Opinion
No. 01-08-00261-CR
Opinion issued December 17, 2009. DO NOT PUBLISH. See Tex. R. App. P. 47.2(b).
On Appeal from the 77th District Court, Limestone County, Texas, Trial Court Cause No. 10-960-A.
Panel consists of Justices KEYES, ALCALA and HANKS.
MEMORANDUM OPINION
A jury convicted appellant, James Douglas Harris, of aggravated perjury, and the trial court assessed punishment at 34 years in prison. See Tex. Penal Code Ann. §§ 37.02, 37.03 (Vernon 2003). In seven issues, appellant contents that: (1) the evidence supporting his conviction is legally insufficient; (2) the evidence supporting his conviction is factually insufficient; (3) the offense is barred by the statute of limitations; (4) the trial court erred by denying his motion to dismiss alleging a violation of his right to a speedy trial; (5) his trial attorney's failure to object to privileged statements amounted to ineffective assistance of counsel; (6) his trial attorney provided ineffective assistance because she did not have a firm grasp of the facts and law, and failed to use evidence that would have supported appellant's defense; and (7) the trial court erred in cumulating his sentence where the oral pronouncement failed to include the cause number, charge, date or sentence. We affirm.
Background
On May 29, 2002, appellant pleaded guilty to the offense of burglary of a building and was convicted by the 77th District Court of Limestone County, Texas. The court assessed punishment at ten years in prison but probated the sentence and placed appellant on probation for a period of ten years. The court ordered appellant to abide by certain terms during his probation, including meeting with his probation officer on March 3, 2003. Appellant failed to meet with his probation officer on March 3, and the State filed a motion to revoke probation on March 4, 2003, listing several violations of the terms of probation including the failure to report. On March 30, 2003, appellant was arrested in Dallas County for a traffic violation, failure to identify, and evading arrest. Appellant remained in Dallas County jail on those charges until he was released to Freestone County on April 23, 2003. The Dallas County charges were ultimately dismissed.Probation Revocation Hearing
On June 26, 2003, a hearing was held on the motion to revoke probation in Limestone County. At that hearing, appellant testified that he was unable to report to his probation officer on March 3, 2003 because he had been arrested in Dallas County on March 2, 2003. Appellant said he remained in custody in Dallas County until he was released to Freestone County on April 23, 2003. Appellant offered jail records, which he claimed were from Dallas County, as proof of his incarceration. Specifically, he offered (1) a release receipt from Dallas County Jail, (2) a book-in slip from Dallas County Jail, and (3) a Dallas County Sheriff's "Property Inventory at Time of Book-In" receipt. Appellant testified that the documents were true and correct copies of the documents as they were given to him by "law enforcement people." During the hearing, questions arose concerning the veracity and authenticity of the documents that appellant produced, particularly the "Property Inventory at the Time of Book-In" receipt. Both defendant's and the state's attorneys, as well as the judge, noticed that the date on the book-in receipt appeared to have been altered. The prosecutor took appellant on voir dire to question him about the documents. During questioning, appellant maintained that he had been in custody on March 3, 2003. Appellant elaborated by explaining he was arrested on March 2, 2003, but due to a hand injury sustained before being arrested, he was taken to Parkland Hospital first and was not booked into jail until the next morning — March 3, 2003. The prosecutor noticed that some of appellant's documents had "for the court" written and highlighted at the top. Appellant admitted he had added and highlighted this phrase. The prosecutor mentioned that it would be easy for the court to verify the date of appellant's arrest. After the judge reviewed the documents, she agreed that verification was necessary due to the appearance of the documents. The court allowed a ten minute recess. The prosecutor attempted to obtain verification from Freestone County, but the office had closed for the evening. As an alternative, the prosecutor had his assistant run appellant's criminal history, which would show the date of arrest. While the court waited for verification, the prosecutor continued to question appellant, who again claimed that he was in jail in Dallas County for a month an a half from March 3, 2003 until he was released to Freestone County on April 23, 2003. Once the documents had been obtained from Dallas County and produced by the State, it was confirmed that the documents had been altered. The documents obtained from Dallas County reflected that the date of appellant's arrest was March 30, 2003, confirming that the documents offered by appellant had the "30" changed to "3." Even after his testimony and the documents were called into question, appellant repeated his affirmative false statements and denied altering the documents. After being confronted with the truth, appellant finally claimed his memory may have been faulty. Appellant stated, "Tell you what, I know what — I know that date that it was — it was a Saturday. The date, whatever that fell on, it was a Saturday . . . It was a Saturday. I know for sure, so you can check." When the prosecutor asked him again "and you're sure it was March the 3rd not March the 30th," appellant responded, "No, I didn't even actually — I don't know."Aggravated Perjury Charges
On June 15, 2004, the State brought an indictment against appellant for aggravated perjury based on his testimony at the revocation hearing. Plea negotiations followed but ended unsuccessfully on or around April 12, 2006. A special prosecutor was assigned to the case because of the prosecutor's standing as a witness, and a new indictment for aggravated perjury was brought against appellant on April 19, 2006. The second indictment was brought after the statute of limitations for the offense had run. The second indictment did not allege tolling facts or mention the first indictment. However, no objection was made alleging the defense of statute of limitations, and appellant was tried on the second indictment.Perjury Trial
The perjury trial was held on August 14 and 15, 2006. During the State's case, portions of the revocation hearing were read and admitted into evidence. The State presented evidence that appellant had given false testimony under oath that he was arrested in Dallas County March 2, 2003 and was in jail for a month and a half. The State also presented evidence that appellant testified at the hearing that his exhibits were true and correct copies of documents as he received them. The State called Officer Michael Dominguez, the arresting officer from Dallas County. The Officer testified that appellant was arrested on March 30, 2003, and he specifically remembered arresting appellant. Officer Dominguez identified certified copies of records from Dallas County, including (1) a booking information sheet showing the arrest date as March 30, 2003, (2) a document from the Dallas County Sheriff's Department showing the charge date as March 30, 2003, and (3) a Dallas County Sheriff's "Property Inventory at Time of Book-In" receipt showing March 30, 2003. The State also offered the altered copies of the documents that appellant produced at the revocation proceeding. The jury was able to compare the certified copies with appellant's copies. The State called the prosecutor, defense attorney, and judge from the revocation proceeding to testify at the perjury trial. Each testified that the date of arrest was material to the revocation hearing and that appellant had testified under oath at that official proceeding. In addition, the judge who had presided over the revocation hearing testified that it was apparent the court was going to find out whether or not the documents were altered before appellant made the statement he claimed was a retraction. Appellant pointed out various errors in Dallas County's records that were immaterial to the case, arguing that the records were filled with "human errors" and appellant was not to blame for the discrepancies regarding the date of arrest. While the other discrepancies existed in all copies of the documents, the March 3, 2003 date of arrest was only in appellant's copies, showing that appellant's copies had been altered. A jury found appellant guilty of aggravated perjury, and the court assessed a sentence of 34 years in prison, to run consecutively with appellant's primary sentence resulting from the revocation of his probation.Analysis
A. Sufficiency of the Evidence
In his first two issues, appellant contends that the evidence is legally and factually insufficient to support his conviction for aggravated perjury. Specifically, appellant argues that his conviction should be reversed because he "clearly retracted his testimony when he became aware that the date on the document he was relying on was not the correct day of the week."1. Standard of Review
In our legal-sufficiency review, we view the evidence in the light most favorable to the verdict and ask whether any rational trier of fact could have found the crime's essential elements beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789 (1979); Laster v. State, 275 S.W.3d 512, 517 (Tex. Crim. App. 2009). The standard is the same for both direct and circumstantial evidence cases. Laster, 275 S.W.3d at 517-18. We do not resolve any conflict of fact, weigh any evidence, or evaluate the credibility of any witnesses, as this was the function of the trier of fact. See Dewberry v. State, 4 S.W.3d 735, 740 (Tex. Crim. App. 1999). In our factual-sufficiency review, we view all of the evidence in a neutral light. Laster, 275 S.W.3d at 518. We will set aside the verdict only if (1) the evidence is so weak that the verdict is clearly wrong and manifestly unjust or (2) the proof of guilt is against the great weight and preponderance of the evidence. Johnson v. State, 23 S.W.3d 1, 11 (Tex. Crim. App. 2000); see Laster, 275 S.W.3d at 518. Under the first prong of Johnson, we cannot conclude that a conviction is "clearly wrong" or "manifestly unjust" simply because, on the quantum of evidence admitted, we would have voted to acquit had we been on the jury. Watson v. State, 204 S.W.3d 404, 417 (Tex. Crim. App. 2006). Under the second prong of Johnson, we also cannot declare that a conflict in the evidence justifies a new trial simply because we disagree with the jury's resolution of that conflict. Id. Before finding that evidence is factually insufficient to support a verdict under the second prong of Johnson, we must be able to say, with some objective basis in the record, that the great weight and preponderance of the evidence contradicts the jury's verdict. Id. In our factual-sufficiency review, we must also discuss the evidence that, according to appellant, most undermines the jury's verdict. Sims v. State, 99 S.W.3d 600, 603 (Tex. Crim. App. 2003). The jury is the ultimate judge of credibility. Lancon v. State, 253 S.W.3d 699, 705 (Tex. Crim. App. 2008); see Tex. Code Crim. Proc. Ann. art. 36.13 (Vernon 2007), art. 38.04 (Vernon 1984). The fact-finder alone determines the weight to be to given contradictory testimonial evidence because that determination depends on the fact-finder's evaluation of credibility and demeanor. Lancon, 253 S.W.3d at 706. The fact-finder may choose to believe all, some, or none of the testimony presented. Id. at 707.2. Elements of Aggravated Perjury
To establish aggravated perjury, the State had the burden to prove beyond a reasonable doubt that the appellant (1) with intent to deceive and (2) with knowledge of the statement's meaning (3) made a false statement under oath (4) that was required or authorized by law to be made under oath (5) in connection with an official proceeding and that (6) the false statement was material. Tex. Penal Code Ann. §§ 37.02, 37.03. In a prosecution for aggravated perjury, "intent to deceive" may be inferred from the circumstances. Bodmer v. State, 161 S.W.3d 9, 12 (Tex. App.-Houston [14th Dist.] 2004, no pet.). A statement is material if it could have affected the course or outcome of the official proceeding. Tex. Penal Code Ann. § 37.04(a) (Vernon 2003); Mitchell v. State, 608 S.W.2d 226, 228 (Tex. Crim. App. 1980). A mistaken belief that a statement was not material is not a defense. Tex. Penal Code Ann. § 37.04(b) (Vernon 2003). However, it is a defense to prosecution under Section 37.03 that the actor retracted his false statement (1) before completion of the testimony at the official proceeding; and (2) before it became manifest that the falsity of the statement would be exposed. Tex. Penal Code Ann. § 37.05 (Vernon 2003).3. Legal Sufficiency
At trial, the State offered the revocation hearing transcript and copies of the altered documents offered by appellant at the revocation hearing alongside certified copies of the original documents. The State's witnesses agreed that appellant's testimony at the revocation hearing regarding the date of his arrest was material because it related to his defense for one of the allegations in the motion to revoke probation. Also, the witnesses testified that appellant's testimony at the revocation hearing was under oath at an official proceeding where testimony was required to be given under oath. Viewing the evidence in the light most favorable to the verdict, a rational jury could have found that appellant made the false statements under oath with the intent to deceive and with knowledge of the statements' meaning. Tex. Penal Code Ann. §§ 37.02, 37.03 (Vernon 2003). We conclude that a rational jury could have found that appellant committed aggravated perjury beyond a reasonable doubt. Johnson v. State, 23 S.W.3d 1, 7 (Tex. Crim. App. 2000). Therefore, the evidence is legally sufficient to support the conviction.4. Factual Sufficiency
Next, we look to appellant's second issue that the evidence is factually insufficient to support his conviction. Specifically, appellant argues that he never affirmatively testified that he was in custody on March 3, 2003, and that any testimony in which he implied he was in custody on March 3, 2003, was clearly shown to be the result of his good faith reliance on erroneous documents he was provided by Dallas County. Accordingly, he argues that the evidence is too weak to support a perjury conviction. At trial, appellant pointed out various errors in Dallas County's records that were immaterial to the case, arguing that the records were filled with "human errors" and appellant was not to blame for the discrepancies regarding the date of arrest. The certified copies of the booking records from Dallas County were admitted and compared with the copies of the records appellant offered in the revocation hearing. While other discrepancies existed in all copies of the documents, the March 3, 2003 date of arrest was only in appellant's copies, showing that appellant's copies had been altered. The jury was free to disbelieve appellant's testimony that he did not alter the documents and find from the circumstances that he altered the documents in an attempt to support his false testimony. See Lancon, 253 S.W.3d at 705-07 (holding that jury is in best position to evaluate credibility of witnesses and due deference should be given to jury's determinations); see also Bodmer, 161 S.W.3d at 12 (holding that in aggravated perjury prosecution, intent to deceive may be inferred from circumstances). Weighing the evidence in a neutral light, we conclude the evidence supporting the conviction is not so weak that the verdict is clearly wrong and unjust. See Laster, 275 S.W.3d at 518. Also, there is no objective basis in the record to conclude that the great weight and preponderance of the evidence contradicts the jury's verdict. See Watson, 204 S.W.3d at 417. Thus, we find that the evidence is factually sufficient to support the jury's determination of guilt.5. Retraction
As part of his argument that the evidence is insufficient to support his conviction, appellant argues that the evidence conclusively shows he retracted the statements at issue. To qualify for the statutory defense of retraction, the actor must have retracted his false statement (1) before completion of the testimony at the official proceeding and (2) before it became manifest that the falsity of the statement would be exposed. Tex. Penal Code Ann. § 37.05 (Vernon 2003). Appellant argues that he retracted the testimony when it became apparent the March 3, 2003 date might not have been correct because it did not fall on a weekend. Appellant contends that he was merely relying on what his documents reflected when he gave his testimony at the revocation hearing regarding the date of his arrest and that as soon as he realized his documents were not correct he retracted his statement. We conclude that the jury could reasonably have inferred that appellant did not retract the statements at issue. Prior to the statement appellant claims was his "retraction," the prosecutor brought the documents' appearance to the court's attention, and the attorneys and judge commented that the documents looked altered. All agreed that, while all the other numbers on the document looked fine, the numbers in the book-in date looked "funny." The prosecutor questioned appellant on voir dire regarding the documents, and appellant adhered to his story that he was arrested on March 3, 2003. The attorneys and judge discussed plans to verify the dates and authenticity of the documents. Finally, after it was obvious the dates he had provided were false, he said he knew the date he was arrested fell on a weekend, so it could not have been March 3, 2003. At trial, appellant argued that the statement was a retraction and defense to the charged offense. However, the judge who presided over the revocation hearing testified that it was apparent the court was going to find out whether or not the documents were altered prior to the statement appellant claims was his retraction. The plain language of Section 37.05 requires a defendant to retract the statement before the completion of his testimony and before it becomes manifest that the falsity of the statement will be exposed. Tex. Penal Code Ann. § 37.05 (Vernon 2003). The falsity of the statement had already been exposed before appellant disclaimed his prior statement. Thus, as a matter of law, appellant did not show that he retracted his statement before it became manifest that the falsity would be exposed. Accordingly, we conclude appellant did not establish the defense of retraction. We overrule appellant's first and second issues.B. Statute of Limitations
In his third issue, appellant contends that the trial court erred in denying his motion to dismiss, thereby allowing the State to charge him under an indictment brought after the statute of limitations had expired.1. The Law
The statute of limitations for presenting an indictment for aggravated perjury is two years. Tex. Code Crim. Proc. Ann. art. 12.02 (Vernon Supp. 2009), art. 12.03 (Vernon 2005); Ex parte Tamez, 4 S.W.3d 854, 856 (Tex. App.-Houston [1st Dist.] 1999), aff'd, 38 S.W.3d 159 (Tex. Crim. App. 2001); Tita v. State, 267 S.W.3d 33, 35 (Tex. Crim. App. 2008) (holding limitations period begins to run on the date of the alleged offense). The time of the offense mentioned in an indictment must be some date before the presentment of the indictment, and not so remote that the prosecution of the offense is barred by the applicable statute of limitations. Tex. Code Crim. Proc. Ann. art 21.02(6) (Vernon 2009); Tita, 267 S.W.3d at 37. The indictment must indicate on its face that a prosecution is not barred by the statute of limitations. Tita, 267 S.W.3d at 37. The time during the pendency of an indictment for the same conduct, same act, or same transaction shall not be computed in the limitations period. Tex. Code Crim. Proc. Ann. art. 12.05(b) (Vernon 2005); Hernandez v. State, 127 S.W.3d 768, 774 (Tex. Crim. App. 2004). If one charging instrument has been superseded by another, the latter, if filed after the limitations period, must plead tolling facts, so that the indictment will indicate on its face that a prosecution thereunder is not barred by the applicable statute of limitations. Tex. Code Crim. Proc. Ann. art. 12.05(b); Tita, 267 S.W.3d at 37-38. A defendant may object to the substance of an indictment if it appears from the face of the indictment that a prosecution for the offense is barred by a lapse of time. Tex. Code Crim. Proc. Ann. art 27.08(2) (Vernon 2009); Tita, 267 S.W.3d at 37. A defendant may assert the statute of limitations defense by filing a motion to dismiss under Article 27.08(2). Tita, 267 S.W.3d at 38. On a defendant's motion, a charging instrument presented outside the applicable limitations period that does not allege tolling is properly dismissed. Id. at 37. However, the defense of statute of limitations is forfeited if not asserted at or before the guilt/innocence stage of trial. Id. at 39 (citing Proctor v. State, 967 S.W.2d 840, 844 (Tex. Crim. App. 1998)).2. Analysis
Appellant was originally indicted on June 15, 2004, for aggravated perjury alleged to have been committed on June 26, 2003. A second indictment for the same offense was brought April 19, 2006, but it did not allege that the statute of limitations was tolled during the pendency of the original indictment. Thus, the second indictment, on its face, was barred by the statute of limitations because the date of the indictment was more than two years from the alleged offense. See Tita, 267 S.W.3d at 37. Appellant did not assert the statute of limitations defense and was tried under the second indictment.3. Waiver
The State contends that appellant forfeited the statute of limitations defense by not raising it at or before trial. Appellant argues that his First Amended Motion to Dismiss raised the statute of limitations defense. Before trial, appellant moved to dismiss on the ground that his right to a speedy trial had been violated. However, appellant never asserted that prosecution was barred by the statute of limitations. Appellant suggests that we should find his speedy trial argument sufficient to raise the limitations defense. However, the right to a speedy trial can be differentiated from a statute of limitations defense. United States v. Marion, 404 U.S. 307, 314, 92 S. Ct. 455, 460 (1971) (holding that the right to speedy trial did not protect against pre-indictment delay). The constitutional right to a speedy trial does not apply to pre-indictment delay. Id. The right to speedy trial cannot be asserted to defeat a defective indictment. See id. at 315, 92 S. Ct. at 460. Appellant's limitations argument on appeal, relating to the length of time between the offense and the indictment, was not raised by asserting the right to a speedy trial. We conclude that appellant's motion to dismiss on speedy trial grounds was insufficient to raise the statute of limitations defense, and thus appellant forfeited the limitations defense. Id.at 314, 92 S. Ct. at 460; Tita, 267 S.W.3d at 39 (holding statute of limitations defense is forfeited if not asserted at or before the guilt/innocence stage of trial). We overrule appellant's third issue.C. Speedy Trial
In his fourth issue, appellant contents that the trial court erred in denying his motion to dismiss the indictment based on the violation of his constitutional right to a speedy trial because appellant's trial did not start until 26 months after he was first indicted.1. Standard of Review
The right to a speedy trial is guaranteed by the Sixth Amendment of the United States Constitution and is applicable to the states through the Fourteenth Amendment. Barker v. Wingo, 407 U.S. 514, 515, 92 S.Ct. 2182, 2184 (1972). The Texas Constitution also guarantees a speedy trial, but Texas courts apply the same Barker test for speedy-trial analysis. Harris v. State, 827 S.W.2d 949, 956 (Tex. Crim. App. 1992); see Tex. Const. art. I, § 10; Tex. Code Crim. Proc. Ann. art. 1.05 (Vernon 2005). The Barker test requires that the following factors be balanced against each other to determine whether appellant's constitutional right to a speedy trial has been violated: (1) the length of delay; (2) the reason for the delay; (3) appellant's assertion of his speedy-trial right; and (4) prejudice to appellant from the delay. Barker, 407 U.S. at 530, 92 S.Ct. at 2192. A trial court's conclusion on the balancing analysis is a purely legal question to be reviewed de novo on appeal. Cantu v. State, 253 S.W.3d 273, 281 (Tex. Crim. App. 2008). However, fact determinations made by the trial court and on which the balancing test is performed are to be given the deference generally afforded to such fact-findings. Id.2. Analysis
In his First Amended Motion to Dismiss, appellant set out facts and argued that the State violated his right to a speedy trial. A hearing was conducted on the record, and the court denied the motion to dismiss. The following dates are relevant to appellant's speedy-trial claim:June 26, 2003: Offense committed
June 15, 2004: State brought first indictment
July 18, 2005: Trial court set appellant's arraignment for 8/16/05
August 16, 2005: Appellant was in prison, arraignment was reset for 10/18/05
August 19, 2005: Judge signed a bench warrant for appellant to appear
October 20, 2005: Appellant was still in prison; trial court attempted a video arraignment but failed due to technical difficulties; arraignment was reset for 10/27/05
October 27, 2005: Appellant was still in prison; judge signed another bench warrant for a video arraignment; arraignment was reset until 11/22/05
November 16, 2005: Judge signed a bench warrant for appellant to appear
November 22, 2005: Appellant appeared in person, was arraigned, and was appointed counsel; Pre-trial was set as 12/1/05; Trial was set 2/13/06
December 1, 2005: Appellant appeared; Pre-trial was set 1/17/06
February 13, 2006: Trial was reset for 3/13/06
March 13, 2006: Trial was reset for 3/23/06
March 23, 2006: Appellant rejected state's plea offer; Prosecutor disqualified himself; Trial was reset for 6/12/06
April 19, 2006: Appellant arraigned on second indictment
Pre-trial was set 7/18/06; Trial was set 8/14/06
August 4, 2006: Motion to Dismiss filed
August 11, 2006: First Amended Motion to Dismiss filed
August 14, 2006: Trial beganWith these dates in mind, we apply the four Barker v. Wingo factors: 1) length of the delay, 2) reason for the delay, 3) assertion of the right, and 4) prejudice to the accused. 407 U.S. 514, 530, 92 S.Ct. 2182, 2192 (1972); Cantu, 253 S.W.3d at 280. While the State has the burden of justifying the length of delay, the defendant has the burden of proving the assertion of the right and showing prejudice. See Barker, 407 U.S. at 531, 92 S.Ct. at 2192; see also Cantu, 253 S.W.3d at 280.