Opinion
Civil Action No. 3:20-CV-P509-RGJ
10-13-2020
cc: Plaintiff, pro se Defendants General Counsel, Justice & Public Safety Cabinet, Office of Legal Counsel
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MEMORANDUM OPINION AND ORDER
This is a pro se prisoner civil-rights action brought pursuant to 42 U.S.C. § 1983. The Court has granted Plaintiff Michael Frieszell leave to proceed in forma pauperis. This matter is before the Court for screening pursuant to 28 U.S.C. § 1915A. Upon review of the complaint and amended complaint, the Court will dismiss some claims but allow others to proceed.
I. SUMMARY OF ALLEGATIONS
In the complaint, Plaintiff made allegations concerning the medical treatment he had received at Roederer Correctional (RCC) for his "end stage COPD." He named the following as Defendants - Kentucky Department of Corrections (KDOC), RRC, and the "medical staff," which he described as "doctors, nurses" at RCC. He specifically alleged that because he has "end stage COPD" he should receive "life assisting and sustaining oxygen 24/7 - 365 days a year." He further alleged that he was "taken off an oxygen concentrator for more than 30 days without being checked for 02 stats" and that he had never received an oxygen tank.
Upon review of the complaint, the Court allowed Plaintiff to file an amended complaint to name as Defendants the persons responsible for any alleged wrongdoing and to sue those persons in their individual capacities. Plaintiff filed an amended complaint in which added three individuals as Defendants - RCC Warden Jesse Ferguson, RCC Deputy Warden Jessica Durrett, and KDOC Commissioner Cookie Crews. He indicates he is suing Defendant Crews in her official and individual capacities but does not indicate in what capacity he is suing Defendants Ferguson or Durrett. In the amended complaint, Plaintiff alleges that has severe COPD and a paralyzed right lung and that:
I'm supposed to be on 3 Litre per minute of oxygen (24) twenty-four hours a day (365) three hundred sixty five days a year . . . and was suppos to have a bipap with (3) three litre per minute bled into it at night. When they gave me a bipap they took the oxygen concentrator back that I was using (24) twenty-four hours a day . . . . Roederer has also denied me for oxygen tank to walk to and from the chow hall and medical facility to pill call.
Plaintiff seeks compensatory and punitive damages as well as injunctive relief.
II. LEGAL STANDARD
Because Plaintiff is a prisoner seeking relief against governmental entities, officers, and/or employees, this Court must review the instant action under 28 U.S.C. § 1915A. See also McGore v. Wrigglesworth, 114 F.3d 601 (6th Cir. 1997), overruled on other grounds by Jones v. Bock, 549 U.S. 199 (2007). Under § 1915A, the trial court must review the complaint and dismiss the complaint, or any portion of the complaint, if the court determines that it is frivolous or malicious, fails to state a claim upon which relief may be granted, or seeks monetary relief from a defendant who is immune from such relief. See § 1915A(b)(1), (2); and McGore v. Wrigglesworth, 114 F.3d at 604. In order to survive dismissal for failure to state a claim, "a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.'" Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)).
"[A] district court must (1) view the complaint in the light most favorable to the plaintiff and (2) take all well-pleaded factual allegations as true." Tackett v. M & G Polymers, USA, LLC, 561 F.3d 478, 488 (6th Cir. 2009) (citing Gunasekera v. Irwin, 551 F.3d 461, 466 (6th Cir. 2009) (citations omitted)). "[A] pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. 89 (2007) (quoting Estelle v. Gamble, 429 U.S. 97, 106 (1976)). However, while liberal, this standard of review does require more than the bare assertion of legal conclusions. See Columbia Natural Res., Inc. v. Tatum, 58 F.3d 1101, 1109 (6th Cir. 1995). The court's duty "does not require [it] to conjure up unpled allegations," McDonald v. Hall, 610 F.2d 16, 19 (1st Cir. 1979), or to create a claim for a plaintiff. Clark v. Nat'l Travelers Life Ins. Co., 518 F.2d 1167, 1169 (6th Cir. 1975). To command otherwise would require the court "to explore exhaustively all potential claims of a pro se plaintiff, [and] would also transform the district court from its legitimate advisory role to the improper role of an advocate seeking out the strongest arguments and most successful strategies for a party." Beaudett v. City of Hampton, 775 F.2d 1274, 1278 (4th Cir. 1985).
III. ANALYSIS
"Section 1983 creates no substantive rights, but merely provides remedies for deprivations of rights established elsewhere." Flint ex rel. Flint v. Ky. Dep't of Corr., 270 F.3d 340, 351 (6th Cir. 2001). Two elements are required to state a claim under § 1983. Gomez v. Toledo, 446 U.S. 635 (1980). "[A] plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law." West v. Atkins, 487 U.S. 42, 48 (1988). "Absent either element, a section 1983 claim will not lie." Christy v. Randlett, 932 F.2d 502, 504 (6th Cir. 1991).
A. Defendants KDOC, RCC, and RCC "Medical Staff"
Defendant KDOC is an agency of the Commonwealth of Kentucky. A state and its agencies are not "persons" subject to suit under § 1983. Will v. Mich. Dep't of State Police, 491 U.S. 58, 71 (1989); Matthews v. Jones, 35 F.3d 1046, 1049 (6th Cir. 1994). Additionally, the Eleventh Amendment acts as a bar to all claims for relief against the KDOC. A state and its agencies, such as the KDOC, may not be sued in federal court, regardless of the relief sought, unless the state has waived its sovereign immunity under the Eleventh Amendment, or Congress has overridden it. Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 144-46 (1993); Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 119-24 (1984); Alabama v. Pugh, 438 U.S. 781, 781-82 (1978). In enacting § 1983, Congress did not intend to override the traditional sovereign immunity of the states. Whittington v. Milby, 928 F.2d 188, 193-94 (6th Cir. 1991) (citing Quern v. Jordan, 440 U.S. 332, 341 (1979)). "[T]he Eleventh Amendment is a true jurisdictional bar" to such claims. Russell v. Lundergan-Grimes, 784 F.3d 1037, 1046 (6th Cir. 2015). Thus, the Court will dismiss Plaintiff's claims against the KDOC for failure to state a claim upon which relief may be granted.
Defendant RCC is a Kentucky state prison. A state prison facility is not a person or legal entity capable of being sued under § 1983. See Parker v. Mich. Dep't of Corr., 65 F. App'x 922, 923 (6th Cir. 2003); Ryan v. Corizon Health Care, No. 13-525, 2013 U.S. Dist. LEXIS 153886, at *19 (W.D. Mich. Oct. 28, 2013) ("[T]he individual prisons named as Defendants in this action are . . . buildings used by the MDOC to house prisoners. They are not the proper public entity for suit."); Poole v. Mich. Reformatory, No. 09-13093, 2009 U.S. Dist. LEXIS 82798, at *3 (E.D. Mich. Sept. 11, 2009) (holding that prison facilities are not "persons" or legal entities subject to suit under § 1983). Thus, the Court will also dismiss Plaintiff's claims against RCC for failure to state a claim upon which relief may be granted.
Finally, the Court turns to Plaintiff's claims against the RCC "Medical Staff." As with the entities above, a prison medical department is not an entity subject to suit under § 1983. See Hix v. Tenn. Dept. of Corr., 196 F. App'x 350, 355 (6th Cir. 2006) ("[W]e conclude that the defendant medical departments are not 'persons' under § 1983."). Thus, Plaintiff's claims against the RCC "Medical Staff" must also be dismissed for failure to state a claim upon which relief may be granted.
B. Defendants Ferguson, Durrett, and Crews
1. Official-Capacity Claims
"Official-capacity suits . . . 'generally represent [] another way of pleading an action against an entity of which an officer is an agent.'" Kentucky v. Graham, 473 U.S. 159, 166 (1985) (quoting Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691 n.55 (1978)). Because Defendants are employees of the Commonwealth of Kentucky, the claims brought against them in their official capacities are deemed claims against the Commonwealth of Kentucky. Id. at 166. State officials sued in their official capacities for money damages are not "persons" subject to suit under § 1983. Will v. Mich. Dep't of State Police, 491 U.S. at 71. Thus, to the extent that Plaintiff seeks money damages from Defendants in their official capacities, he fails to state a cognizable claim under § 1983. Additionally, the Eleventh Amendment acts as a bar to claims for monetary damages against Defendants in their official capacities. Kentucky v. Graham, 473 U.S. at 169. Thus, the Court will dismiss Plaintiff's official-capacity claims against Defendants Ferguson, Durrett, and Crews for damages for failure to state a claim upon which relief may be granted and for seeking monetary damages from Defendants immune from such relief.
The Court will, however, allow Plaintiff's official-capacity claims against Defendants Ferguson, Durrett, and Crews to proceed for injunctive relief which the Court liberally construes as including the provision of constitutionally appropriate medical treatment for a serious medical need. See Ex parte Young, 209 U.S. 123, 159-60 (1908) (holding that prospective non-monetary relief against a state official in his official capacity to prevent future constitutional or federal statutory violations is not barred by the Eleventh Amendment).
2. Individual-Capacity Claims
As indicated above, Plaintiff asserts an individual-capacity claim against Defendant Crews. For purposes of this Memorandum Opinion and Order only, the Court liberally construes the amended complaint as asserting individual-capacity claims against Defendants Ferguson and Durrett as well.
It is a basic pleading essential that a plaintiff attribute factual allegations to particular defendants. See Twombly, 550 U.S. at 544 (holding that, in order to state a claim, a plaintiff must make sufficient allegations to give a defendant fair notice of the claim). The Sixth Circuit "has consistently held that damage claims against government officials arising from alleged violations of constitutional rights must allege, with particularity, facts that demonstrate what each defendant did to violate the asserted constitutional right." Lanman v. Hinson, 529 F.3d 673, 684 (6th Cir. 2008) (citing Terrance v. Northville Reg'l Psych. Hosp., 286 F.3d 834, 842 (6th Cir. 2002)). Where a person is named as a defendant without an allegation of specific conduct, the complaint is subject to dismissal, even under the liberal construction afforded to pro se complaints. See Frazier v. Michigan, 41 F. App'x 762, 764 (6th Cir. 2002) (dismissing the plaintiff's claims where the complaint did not allege with any degree of specificity which of the named defendants were personally involved in or responsible for each alleged violation of rights); Griffin v. Montgomery, No. 00-3402, 2000 U.S. App. LEXIS 30782, at *7 (6th Cir. Nov. 30, 2000) (requiring allegations of personal involvement against each defendant)); Rodriguez v. Jabe, 904 F.2d 708 (6th Cir. 1990) ("Plaintiff's claims against those individuals are without a basis in law as the complaint is totally devoid of allegations as to them which would suggest their involvement in the events leading to his injuries.").
Moreover, to the extent that Plaintiff seeks to holds these individuals liable based solely under their supervisory positions as KDOC Commissioner, RCC Warden, and RCC Deputy Warden, his claims against them still fail because the doctrine of respondeat superior does not apply in § 1983 lawsuits to impute liability onto supervisory personnel, see Monell v. Dep't of Soc. Servs., 436 U.S. at 691-95, unless it is shown "that the supervisor encouraged the specific incident of misconduct or in some other way directly participated in it." Bellamy v. Bradley, 729 F.2d 416, 421 (6th Cir. 1984). A supervisor's failure to supervise, train, or control an employee is not actionable under § 1983, unless the plaintiff shows "the official at least implicitly authorized, approved, or knowingly acquiesced in the unconstitutional conduct . . . ." Hays v. Jefferson Cty., Ky., 668 F.2d 869, 874 (6th Cir. 1982); see also Shehee v. Luttrell, 199 F.3d 295, 300 (6th Cir. 1999) ("[A] supervisory official's failure to supervise, control or train the offending individual is not actionable unless the supervisor either encouraged the specific incident of misconduct or in some other way directly participated in it.") (internal quotation marks omitted).
Thus, because Plaintiff has not made any specific allegations against Defendant Ferguson, Durrett, or Crews, any individual-capacity claims against them must be dismissed for failure to state a claim upon which relief may be granted.
C. Second Amended Complaint
Finally, because Plaintiff's claim is one for deliberate indifference to a serious medical need, and he listed "nurses, doctors" as part of Defendant RCC "Medical Staff" in the complaint, the Court will allow him one final opportunity to name as Defendants any doctors or nurses who were allegedly involved in denying him constitutionally appropriate medical care. See, e.g., LaFountain v. Harry, 716 F.3d 944, 951 (6th Cir. 2013) (allowing for amendment).
IV. CONCLUSION
For the foregoing reasons, IT IS HERBY ORDERED that Plaintiff's claims against KDOC, RCC, and RCC "Medical Staff," are DISMISSED pursuant to 28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief may be granted. As such, the Clerk of Court is DIRECTED to terminate these Defendants as parties to this action.
IT IS FURTHER ORDERED that Plaintiff's official-capacity claims for damages against Defendants Ferguson, Durrett, and Crews are DISMISSED pursuant to 28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief may be granted and pursuant to 28 U.S.C. § 1915A(b)(2) for seeking monetary relief from Defendants immune from such relief.
IT IS FURTHER ORDERED that Plaintiff's individual-capacity claims against Defendants Ferguson, Durrett, and Crews for all relief are DISMISSED pursuant to 28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief may be granted.
Finally, IT IS ORDERED that within 30 days from the entry date of this Memorandum Opinion and Order, Plaintiff may file a second amended complaint in which he names as Defendants any doctors or nurses who were allegedly involved in denying him constitutionally appropriate medical care. In the second amended complaint, Plaintiff should 1) describe each new Defendant's allegedly wrongful actions; 2) sue the new Defendants in their official and/or individual capacities; and 3) completes a summons form for each newly-named Defendant. Plaintiff may identify any unknown Defendant(s) as Jane Doe or John Doe, but he must specifically allege facts describing what each unknown/Doe Defendant did or failed to do to violate his constitutional rights.
Regarding the completion of the summon forms, Plaintiff must: (1) prepare a summons for each Defendant; (2) write or type the Defendant's name and address on the summons in the space provided; (3) write or type Plaintiff's name in the space provided; (4) do not fill in any other part of the summons form and do not mail the summons to any of the Defendants.
The Clerk of Court is DIRECTED to send Plaintiff a § 1983 complaint form with the words "Second Amended Complaint" and the instant case number written in the caption. The Clerk of Court shall also send Plaintiff four blank summons forms with the instant case number affixed to them.
The Court will enter a separate Service and Scheduling Order to govern the claims it has allowed to proceed in this action. Date: October 13, 2020
/s/
Rebecca Grady Jennings, District Judge
United States District Court cc: Plaintiff, pro se
Defendants
General Counsel, Justice & Public Safety Cabinet, Office of Legal Counsel
A961.011