Opinion
No. 05-15-01464-CV
03-22-2017
ELLEN R. HEGWER, AS TRUSTEE OF THE RAY HEGWER LIVING TRUST A/K/A HEGWER LIVING TRUST, Appellant v. HOLLY EDWARDS A/K/A HOLLY RUTH EDWARDS A/K/A HOLLY RUTH RAINES, Appellee
On Appeal from the 116th Judicial District Court Dallas County, Texas
Trial Court Cause No. DC-12-14298
OPINION
Before Justices Bridges, Evans, and Schenck
Opinion by Justice Evans
Ellen Hegwer, as trustee of the Ray Hegwer Living Trust a/k/a Hegwer Living Trust (Trustee), appeals the judgment following a bench trial. The Trustee contends that the trial court erred in holding that Holly Edwards's filing of a suggestion of her husband's death did not constitute a general appearance by Holly in the case. The Trustee also asserts that the trial court abused its discretion by denying her request for a post-appearance judgment nihil dicit. We affirm.
I. BACKGROUND
On December 7, 2012, the Trustee and Raymond Hegwer filed a lawsuit against Spencer Edwards, Holly Edwards, Edwards Development Corporation, Edwards Exploration, LLC, and Edwards Operating Company, LLC. Edwards Exploration, LLC was served with the citation and petition but none of the other defendants were served.
Spencer died on November 29, 2013. On January 16, 2014, Holly filed a suggestion of death that informed the court of Spencer's death.
On February 16, 2015, the trial court called the case to trial. Raymond and the Trustee presented a proposed judgment to the trial court. In the proposed final judgment, Raymond stated that he had dismissed all his claims against each of the five defendants. The proposed judgment also stated that the Trustee dismissed all claims against Spencer, Edwards Development Corporation, Edwards Exploration, LLC, and Edwards Operating Company, LLC, and was proceeding solely against Holly. On February 16, 2015, Raymond and the Trustee also filed a trial brief on post-appearance judgment nihil dicit. The trial court heard from counsel for plaintiffs and further "heard from counsel for Defendant Holly Edwards who was present in the Courtroom on February 16, 2015 and advised the Court that Hollye [sic] Edwards had not been served, entered an appearance or answered. Edwards's counsel further advised of intent to accept service and answer." The trial court did not enter the proposed judgment and, instead, set the case for dismissal for want of prosecution on April 1, 2015. On February 18, 2015, Holly filed her original answer.
The parties do not dispute that the case was called for trial on February 16, 2015. There is no transcript of this proceeding in the reporter's record.
This information was contained in the Order Denying Plaintiff's Request for Post-Appearance Judgment Nihil Dicit signed on August 31, 2015.
On May 5, 2015, the trial court signed an order of nonsuit in which Raymond dismissed his claims without prejudice against all defendants. On August 24, 2015, the Trustee nonsuited her claims against Edwards Development Corporation, Edwards Exploration, LLC, and Edwards Operating Company, LLC.
The case was called for a bench trial on August 24, 2015, and the Trustee failed to introduce any evidence against Holly. In its final judgment, the trial court noted that "the record is devoid of any factually or legally sufficient evidence that would support a verdict against Holly Edwards" and ordered that the Trustee take nothing by way of her claims against Holly. The trial court also signed an order dated August 31, 2015, which denied the Trustee's request for post-appearance judgment nihil dicit. The Trustee then filed this appeal.
II. ANALYSIS
A. Suggestion of Death
A suggestion of death of a defendant notifies a trial court of the fact that a defendant died. The legal consequence of that notice is a jurisdictional defect: that a defendant is beyond the power of the trial court and the case cannot proceed until jurisdiction is acquired over the legal representative of the deceased by service of scire facias. See TEX. R. CIV. P. 152. Thus, a judgment is void for lack of jurisdiction when it is entered against the legal representative of the deceased's estate without issuance and return of service of the writ of scire facias or appearance of the legal representative. See Supak v. Zboril, 56 S.W.3d 785, 793-94 (Tex. App.—Houston [14th Dist.] 2001, no pet.) (characterizing trial court's lack of jurisdiction due to lack of issuance and service of a writ of scire facias as fundamental error); see also Henson v. Estate of Crow, 734 S.W.2d 648, 649 (Tex. 1987) (take nothing judgment affirmed where plaintiff merely amended petition to sue estate but scire facias did not issue against legal representative who never appeared in suit); Futrell v. State & Cty. Mut. Ins. Co., No. 05-95-01052-CV, 1996 WL 479555, at *4 (Tex. App.—Dallas Aug. 19, 1996, no writ) (not designated for publication) (judgment against heirs and legal representatives without service of scire facias or appearance of legal representative is against rule 152's requirement of scire facias).
Rule 152 specifically provides as follows: "[w]here the defendant shall die, upon the suggestion of death being entered of record in open court, or upon petition of the plaintiff, the clerk shall issue a scire facias for the administrator or executor or heir requiring him to appear and defend the suit and upon the return of such service, the suit shall proceed against such administrator or executor or heir." See TEX. R. CIV. P. 152.
Rule 152 does not restrict who may file a suggestion of death of a defendant by using the passive voice, "upon the suggestion of death being entered of record in open court," and specifically permits the adverse party-plaintiff to file it by the alternative, "or upon the petition of the plaintiff." See TEX. R. CIV. P. 152. It commonly occurs that someone other than the plaintiff or the legal representative of the deceased's estate files the suggestion of death, such as a relative or the deceased's attorney. See, e.g., DeGeorge v. Luedike/Fabel, No. 09-14-00517-CV, 2016 WL 1719118, at *1 n.1 (Tex. App.—Beaumont Apr. 28, 2016, no pet.) (mem. op.) (widow of defendant filed suggestion of death); Coven v. Dailey, 652 S.W.2d 527, 529 (Tex. App.—Austin 1983, writ ref'd n.r.e.) (deceased's counsel filed suggestion of death).
B. Suggestion of Death is not an Appearance
The Trustee argued to the trial court and on appeal that Holly's filing of a suggestion of her husband's death constitutes an appearance by Holly. The trial court specifically found it did not. We agree with the trial court. Because there are no factual disputes and the issue relates to the trial court's jurisdiction over Holly, we will use the standard of review for a jurisdictional issue that presents only a question of law: de novo review. See Searcy v. Parex Res., Inc., 496 S.W.3d 58, 66 (Tex. 2016) (de novo standard of review of special appearance presenting only jurisdictional question of law) (citing Am. Type Culture Collection, Inc. v. Coleman, 83 S.W.3d 801, 805-06 (Tex. 2002)).
In her brief, the Trustee generally asserts that for "over 100 years, Texas Courts have recognized that a person appears in a case by virtue of a suggestion of death." In support of this assertion, the Trustee cites two early 1900s Texas cases, one West Virginia case, and one Wisconsin case. None of these cases cited by the Trustee, however, concludes that filing a suggestion of death after the death of a defendant constitutes a general appearance by the person filing the suggestion of death. The Trustee does not cite any case law, nor have we located any, which stands for the proposition that a person appears in a case by filing a suggestion of death for a defendant.
See Crosby v. Di Palma, 141 S.W. 321, 323 (Tex. Civ. App.—El Paso 1911, writ ref'd); Parriss v. Jewell, 122 S.W. 399, 400 (Tex. Civ. App.—Austin 1909, writ ref'd); Mosley v. Parkersburg, 406 S.E.2d 709, 713 (W. Va. 1991); Schwister v. Schoenecker, 654 N.W.2d 852, 858 (Wis. 2002).
One of the cases cited by the Trust only contains two passing references to a suggestion of death. Neither of these references states that a person appears in the case by virtue of a suggestion of death. See Crosby, 141 S.W. at 323 ("when the prosecution thereof was actively resumed by the plaintiffs, numerous suggestions of deaths being made" and "[a]t time of rendition of judgment there were 15 plaintiffs and 157 defendants, these additional parties having been brought into the suit upon suggestions of death, marriage, etc.").
We further note that the cases cited by the Trustee involve a suggestion of death filed upon the death of a plaintiff, not a defendant. See Parriss v. Jewell, 122 S.W. 399, 400 (Tex. Civ. App.—Austin 1909, writ ref'd) (suggestion of death filed upon death of plaintiff); Mosley v. Parkersburg, 406 S.E.2d 709, 713 (W. Va. 1991) (suggestion of death filed by defense counsel upon death of plaintiff); Schwister v. Schoenecker, 654 N.W.2d 852, 858 (Wis. 2002) (suggestion of death filed upon death of plaintiff). Rule 151 governs when a plaintiff dies and rule 152 applies when a defendant dies. See TEX. R. CIV. P. 151, 152; Roper v. CitiMortgage, Inc., No. 03-11-00887-CV, 2013 WL 6465637, at *16 (Tex. App.—Austin Nov. 27, 2013, pet. denied) (mem. op.). As stated above, rule 152 does not restrict who may file a suggestion of death but, upon its being entered, the "clerk shall issue a scire facias for the administrator or executor or heir requiring him to appear." See TEX. R. CIV. P. 152 (emphasis added). Thus, the filing of the suggestion of death for a defendant cannot of itself be interpreted as a general appearance because the court is required to issue a scire facias requiring the administrator, executor or heir to appear on behalf of the deceased defendant. Rule 151, however, provides as follows:
If the plaintiff dies, the heirs, or the administrator or executor of such decedent may appear and upon suggestion of such death being entered of record in open court, may be made plaintiff, and the suit shall proceed in his or their name. If no such appearance and suggestion be made within a reasonable time after the death of the plaintiff, the clerk upon the application of defendant, his agent or attorney, shall issue a scire facias for the heirs or the administrator or executor of such decedent, requiring him to appear and prosecute such suit. After service of such scire facias, should such heir or administrator or executor fail to enter appearance within the time provided, the defendant may have the suit dismissed.See TEX. R. CIV. P. 151 (emphasis added). Under rule 151, an heir, administrator, or executor of the deceased plaintiff appears by filing a suggestion of death. Thus, rules 151 and 152 have different requirements for appearances based on whether the deceased party is a plaintiff or defendant. To the extent that the Trustee has provided case law only for the proposition a person appears in a case by virtue of filing a suggestion of death for a plaintiff, we find such precedent distinguishable and unpersuasive.
In this case, the trial court concluded that Holly's suggestion of her husband's death was filed solely for the purpose of notifying the trial court of Spencer's death. The Trustee argues that this characterization is contrary to Holly's own treatment of the pleading. The Trustee also argues that the trial court's characterization of the suggestion of death is contrary to the trial court's treatment of the pleading because (1) the suggestion of death resulted in the clerk's docketing Holly's appearance; (2) the trial court required Holly's attorney to serve Holly with notice of the filing and her right to object to her attorney's withdrawal; and (3) the trial court granted the amended motion to withdraw filed by Holly's original attorney of record and lawyers do not seek to be relieved of responsibility for clients for whom they have not appeared.
Specifically, the Trust notes that the suggestion of death contains the following language: "[c]omes now, Holly Edwards, one of the defendants in this matter . . . ."
The Texas Supreme Court, however, has provided specific indicators of when a party enters a general appearance. Exito Elec. Co. v. Trejo, 142 S.W.3d 302, 304 (Tex. 2004). A party enters a general appearance when it (1) invokes the judgment of the court on any question other than the court's jurisdiction, (2) recognizes by its acts that an action is properly pending, or (3) seeks affirmative action from the court. Id. Courts have also held, however, that "an act of a defendant may nonetheless have some relation to the cause without constituting a general appearance." Angelou v. African Overseas Union, 33 S.W.3d 269, 275 (Tex. App.—Houston [14th Dist.] 2000, no pet.). For example, courts have declined to conclude that acts such as sending a letter or entering into a rule 11 agreement constitute a general appearance because they do not seek affirmative action or invoke the judgment of the court. Id. at 276 (defendant who filed a rule 11 agreement extending answer date did not seek affirmative action from trial court); Moore v. Elecktro-Mobil Technik GmbH, 874 S.W.2d 324, 327 (Tex. App.—El Paso 1994, writ denied) (letter from defendant's foreign counsel to court stating he would be filing motion to dismiss and inquiring about local counsel was not general appearance because it did not acknowledge court's jurisdiction or seek affirmative relief). Similarly, in the suggestion of her husband's death in this case, Holly did not invoke the judgment of the court for herself or seek any affirmative action from the court; she simply informed the trial court of Spencer's death.
The Trustee also appears to argue that Holly recognized the action was properly pending by filing the suggestion of death. Courts, however, have also held that filing a rule 11 agreement does not necessarily mean that a defendant recognizes an action as properly pending. See Exito Elec. Co., 142 S.W.3d at 306 (rule 11 agreement which extended defendant's time to file initial responsive pleading did not recognize action as properly pending because it "merely acknowledges that [defendant] is required to respond to the petition in some manner."); but see Sedona Pac. Hous. P'ship v. Ventura, 408 S.W.3d 507, 513 (Tex. App.—El Paso 2013, no pet.) (defendant appeared by making rule 11 agreement subject to further order of trial court, agreed to notify court about settlement, hearing, and mediation, thereby recognizing case was properly pending in trial court.). In Angelou, the court specifically analyzed whether a defendant recognized the action as properly pending by filing a rule 11 agreement:
[Plaintiff] also claims the filed Rule 11 agreement constituted a general appearance because the filing recognized the action as properly pending. This contention is marginally true in a very confined sense. However, we do not agree that the actions taken show a recognition that [plaintiff's] action is properly pending within the contemplation of Dawson-Austin and the cases leading up to it. If [defendant's] Rule 11 agreement recognizes [plaintiff's] lawsuit is properly pending, it is only in that she tacitly acknowledges that she has to somehow respond. The carefully crafted Rule 11 agreement does no more than extend the answer date. Hence, it does not in any way limit what responsive pleadings she may file when the answer date arrives. To read into this Rule 11 agreement that [defendant] acknowledged that she was subject to the court's jurisdiction for all purposes, is a sesquipedalian stretch.33 S.W.3d at 276. Here, Holly's filing of the suggestion of her husband's death does no more than "tacitly acknowledge" that information about Spencer's death must be provided to the court; she did not agree to provide additional information, seek additional assistance from the court, or be subject to orders of the court. For all the reasons described above, we decline to conclude that Holly's filing of the suggestion of Spencer's death constituted a general appearance, so we resolve the Trustee's second issue against her.
B. Post-Appearance Judgment Nihil Dicit
Nihil dicit literally means "he says nothing." Nihil dicit, BLACK'S LAW DICTIONARY (10th ed. 2014). A judgment rendered against a defendant who appears but does not file an answer is not a default judgment, but a judgment nihil dicit. Rose v. Rose, 117 S.W.3d 84, 88 (Tex. App.—Waco 2003, no pet.). The Trustee asserts that the trial court erred by denying its pre-trial and post-trial requests for a post-appearance judgment nihil dicit against Holly. As stated in her brief, whether the Trustee was entitled to judgment nihil dicit turns on whether Holly generally appeared when she filed the suggestion of her husband's death. As this issue was resolved above, we have no need to address it here.
The Trustee also argues that Holly had no right to file an answer outside of the scheduling order deadline without leave from the court. Specifically, the Trustee argues that if the trial court relied on Holly's "untimely" answer in denying its motion for post-appearance judgment nihil dicit, then the trial court abused its discretion. The Trustee relies on Taylor v. Langham, No. 09-14-00193-CV, 2015 WL 1540981 (Tex. App.—Beaumont Apr. 2, 2015, no pet.) (mem. op.) and In re City of Dallas, 445 S.W.3d 456 (Tex. App.—Dallas 2014, orig. proceeding), but neither case involved holding a defendant to an answer deadline that had passed before she had been served. We cannot conclude that Holly should be held to deadlines that had passed before she was formally served in the case. See, e.g., In re Kings Ridge Homeowner's Ass'n, 303 S.W.3d 773, 782 (Tex. App.—Fort Worth 2009, orig. proceeding) (homeowner's association joined as involuntary plaintiff was not bound by discovery deadline in trial court's level 3 scheduling order which had expired). As we do not conclude that Holly's filing of the suggestion of death constituted an appearance, we cannot conclude she was prohibited from filing an answer or that her answer was untimely. Accordingly, we conclude the trial court correctly denied the motion for post-appearance judgment nihil dicit, so we resolve the Trustee's first issue against her.
CONCLUSION
We resolve the Trustee's issues against her and affirm the trial court's judgment.
/David W. Evans/
DAVID EVANS
JUSTICE Schenck, J., concurring.
151464F.P05
JUDGMENT
On Appeal from the 116th Judicial District Court, Dallas County, Texas
Trial Court Cause No. DC-12-14298.
Opinion delivered by Justice Evans. Justices Bridges and Schenck participating.
In accordance with this Court's opinion of this date, the judgment of the trial court is AFFIRMED.
It is ORDERED that appellee HOLLY EDWARDS A/K/A HOLLY RUTH EDWARDS A/K/A HOLLY RUTH RAINES recover her costs of this appeal from appellant ELLEN R. HEGWER, AS TRUSTEE OF THE RAY HEGWER LIVING TRUST A/K/A HEGWER LIVING TRUST. Judgment entered this 22nd day of March, 2017.