Opinion
M-3280
October 16, 2003.
Disciplinary proceedings instituted by the Departmental Disciplinary Committee for the First Judicial Department. Respondent, as Keith Andrew Hawthorne, was admitted to the Bar of the State of New York at a Term of the Appellate Division of the Supreme Court for the First Judicial Department on July 28, 1994).
Sherry K. Cohen, of counsel (Thomas J. Cahill, Chief Counsel) for petitioner.
Edwards Angell, LLP, (Richard Supple, Esq., of counsel) for respondent.
Before: Mazzarelli, J.P., Sullivan, Lerner, Marlow, Gonzalez, JJ.
Respondent Keith A. Hawthorne was admitted to the practice of law in the State of New York by the First Judicial Department on July 28, 1994 as Keith Andrew Hawthorne. At all times pertinent to this proceeding, respondent maintained an office for the practice of law within the First Judicial Department. Respondent is also admitted in New Jersey.
Respondent was served with a Notice and Statement of Charges dated January 28, 2003 in which it was alleged that he had violated Disciplinary Rules 1-102(a)(4), (5) and (7), and 7-106(a) of the Lawyers' Code of Professional Responsibility in connection with a dispute he had with the mother of his two young sons. Charge one and two concerned respondent's willful failure to comply with a court order to pay $85 per week in child support payments from July 1998 through August 17, 2001 in violation of DR 1-102(a)(5) and 7-106(a). Charge three alleged respondent's failure to comply with a court order to pay $1,800 in attorneys' fees in violation of DR 7-106(a). Charge five concerned his false statements at that hearing regarding his awareness of the court's prior child support order in violation of DR 1-102(a)(4). Charge six involved respondent's overall fitness to practice law in violation of DR 1-102(a)(7). Respondent filed an Answer to the Charges on or about February 27, 2003, in which he admitted to all five of the above charges.
After a hearing, the Referee reported that the underlying controversy arose after respondent and his former girlfriend, the mother of his children, separated, and she and the boys moved to Connecticut. Apparently, the mother interfered with respondent's visitation, and respondent moved in Connecticut for court-ordered visitation. The mother filed for child support, and respondent was found in contempt of the Connecticut Superior Court order of child support and counsel fees.
Finding charge six "essentially cumulative," the Referee sustained charges 1, 2, 3, and 5 and concluded that public censure was the appropriate penalty.
By Report and Recommendation dated May 20, 2003, a Hearing Panel concluded that although respondent's "conduct was clearly improper, it was not venal nor intended to be contumacious." The Hearing Panel expressed "considerable sympathy for the torment [r]espondent had endured at the hands of the mother of his two elder sons" and agreed that "no sanction greater than public censure is warranted." Accordingly, the Hearing Panel confirmed and adopted the Referee's Report and Recommendation as to sanction.
The Disciplinary Committee now seeks an order pursuant to 22 NYCRR 603.4(d) confirming the findings of fact and conclusions of law as set forth in the Hearing Panel's determination and imposing the sanction of public censure. Respondent's counsel has submitted an affirmation in support of the Committee's motion to confirm and asks this Court to impose no more than a public censure for the charges sustained.
Given the significant mitigating factors, in particular, that respondent fully cooperated with the Committee during the investigation and after charges were filed, has stipulated to the relevant facts and charges, has paid the outstanding attorneys' fees, has made timely child support payments since August 2001, has expressed remorse, and has no disciplinary record, the Committee recommends a public censure ( contrast Matter of Abram, 304 A.D.2d 123; Matter of Shapiro, 235 A.D.2d 135, lv denied 91 N.Y.2d 807). Respondent's failure to truthfully acknowledge, during the court hearing, that he had been aware of the child support order at issue, when balanced against these mitigating factors, warrants no greater penalty ( see e.g. Matter of Wolmer, 226 A.D.2d 77; Matter of Steinberg, 206 A.D.2d 232).
Accordingly, the Committee's petition should be granted, the Hearing Panel's Determination and Report confirmed, charges 1, 2, 3 and 5 sustained, and respondent publicly censured.
All concur.
Order filed.