] [] [ ] (f) The trial may be conducted informally but with decorum befitting a court of justice. The rules of evidence applicable to trial of civil actions apply but are to be liberally construed. At the discretion of the court, testimony of any party or witness may be presented over the telephone Additionally, at the discretion of the court an attorney may represent a party or witness over the telephone without being physically present before the court. (a) Changed to conform this rule with the requirement for pretrials. (c) Allows the cases to proceed to trial with consent of the parties. (f) This is similar to the proposed amendment to the Florida Rules of Civil Procedure to allow depositions by telephone. Since the court has discretion to allow this testimony, all procedural safeguards could be maintained by the court. Since the court is also the trier of fact, the testimony could be rejected if unreliable. Extends the taking of testimony over the telephone to include parties, deletes the agreement of the parties provision, and adds authorization for an attorney to represent a party or witness over the telephone without being physically present before the court. [] [ ] [] [] [ ] [] [] The judge, at the request of the judgment creditor, shall order a judgment debtor to appear at a hearing in aid of execution at a time certain 30 or more days from the date of entry of a judgment for the purpose of inquiring of the judgment debtor under oath as to earnings, financial status, and any assets available in excess of exemptions to be applied towards satisfaction of judgment. The provisions of [ ] this rule shall only apply to a judgment creditor who is a natural person and was not represented by an attorney prior to judgment. Forms 7.342, 7.343, and 7.344 shall be used in connection with [] this rule. Provides a procedure for postjudgment, court-assisted discovery for natural person judgment creditors, unrepresented by counsel prior to judgment. [] [ ] (CAPTION) FINAL JUDGMENT AGAINST (DEFENDANT[]'S NAME) It is adjudged that the plaintiff[], ..................., recover from the defendant(s), ............., the [] sum of $.............. [ ] with costs of $......., [][] shall bear interest at the rate of ......% [][ ] year and [ ][ ] for all of [ ][] let execution issue. ORDERED at ..................., Florida, on ........., 19..... ______________________ County Court Judge [] [] [] [] [] [] Defendant[]'s last known address [ ] ........................... ........................... ........................... (OPTIONAL ENFORCEMENT PARAGRAPH) It is further ordered and adjudged that the defendant(s) shall complete Florida Small Claims Rules Form 7.343 (Fact Information Sheet) and return it to the plaintiff's attorney, or to the plaintiff if the plaintiff is not represented by an attorney, within 45 days from the date of this final judgment, unless the final judgment [][] satisfied or a motion for new trial or notice of appeal is filed. Jurisdiction of this case is retained to enter further orders that are proper to compel the defendant(s) to complete form 7.343 and return it to the plaintiff's attorney, or the plaintiff if the plaintiff is not represented by an attorney. (CAPTION) FACT INFORMATION SHEET [] Name: ___________________________________________ [] ______________________________________ [] Address: _________________________________________ [] ____________________________ Telephone Number[]: [] ____________________ [] _________________________________________________ [][] _____________ [] [] _______________________________________ [] _______________________________ [] $ _____ [] __________, [ ]______ [] __________ []_________ [] __________, [] __________ ______________________________________________________________ []______ [] __________ [ ] Social Security Number: ____________________ Birthdate: __________________ [] ___________________________________ [] __________ Spouse's Name, __________________ [] ___________________________ [] _________________________ [] $ ________/__________ Spouse's Social Security Number: ________________ Birthdate: _____________ [] ___________________ []___________ [] ______________________________________________ [] _________________________________ [] _________________________________________ []______ per ___________ []______ [] _____________ [ ] [ ] ____________________________________________________________________ []__________ [] __________ [] _____________________________ [] ___________ [] ______ [] ______ [] Checking Account at: _______________________ Account # ___________________ Savings Account at: ________________________ Account # ___________________ [ ] [] [] ___________________________________________________ [] ________________________________________ [] __________________________________________ [] ______________________________________________ []__________________________________________ [ ] [] [] ______ Year/Make/Model: __________________ Color: ____________ Vehicle ID #: ________________________ Tag No: ___________________________ [][]_________________________________ [] ____________________________________________ []__________________________________________ [] ______________________________________________ []__________________________________________ []____________ [ ] [] ____________________ [] __________ [] _________ [ ] ___________ [] ___________________________________________________________________ [ ] []___________________ [] ____________________ [] ______________________________________ [ ] ------------------ [] [] [ ] [] [ ] [ ] Judgment Debtor [ ] [ ] [ ] WITNESS my hand and official seal, this ........ day of ..........., 19........ _________________ Notary Public State of Florida My Commission expires: .......................... [ ] (CAPTION) STIPULATION FOR INSTALLMENT SETTLEMENT AND STAY AND ORDER APPROVING STIPULATION Plaintiff and defendant(s), by the signatures below, stipulate that defendant(s) is/are indebted to plaintiff in the sum of $..........., plus court costs of $..........., interest of $......, and attorneys' fees of $........., which defendant(s) agree(s) to pay in installments of $..........., the first of such payments to be due on the ....... day of ..........., 19............. and continuing each ......... until paid in full. If the total sum is paid timely and in full, plaintiff agrees that no judgment shall be entered against the defendant(s), and that additional costs, interest, and attorneys' fees, if any, shall be waived. If the defendant(s) shall default in payment hereunder, plaintiff shall be entitled to judgment, execution, costs, interest at the rate [ ][] and attorneys' fees, after written application to the court, without notice. Defendant(s) acknowledge(s) delivery of a true copy hereof at ................, ...................... County, Florida. ALL PAYMENTS ARE TO BE MADE PAYABLE TO: ......................, and mailed or delivered to: ............... TIME IS OF THE ESSENCE IN THIS AGREEMENT. ________________________________ ____________________________________ Plaintiff/Attorney for Plaintiff Defendant (signature) Telephone: ..................... ..................................... ..................................... BY: ............................ Address Telephone: .......................... _____________________________________ Defendant (signature) ..................................... Address Telephone: .......................... --------------------- ORDER STAYING CAUSE AND APPROVING STIPULATION On the foregoing stipulation signed, delivered, and confirmed at .................... County, Florida, further proceedings in this cause are stayed pending notice from plaintiff that the stipulation has been fulfilled or violated. ORDERED at ..................., Florida, this ......... day of ..........., 19.... _____________________ County Court Judge Conformed copies furnished by hand delivery to: Plaintiff/Attorney for Plaintiff Defendant(s) Many parties and attorneys litigate in various jurisdictions in the state, and the committee felt that a standard form for settlement would be much more convenient for the litigants and the court system. [] [ ]


Summaries of

In re Amendments to the Florida Small Claims Rules

Supreme Court of Florida
Oct 10, 1996
682 So. 2d 1075 (Fla. 1996)
Case details for

In re Amendments to the Florida Small Claims Rules

Case Details

Full title:In Re AMENDMENTS TO THE FLORIDA SMALL CLAIMS RULES

Court:Supreme Court of Florida

Date published: Oct 10, 1996

Citations

682 So. 2d 1075 (Fla. 1996)

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