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Frank v. Bockenstette

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION
Mar 6, 2013
Case No. 1:12-cv-812 (S.D. Ohio Mar. 6, 2013)

Opinion

Case No. 1:12-cv-812

03-06-2013

Steven L. Frank, et al., Petitioners v. Mark Bockenstette, et al., Respondents


ORDER

This matter is before the Court on the Magistrate Judge's Report and Recommendation filed February 13, 2013 (Doc. 7).

Proper notice has been given to the parties under 28 U.S.C. § 636(b)(1)(C), including notice that the parties would waive further appeal if they failed to file objections to the Report and Recommendation in a timely manner. See United States v. Walters, 638 F.2d 947 (6th Cir. 1981). As of the date of this Order, no objections to the Magistrate Judge's Report and Recommendation have been filed.

Having reviewed this matter de novo pursuant to 28 U.S.C. § 636, we find the Magistrate Judge's Report and Recommendation correct.

Accordingly, it is ORDERED that the Report and Recommendation of the Magistrate Judge is hereby ADOPTED . Petitioners' motion for an order confirming the stipulated award of the Arbitration Panel in the matter of the Arbitration between Mark and Mary Kay Bockenstette v. Steven Louis Frank, Michael A. Curley, Sr., Andrew J. Moro and Wells Fargo Advisors, LLC, f/k/a Wachovia Securities, LLC, FINRA Case No. 10-05647 is GRANTED. The Stipulated FINRA Arbitration Award is CONFIRMED and all references to the underlying arbitration proceedings be EXPUNGED from the petitioners' registration records, as maintained by the Central Registration Depository.

________________________

Sandra S. Beckwith, Senior Judge

United States District Court


Summaries of

Frank v. Bockenstette

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION
Mar 6, 2013
Case No. 1:12-cv-812 (S.D. Ohio Mar. 6, 2013)
Case details for

Frank v. Bockenstette

Case Details

Full title:Steven L. Frank, et al., Petitioners v. Mark Bockenstette, et al.…

Court:UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION

Date published: Mar 6, 2013

Citations

Case No. 1:12-cv-812 (S.D. Ohio Mar. 6, 2013)